organization · Reporting owner
HEC Sponsor III LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hudson Executive Investment Corp. IIIHIII · Entity 129488 | 10% owner | March 02, 2022 | March 04, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hudson Executive Investment Corp. III
Report date March 02, 2022 · Filed March 04, 2022
Jointly reported with Bergeron Douglas, Braunstein Douglas L
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 14,925,000 |
Reported balance
After 2022-03-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-03-02 · Purchase · Acquired 25,000 · Balance 14,925,000 F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F2: The aggregate price paid for the transferred shares was $41.67. F3: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date.
F2: The aggregate price paid for the transferred shares was $41.67.
F3: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 02, 2022 Filed Mar 4, 2022 22:37 UTC | Hudson Executive Investment Corp. III HIII · Entity 129488 | PurchaseClass B Common Stock · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-009465 · doc4.xml · derivative · entry 1 HEC Sponsor III LLC · CIK 0001847295 · 10% owner Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,925,000 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F2 · price: The aggregate price paid for the transferred shares was $41.67. F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F3 · ownership.direct: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
| April 12, 2021 Filed Apr 14, 2021 17:27 UTC | Hudson Executive Investment Corp. III HIII · Entity 129488 | OtherClass B Common Stock · Derivative | 93,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-015759 · doc4.xml · derivative · entry 1 HEC Sponsor III LLC · CIK 0001847295 · 10% owner Bergeron Douglas · CIK 0001298718 · Director · Chief Executive Officer Braunstein Douglas L · CIK 0001495110 · Director · President, Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,900,000 Underlying: Class A Common Stock · 93,750 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F2 · kind: On April 12, 2021, HEC Sponsor III LLC forfeited at no cost 93,750 shares of Class B common stock, following the expiration of the over-allotment option granted to the underwriters of the Issuer's initial public offering (as more fully described in the Registration Statement), and the determination by such underwriters not to exercise in full such over-allotment option granted to them. F1 · derivative.exercise_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F1 · derivative.expiration_date: The shares of Class B common stock are convertible for shares of the Issuer's Class A common stock as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-252744) (the "Registration Statement") and have no expiration date. F3 · ownership.direct: HEC Sponsor III LLC is the record holder of the securities reported herein. Douglas G. Bergeron and Douglas L. Braunstein are among the managers of HEC Sponsor III LLC and share voting and investment discretion with respect to the securities held of record by HEC Sponsor III LLC. Mr. Braunstein and Mr. Bergeron disclaim any beneficial ownership of the securities held by HEC Sponsor III LLC other than to the extent of any pecuniary interest they may have therein, directly or indirectly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.