Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AVISTA CORPAVA · Entity 145 | Director | March 13, 2019 | March 14, 2019 |
| Decarbonization Plus Acquisition Corp IIDCRN · Entity 131354 | Director · Chief Executive Officer | February 03, 2021 | February 04, 2021 |
| Decarbonization Plus Acquisition Corp IVDCRD · Entity 116581 | Director · Chief Executive Officer | August 10, 2021 | August 11, 2021 |
| Hyzon Motors Inc.HYZN · Entity 84180 | Director | November 11, 2024 | November 13, 2024 |
| Solid Power, Inc.SLDP · Entity 5427 | Director | May 20, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AVISTA CORP
Report date March 13, 2019 · Filed March 14, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 22,246 |
Reported balance
After 2019-03-13 transaction · row 1
1 source rowRow 1 · 2019-03-13 · Grant · Acquired 452 · Balance 22,246 F1: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on March 12, 2019. F2: Shares issued as part the Directors annual retainer. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on March 12, 2019.
F2: Shares issued as part the Directors annual retainer.
Decarbonization Plus Acquisition Corp II
Report date February 03, 2021 · Filed February 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially owned.SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-02-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Decarbonization Plus Acquisition Corp IV
Report date August 10, 2021 · Filed August 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| No securities beneficially owned.SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-08-10 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Hyzon Motors Inc.
Report date November 11, 2024 · Filed November 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 1,960 |
Reported balance
After 2024-11-11 transaction · row 1
1 source rowRow 1 · 2024-11-11 · Exercise / conversion · Acquired 120 · Balance 1,960 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2024-11-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-11-11 · Exercise / conversion · Disposed 120 · Balance 0 F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Hyzon Motors, Inc. Class A Common Stock. F3: The RSUs were granted on February 4, 2022 and will vest in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectSee footnote | 12,618 |
Reported balance
Holding disclosure · report date 2024-11-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,618 F1: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC.
F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Hyzon Motors, Inc. Class A Common Stock.
F3: The RSUs were granted on February 4, 2022 and will vest in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.
Solid Power, Inc.
Report date May 20, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 304,503 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 44,133 · Balance 304,503 F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date. |
| Common StockSEC Table I · non-derivative | IndirectBy WestRiver Management, LLC | 157,617 |
Reported balance
Holding disclosure · report date 2026-05-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 157,617 F2: Represents 157,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.
F2: Represents 157,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Callaway Golf Co
Report date May 21, 2026 · Filed May 21, 2026
Section 16 reporting ended · disclosed 2026-05-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,153 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Exercise / conversion · Acquired 18,546 · Balance 39,153 F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs"). F2: RSUs convert into common stock on a one-for-one basis. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-21 · Exercise / conversion · Disposed 18,546 · Balance 0 F2: RSUs convert into common stock on a one-for-one basis. F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs"). F4: The RSUs were granted on May 29, 2025 and vest in full on the date of the 2026 Annual Meeting of Shareholders. |
| Common StockSEC Table I · non-derivative | IndirectBy Anderson Family Investments, LLC | 40,476 |
Reported balance
Holding disclosure · report date 2026-05-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 40,476 F3: The Reporting Person is the sole member and sole manager of WestRiver Management LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy WestRiver Management, LLC | 580,459 |
Reported balance
Holding disclosure · report date 2026-05-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 580,459 F3: The Reporting Person is the sole member and sole manager of WestRiver Management LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").
F2: RSUs convert into common stock on a one-for-one basis.
F3: The Reporting Person is the sole member and sole manager of WestRiver Management LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.
F4: The RSUs were granted on May 29, 2025 and vest in full on the date of the 2026 Annual Meeting of Shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 29, 2021 Filed Oct 1, 2021 21:17 UTC | Callaway Golf Co ELY · Entity 4283 | OtherCommon Stock | 512,019 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058531 · doc4.xml · nonDerivative · entry 4 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By WestRiver Management, LLC Disclosed balance after: 512,019 F3 · kind: Represents shares of Issuers common stock received in connection with the Distribution-in-Kind. F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuers securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Persons pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:17 UTC | Callaway Golf Co ELY · Entity 4283 | OtherCommon Stock | 18,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058531 · doc4.xml · nonDerivative · entry 3 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 18,702 F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuers common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities organizational documents. As further disclosed in Amendment No. 1 to the Schedule 13D filed by WestRiver Management, LLC ("WestRiver Management") with the Securities and Exchange Commission on October 1, 2021, the persons who received shares of the Issuers common stock as a result of the Distribution-in-Kind agreed that such shares are subject to the terms of a lock-up agreement that restricts them from selling or otherwise transferring such shares through November 9, 2021. F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuers securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Persons pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:17 UTC | Callaway Golf Co ELY · Entity 4283 | OtherCommon Stock | 3,779,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058531 · doc4.xml · nonDerivative · entry 2 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Investors II, LLC Disclosed balance after: 1,209,996 F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuers common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities organizational documents. As further disclosed in Amendment No. 1 to the Schedule 13D filed by WestRiver Management, LLC ("WestRiver Management") with the Securities and Exchange Commission on October 1, 2021, the persons who received shares of the Issuers common stock as a result of the Distribution-in-Kind agreed that such shares are subject to the terms of a lock-up agreement that restricts them from selling or otherwise transferring such shares through November 9, 2021. F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuers securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Persons pecuniary interest therein. Read SEC document |
| September 29, 2021 Filed Oct 1, 2021 21:17 UTC | Callaway Golf Co ELY · Entity 4283 | OtherCommon Stock | 7,527,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-058531 · doc4.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Investors, LLC Disclosed balance after: 5,474,968 F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuers common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities organizational documents. As further disclosed in Amendment No. 1 to the Schedule 13D filed by WestRiver Management, LLC ("WestRiver Management") with the Securities and Exchange Commission on October 1, 2021, the persons who received shares of the Issuers common stock as a result of the Distribution-in-Kind agreed that such shares are subject to the terms of a lock-up agreement that restricts them from selling or otherwise transferring such shares through November 9, 2021. F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuers securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Persons pecuniary interest therein. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:22 UTC | Hyzon Motors Inc. HYZN · Entity 84180 | ConversionClass B Common Stock · Derivative | 630,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029094 · doc4.xml · derivative · entry 2 ANDERSON ERIK J · CIK 0001174968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 630,947 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation ("DCRB"), DCRB Merger Sub Inc. and Hyzon Motors Inc. on July 16, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRB changed its name to "Hyzon Motors Inc." F1 · price: In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation ("DCRB"), DCRB Merger Sub Inc. and Hyzon Motors Inc. on July 16, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRB changed its name to "Hyzon Motors Inc." F2 · derivative.exercise_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of DCRB's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date. F2 · derivative.expiration_date: The shares of Class B Common Stock were automatically convertible into shares of Class A Common Stock at the time of DCRB's initial business combination on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights (which rights were waived by the Reporting Person in connection with the business combination), and had no expiration date. F3 · ownership.nature: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC. Read SEC document |
| July 16, 2021 Filed Jul 21, 2021 01:22 UTC | Hyzon Motors Inc. HYZN · Entity 84180 | ConversionClass A Common Stock | 630,947 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-029094 · doc4.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 630,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: In connection with the closing of the business combination between Decarbonization Plus Acquisition Corporation ("DCRB"), DCRB Merger Sub Inc. and Hyzon Motors Inc. on July 16, 2021, the Reporting Person's shares of Class B Common Stock automatically converted into shares of Class A Common Stock on a one-for-one basis. Upon consummation of the business combination, DCRB changed its name to "Hyzon Motors Inc." F3 · ownership.nature: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC. Read SEC document |
| May 19, 2021 Filed May 19, 2021 21:51 UTC | Callaway Golf Co ELY · Entity 4283 | GrantRestricted Stock Units · Derivative | 4,063 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-034086 · doc4.xml · derivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,063 Underlying: Common Stock · 4,063 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: The RSUs were granted on May 19, 2021 and vest in full on the first anniversary of the grant date. F2 · derivative.expiration_date: The RSUs were granted on May 19, 2021 and vest in full on the first anniversary of the grant date. F3 · balance_after: Represents only the RSUs granted on May 19, 2021 and does not include RSUs with different vesting terms. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:55 UTC | Callaway Golf Co ELY · Entity 4283 | OtherCommon Stock | 1,061,962 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012586 · doc4.xml · nonDerivative · entry 2 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Investors II, LLC Disclosed balance after: 4,989,377 F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC and TGP Investors II, LLC to their respective members for no consideration pursuant to such entities' organizational documents. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. Erik Anderson is the sole member of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP and TGP II. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 16, 2021 Filed Mar 18, 2021 21:55 UTC | Callaway Golf Co ELY · Entity 4283 | OtherCommon Stock | 1,746,143 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-012586 · doc4.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Investors, LLC Disclosed balance after: 13,002,342 F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC and TGP Investors II, LLC to their respective members for no consideration pursuant to such entities' organizational documents. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. Erik Anderson is the sole member of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP and TGP II. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantRestricted Stock Units · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · derivative · entry 9 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573 Underlying: Common Stock · 573 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F8 · derivative.exercise_date: The RSUs were granted on March 8, 2021 and vest in full on the first anniversary of the grant date. F8 · derivative.expiration_date: The RSUs were granted on March 8, 2021 and vest in full on the first anniversary of the grant date. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantStock Option · Derivative | 45,229 | $0.00 Strike: $35.14 | $0.00 |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · derivative · entry 8 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 45,229 Underlying: Common Stock · 45,229 shares Expires 2030-04-29 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F6 · derivative.exercise_date: The stock option vests in four equal annual installments, beginning on January 1, 2021. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantStock Option · Derivative | 43,391 | $0.00 Strike: $32.21 | $0.00 |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · derivative · entry 7 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 43,391 Underlying: Common Stock · 43,391 shares Expires 2029-03-18 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F5 · derivative.exercise_date: The stock option vests in four equal annual installments, beginning on January 1, 2020. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantStock Option · Derivative | 35,880 | $0.00 Strike: $30.45 | $0.00 |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · derivative · entry 6 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 35,880 Underlying: Common Stock · 35,880 shares Expires 2028-03-05 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F4 · derivative.exercise_date: The stock option vests in four equal annual installments, beginning on January 1, 2019. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantStock Option · Derivative | 149,439 | $0.00 Strike: $21.08 | $0.00 |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · derivative · entry 5 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 149,439 Underlying: Common Stock · 149,439 shares Expires 2025-08-31 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F3 · derivative.exercise_date: The stock option is currently exercisable. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantStock Option · Derivative | 21,348 | $0.00 Strike: $6.91 | $0.00 |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · derivative · entry 4 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 21,348 Underlying: Common Stock · 21,348 shares Expires 2024-04-16 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F3 · derivative.exercise_date: The stock option is currently exercisable. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 6,051,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · nonDerivative · entry 3 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Investors II, LLC Disclosed balance after: 6,051,339 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 14,748,485 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · nonDerivative · entry 2 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Investors, LLC Disclosed balance after: 14,748,485 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 00:01 UTC | Callaway Golf Co ELY · Entity 4283 | GrantCommon Stock | 37,405 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-21-010745 · doc4.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By TGP Advisors, LLC Disclosed balance after: 37,405 F1 · price: Pursuant to that certain Agreement and Plan of Merger, dated as of October 27, 2020 (the "Merger Agreement"), by and among the Issuer, 51 Steps, Inc. ("Merger Sub") and Topgolf International, Inc. ("Topgolf"), on March 8, 2021, each share of Topgolf common stock and preferred stock, was automatically converted into the right to receive a number of shares of the Issuer's common stock based on the exchange ratio described in the Issuer's prospectus related to the transactions contemplated by the Merger Agreement (the "Prospectus"). In addition, each outstanding Topgolf stock option held by the Reporting Person was exchanged for an option to purchase the Issuer's Common Stock, as described in the Prospectus. F2 · ownership.nature: WestRiver Management, LLC is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC. TGP Manager, LLC is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and manager of WestRiver Management, LLC. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP Advisors, LLC, TGP Investors, LLC and TGP Investors II, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein. Read SEC document |
| December 04, 2020 Filed Dec 5, 2020 02:30 UTC | Hyzon Motors Inc. DCRB · Entity 84180 | OtherClass B Common Stock, par value $0.0001 per share · Derivative | 12,911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-20-041186 · ownership.xml · derivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 630,947 Underlying: Class A Common Stock · 12,911 shares Expires not disclosed F1 · derivative.exercise_price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · kind: The Class B Common Stock owned by WRG DCRB Investors, LLC included up to 90,607 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-248958). Because the underwriters exercised their over-allotment option in part, WRG DCRB Investors, LLC forfeited 12,911 shares of Class B Common Stock on December 4, 2020 for cancellation by the Issuer. F1 · price: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.exercise_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F1 · derivative.expiration_date: The shares of Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a one-for-one basis, subject to adjustment pursuant to certain anti-dilution rights, and have no expiration date. F2 · balance_after: The Class B Common Stock owned by WRG DCRB Investors, LLC included up to 90,607 shares that were subject to forfeiture in the event the underwriters of the initial public offering of the Issuer's securities did not exercise in full their over-allotment option as described in the Issuer's Registration Statement on Form S-1 (File No. 333-248958). Because the underwriters exercised their over-allotment option in part, WRG DCRB Investors, LLC forfeited 12,911 shares of Class B Common Stock on December 4, 2020 for cancellation by the Issuer. F3 · ownership.nature: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 16:00 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock | 452 | $41.45 | $18,735.40 |
DisclosureSEC source: 0000104918-19-000070 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,246 F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on March 12, 2019. F2 · shares: Shares issued as part the Directors annual retainer. F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on March 12, 2019. Read SEC document |
| May 23, 2018 Filed May 23, 2018 16:09 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock | 1,426 | $52.56 | $74,950.56 |
DisclosureSEC source: 0000104918-18-000069 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,794 F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018. F2 · shares: Shares issued as part the Directors annual retainer. F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 22, 2018. Read SEC document |
| September 27, 2017 Filed Sep 28, 2017 18:46 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock | 32 | $51.49 | $1,647.68 |
DisclosureSEC source: 0000104918-17-000114 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,368 F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on September 26, 2017. F2 · shares: Shares issued as part the Directors annual retainer. F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on September 26, 2017. Read SEC document |
| May 12, 2017 Filed May 15, 2017 17:26 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock | 1,700 | $41.16 | $69,972.00 |
DisclosureSEC source: 0000104918-17-000079 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,336 F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 11, 2017. F2 · shares: Shares issued as part the Directors annual retainer. F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on May 11, 2017. Read SEC document |
| September 02, 2016 Filed Sep 6, 2016 16:28 UTC | AVISTA CORP AVA · Entity 145 | GrantCommon Stock | 41 | $40.52 | $1,661.32 |
DisclosureSEC source: 0000104918-16-000261 · primary_doc.xml · nonDerivative · entry 1 ANDERSON ERIK J · CIK 0001174968 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,636 F1 · kind: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on September 1, 2016. F2 · shares: Shares issued as part the Directors annual retainer. F1 · price: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on September 1, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.