Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROCKWELL AUTOMATION, INCROK · Entity 906 | VP and Chief IP Counsel | October 01, 2026 | October 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROCKWELL AUTOMATION, INC
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Performance SharesSEC Table II · derivative / convertible security · Expires 2026-12-04 | Direct | 277 |
Reported balance
After 2026-10-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 277 · Balance 277 F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. |
Filing footnotes · ownership attribution and instrument terms
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: On December 4, 2023, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received.
F3: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 4, 2026, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2024 Filed May 16, 2024 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 467 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001024478-24-000054 · wk-form4_1715898074.xml · derivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,367 Underlying: Common Stock · 467 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 16, 2024 Filed May 16, 2024 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 467 | $273.27 | $127,617.09 |
DisclosureSEC source: 0001024478-24-000054 · wk-form4_1715898074.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,800 F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/30/2023. Read SEC document |
| May 16, 2024 Filed May 16, 2024 22:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 467 | $104.08 | $48,605.36 |
DisclosureSEC source: 0001024478-24-000054 · wk-form4_1715898074.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 5,267 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Option exercise and sale of option shares pursuant to a Rule 10b5-1 trading plan entered into on 11/30/2023. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 30 | $280.20 | $8,406.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 7 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,800 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 74 | $279.56 | $20,687.31 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,830 F3 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/9/2023 and 12/10/2023 and performance shares that vested on 12/10/2023. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $279.02 to $279.76. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 12 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 198 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 11 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 65 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,706 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 10 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 124 Underlying: Common Stock · 61 shares Expires 2025-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 14 | $279.07 | $3,906.96 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,580 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2023 to cover taxes due on restricted stock units that vested on 12/7/2023. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $278.71 to $279.5301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · derivative · entry 9 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 46 Underlying: Common Stock · 46 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F7 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2023 Filed Dec 12, 2023 01:54 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 46 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000193 · wk-form4_1702346053.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 4,594 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 194 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000172 · wk-form4_1701823371.xml · derivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194 Underlying: Common Stock · 194 shares Expires 2026-12-04 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2023 Filed Dec 6, 2023 00:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 629 | $0.00 Strike: $279.50 | $0.00 |
DisclosureSEC source: 0001024478-23-000172 · wk-form4_1701823371.xml · derivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 629 Underlying: Common Stock · 629 shares Expires 2033-12-04 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| November 20, 2023 Filed Nov 21, 2023 21:16 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 275 | $271.30 | $74,606.13 |
DisclosureSEC source: 0001024478-23-000129 · wk-form4_1700601370.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,548 Read SEC document |
| October 02, 2023 Filed Oct 3, 2023 21:59 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 198 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-23-000118 · wf-form4_169637034738565.xml · derivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198 Underlying: Common Stock · 198 shares Expires 2023-12-10 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 10, 2020, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 10, 2023, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 25, 2023 Filed May 26, 2023 21:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001820074-23-000002 · primary_doc.xml · derivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 900 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The options vested in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 25, 2023 Filed May 26, 2023 21:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Tax withholdingCommon Stock | 358 | $273.43 | $97,887.94 |
DisclosureSEC source: 0001820074-23-000002 · primary_doc.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,823 Read SEC document |
| May 25, 2023 Filed May 26, 2023 21:48 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 900 | $108.89 | $98,001.00 |
DisclosureSEC source: 0001820074-23-000002 · primary_doc.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2023 Filed May 3, 2023 21:22 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 556 | $279.09 | $155,174.87 |
DisclosureSEC source: 0001024478-23-000047 · wf-form4_168314896775923.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,281 Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20 | $258.87 | $5,177.44 |
DisclosureSEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,837 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/10/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $258.66 to $259.11. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · derivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65 Underlying: Common Stock · 65 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2022 Filed Dec 13, 2022 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,857 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · derivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185 Underlying: Common Stock · 185 shares Expires 2025-12-09 F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 23:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 619 | $0.00 Strike: $259.81 | $0.00 |
DisclosureSEC source: 0001024478-22-000171 · wf-form4_167097285104895.xml · derivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619 Underlying: Common Stock · 619 shares Expires 2032-12-09 F6 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F7 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2022 Filed Dec 9, 2022 00:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 14 | $256.82 | $3,595.46 |
DisclosureSEC source: 0001024478-22-000121 · wf-form4_167054478394899.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,792 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/9/2022 to cover taxes due on restricted stock units that vested on 12/7/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.81 to $256.9301. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 50 | $257.26 | $12,863.10 |
DisclosureSEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · nonDerivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,761 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $256.89 to $257.74. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 130 | $256.49 | $33,344.30 |
DisclosureSEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,811 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $255.88 to $256.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 7, 2022 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10 | $255.23 | $2,552.34 |
DisclosureSEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,941 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 8/09/2022 to cover taxes due on restricted stock and performance shares that vested on 12/5/2022. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $254.73 to $255.29. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000121 · wf-form4_167054478394899.xml · derivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92 Underlying: Common Stock · 45 shares Expires 2024-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F5 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2022 Filed Dec 9, 2022 00:13 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 45 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000121 · wf-form4_167054478394899.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,806 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · derivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 443 shares Expires 2022-12-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 05, 2022 Filed Dec 7, 2022 23:57 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000107 · wf-form4_167045740229891.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,951 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2022 Filed Oct 4, 2022 21:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 443 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-22-000081 · wf-form4_166492020664888.xml · derivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443 Underlying: Common Stock · 443 shares Expires 2022-12-05 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 5, 2019, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 5, 2022, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,200 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001024478-22-000065 · wf-form4_165939162818882.xml · derivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,200 | $253.10 | $303,716.88 |
DisclosureSEC source: 0001024478-22-000065 · wf-form4_165939162818882.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $253.02 to $253.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 130 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 22:07 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,200 | $80.11 | $96,132.00 |
DisclosureSEC source: 0001024478-22-000065 · wf-form4_165939162818882.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,708 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 21 | $350.00 | $7,349.95 |
DisclosureSEC source: 0001024478-21-000167 · wf-form4_163951818425763.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,508 F1 · kind: Sale of shares pursuant to a 10b5-1 trading plan entered into on 5/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.99 to $350.1501. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · balance_after: Includes 130 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionRestricted Stock Units · Derivative | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000167 · wf-form4_163951818425763.xml · derivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Underlying: Common Stock · 65 shares Expires 2023-12-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 21:43 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000167 · wf-form4_163951818425763.xml · nonDerivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:27 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000139 · wf-form4_163909245799449.xml · derivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137 Underlying: Common Stock · 137 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:27 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 548 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000139 · wf-form4_163909245799449.xml · derivative · entry 1 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548 Underlying: Common Stock · 548 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 19 | $345.42 | $6,563.03 |
DisclosureSEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 6 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,464 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F6 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $345.31 to $345.57. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F7 · balance_after: Includes 130 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 34 | $344.75 | $11,721.46 |
DisclosureSEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 5 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,483 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F5 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $344.31 to $345.30. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 24 | $343.32 | $8,239.56 |
DisclosureSEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 4 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,517 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F4 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $343.13 to $343.37. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 75 | $342.46 | $25,684.37 |
DisclosureSEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 3 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,541 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F3 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $342.08 to $342.71. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 06, 2021 Filed Dec 7, 2021 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 96 | $341.62 | $32,795.79 |
DisclosureSEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · nonDerivative · entry 2 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,616 F1 · kind: Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/24/2021 to cover taxes due on restricted stock and performance shares that vested on 12/4/2021. F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $341.00 to $341.95. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 04, 2021 Filed Dec 7, 2021 23:25 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SalePerformance Shares · Derivative | 620 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000109 · wf-form4_163891950291081.xml · derivative · entry 8 MILLER JOHN M · CIK 0001305128 · VP and Chief IP Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 620 shares Expires 2021-12-04 F9 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.