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person · Reporting owner

ANDERSON ERIK J

Disclosed activity across 6 companies

Tapewire entity
45343
SEC CIK
0001174968

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AVISTA CORPAVA · Entity 145DirectorMarch 13, 2019March 14, 2019
Decarbonization Plus Acquisition Corp IIDCRN · Entity 131354Director · Chief Executive OfficerFebruary 03, 2021February 04, 2021
Decarbonization Plus Acquisition Corp IVDCRD · Entity 116581Director · Chief Executive OfficerAugust 10, 2021August 11, 2021
Hyzon Motors Inc.HYZN · Entity 84180DirectorNovember 11, 2024November 13, 2024
Solid Power, Inc.SLDP · Entity 5427DirectorMay 20, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AVISTA CORP

Report date March 13, 2019 · Filed March 14, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect22,246 Reported balance After 2019-03-13 transaction · row 1
1 source row

Row 1 · 2019-03-13 · Grant · Acquired 452 · Balance 22,246

F1: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on March 12, 2019.

F2: Shares issued as part the Directors annual retainer.

Filing footnotes · ownership attribution and instrument terms

F1: Shares issued as an award of stock for Director Compensation. The price per share is the closing price on March 12, 2019.

F2: Shares issued as part the Directors annual retainer.

Decarbonization Plus Acquisition Corp II

Report date February 03, 2021 · Filed February 04, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-02-03 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Decarbonization Plus Acquisition Corp IV

Report date August 10, 2021 · Filed August 11, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
No securities beneficially owned.SEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2021-08-10 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Hyzon Motors Inc.

Report date November 11, 2024 · Filed November 13, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeDirect1,960 Reported balance After 2024-11-11 transaction · row 1
1 source row

Row 1 · 2024-11-11 · Exercise / conversion · Acquired 120 · Balance 1,960

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2024-11-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-11-11 · Exercise / conversion · Disposed 120 · Balance 0

F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Hyzon Motors, Inc. Class A Common Stock.

F3: The RSUs were granted on February 4, 2022 and will vest in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivativeIndirectSee footnote12,618 Reported balance Holding disclosure · report date 2024-11-11 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 12,618

F1: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC.

Filing footnotes · ownership attribution and instrument terms

F1: WRG DCRB Investors, LLC is the record holder of the shares reported herein. WestRiver Management, LLC is the managing member and majority owner of WRG DCRB Investors, LLC. Mr. Anderson is the sole member of WestRiver Management, LLC and has voting and investment discretion with respect to the shares held of record by WRG DCRB Investors, LLC. As such, Mr. Anderson may be deemed to have or share beneficial ownership of the common stock held directly by WRG DCRB Investors, LLC.

F2: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Hyzon Motors, Inc. Class A Common Stock.

F3: The RSUs were granted on February 4, 2022 and will vest in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

Solid Power, Inc.

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect304,503 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 44,133 · Balance 304,503

F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

Common StockSEC Table I · non-derivativeIndirectBy WestRiver Management, LLC157,617 Reported balance Holding disclosure · report date 2026-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 157,617

F2: Represents 157,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the Solid Power, Inc. 2021 Equity Incentive Plan) through such vesting date.

F2: Represents 157,617 shares owned directly by WestRiver Management, of which the reporting person is the sole member and sole manager.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Callaway Golf Co

Report date May 21, 2026 · Filed May 21, 2026

Section 16 reporting ended · disclosed 2026-05-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,153 Reported balance After 2026-05-21 transaction · row 1
1 source row

Row 1 · 2026-05-21 · Exercise / conversion · Acquired 18,546 · Balance 39,153

F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F2: RSUs convert into common stock on a one-for-one basis.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-21 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-21 · Exercise / conversion · Disposed 18,546 · Balance 0

F2: RSUs convert into common stock on a one-for-one basis.

F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F4: The RSUs were granted on May 29, 2025 and vest in full on the date of the 2026 Annual Meeting of Shareholders.

Common StockSEC Table I · non-derivativeIndirectBy Anderson Family Investments, LLC40,476 Reported balance Holding disclosure · report date 2026-05-21 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 40,476

F3: The Reporting Person is the sole member and sole manager of WestRiver Management LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy WestRiver Management, LLC580,459 Reported balance Holding disclosure · report date 2026-05-21 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 580,459

F3: The Reporting Person is the sole member and sole manager of WestRiver Management LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the number of shares of common stock issued upon the vesting of Restricted Stock Units ("RSUs").

F2: RSUs convert into common stock on a one-for-one basis.

F3: The Reporting Person is the sole member and sole manager of WestRiver Management LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

F4: The RSUs were granted on May 29, 2025 and vest in full on the date of the 2026 Annual Meeting of Shareholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 25, 2023 Filed May 26, 2023 21:37 UTC Solid Power, Inc. SLDP · Entity 5427 SaleCommon Stock 1,901 $2.10 $3,992.10
Disclosure

SEC source: 0000899243-23-013986 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC and affiliates

Disclosed balance after: 693,900

F2 · shares: By WRG DCRC, LLC ("WRG DCRC"), of which WestRiver Management, LLC ("WestRiver Management") is the sole managing member. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WRG DCRC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

F3 · ownership.nature: Represents 187,617 shares owned directly by WestRiver Management and 506,283 shares owned directly by WRG INV41, LLC ("WRG INV41"). WestRiver Management is the sole managing member of WRG INV41. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management and WRG INV41, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
May 24, 2023 Filed May 26, 2023 21:37 UTC Solid Power, Inc. SLDP · Entity 5427 GrantCommon Stock 59,197 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-013986 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,197

F1 · shares: Represents restricted stock units, which upon vesting of the unit, represent the right to receive one share of the issuer's common stock. The restricted stock units vest upon the earlier of: (i) the first anniversary of the grant date or (ii) the day before the issuer's next annual meeting of stockholders following the grant date, in each case, subject to the reporting person continuing to be a service provider (as defined in the 2021 Solid Power, Inc. Equity Incentive Plan) through such vesting date.

Read SEC document
May 17, 2023 Filed May 17, 2023 23:07 UTC Callaway Golf Co MODG · Entity 4283 SaleCommon Stock 10,000 $18.12 $181,200.00
Disclosure

SEC source: 0000899243-23-013194 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 862,959

F1 · ownership.nature: The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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May 15, 2023 Filed May 17, 2023 23:07 UTC Callaway Golf Co MODG · Entity 4283 SaleCommon Stock 10,000 $17.93 $179,300.00
Disclosure

SEC source: 0000899243-23-013194 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 872,959

F1 · ownership.nature: The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
May 11, 2023 Filed May 12, 2023 21:30 UTC Solid Power, Inc. SLDP · Entity 5427 OtherCommon Stock 312,958 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-012852 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By WestRiver Management, LLC and affiliates

Disclosed balance after: 695,801

F1 · kind: Pro rata distribution without consideration by WRG DCRC Investors, LLC ("WRG DCRC Investors") to its members ("In-Kind Distribution").

F2 · ownership.nature: Represents 1,901 shares owned directly by WRG DCRC, LLC ("WRG DCRC"), 187,617 shares owned directly by WestRiver Management, LLC ("WestRiver Management") and 506,283 shares owned directly by WRG INV41, LLC ("WRG INV41") after giving effect to the In-Kind Distribution. WestRiver Management is the sole managing member of WRG DCRC and WRG INV41. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WestRiver Management, WRG DCRC and WRG INV41, LLC. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 1,885 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 10

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anderson Family Investments, LLC

Disclosed balance after: 40,476

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 5,151 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 9

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,243

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 8,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 8

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,092

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

F6 · balance_after: The number of shares of the Issuer's common stock held directly by the Reporting Person reflects the transfer of 8,555 shares of the Issuer's common stock by the Reporting Person to his former spouse pursuant to the requirements of a domestic relations order, which is exempt under Rule 16a-12.

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March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 8,555 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 7

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 882,959

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 85,548 $23.02 $1,969,314.96
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 6

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 891,514

F4 · kind: Represents shares of the Issuer's common stock transferred to third party consultants as compensation pursuant to existing consulting arrangements between WestRiver Management and such consultants.

F5 · price: Represents the closing price of the Issuer's common stock on the date the shares were transferred in the transactions described in note 4.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 427,741 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 5

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 977,062

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 9,351 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 4

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 0

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 604,998 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 3

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Investors II, LLC

Disclosed balance after: 0

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 OtherCommon Stock 2,737,484 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Investors, LLC

Disclosed balance after: 0

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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March 06, 2023 Filed Mar 8, 2023 21:41 UTC Callaway Golf Co MODG · Entity 4283 SaleCommon Stock 20,000 $23.96 $479,200.00
Disclosure

SEC source: 0000899243-23-007551 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 549,321

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 21:05 UTC Callaway Golf Co MODG · Entity 4283 SaleCommon Stock 25,000 $23.45 $586,250.00
Disclosure

SEC source: 0000899243-23-006566 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 569,321

F1 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors") and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
January 26, 2023 Filed Feb 7, 2023 11:10 UTC Solid Power, Inc. SLDP · Entity 5427 OtherCommon Stock 1,008,759 $0.00 $0.00
Disclosure

SEC source: 0000899243-23-004120 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WRG DCRC Investors, LLC

Disclosed balance after: 1,008,759

F1 · kind: Pro rata distribution without consideration from Decarbonization Plus Acquisition Sponsor III LLC to its members, including WRG DCRC Investors, LLC ("WRG DCRC Investors").

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of WRG DCRC Investors. The Reporting Person is the sole member and sole manager of WestRiver Management. As a result, the Reporting Person may be deemed to beneficially own the securities held of record by WRG DCRC Investors. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 11, 2022 Filed Nov 15, 2022 21:38 UTC Hyzon Motors Inc. HYZN · Entity 84180 Exercise / conversionRestricted Stock Units · Derivative 5,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716583-22-000099 · wf-form4_166854828421816.xml · derivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,925

Underlying: Class A Common Stock, par value $0.0001 per share · 5,961 shares

Expires 2024-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs were granted on February 4, 2022 and will vest in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: The RSUs were granted on February 4, 2022 and will vest in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
November 11, 2022 Filed Nov 15, 2022 21:38 UTC Hyzon Motors Inc. HYZN · Entity 84180 Exercise / conversionClass A Common Stock, par value $0.0001 per share 5,961 $0.00 $0.00
Disclosure

SEC source: 0001716583-22-000099 · wf-form4_166854828421816.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 16, 2022 Filed Aug 17, 2022 20:48 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 5,000 $24.89 $124,450.00
Disclosure

SEC source: 0000899243-22-028999 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 594,321

F1 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors") and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
August 08, 2022 Filed Aug 10, 2022 16:40 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 22,500 $23.04 $518,400.00
Disclosure

SEC source: 0000899243-22-028213 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 599,321

F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $22.99 to $23.12 per share. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors") and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:48 UTC Hyzon Motors Inc. HYZN · Entity 84180 GrantRestricted Stock Units · Derivative 21,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001716583-22-000063 · wf-form4_165904131882605.xml · derivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,941

Underlying: Class A Common Stock, par value $0.0001 per share · 21,941 shares

Expires 2023-07-26

F1 · derivative.exercise_date: Shares will vest 100% on the anniversary of the grant date.

F1 · derivative.expiration_date: Shares will vest 100% on the anniversary of the grant date.

Read SEC document
July 26, 2022 Filed Jul 28, 2022 20:48 UTC Hyzon Motors Inc. HYZN · Entity 84180 GrantStock Option (Right to Buy) · Derivative 58,510 $0.00 Strike: $3.76 $0.00
Disclosure

SEC source: 0001716583-22-000063 · wf-form4_165904131882605.xml · derivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,510

Underlying: Class A Common Stock, par value $0.0001 per share · 58,510 shares

Expires 2027-07-26

F1 · derivative.exercise_date: Shares will vest 100% on the anniversary of the grant date.

Read SEC document
May 25, 2022 Filed May 25, 2022 20:38 UTC Callaway Golf Co ELY · Entity 4283 GrantRestricted Stock Units · Derivative 5,984 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031884 · doc4.xml · derivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,984

Underlying: Common Stock · 5,984 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock.

F2 · derivative.exercise_date: The RSUs were granted on May 25, 2022 and vest in full on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs were granted on May 25, 2022 and vest in full on the first anniversary of the grant date.

Read SEC document
May 19, 2022 Filed May 19, 2022 22:20 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 4,063 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018919 · doc4.xml · derivative · entry 7

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: RSUs convert into common stock on a one-for-one basis.

F4 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F6 · derivative.exercise_date: The RSUs were granted on May 19, 2021 and vested on the first anniversary of the grant date.

F6 · derivative.expiration_date: The RSUs were granted on May 19, 2021 and vested on the first anniversary of the grant date.

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May 19, 2022 Filed May 19, 2022 22:20 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 4,063 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-018919 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,092

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the number of shares of common stock issued upon the vesting of restricted stock units ("RSUs").

F5 · price: RSUs convert into common stock on a one-for-one basis.

Read SEC document
May 18, 2022 Filed May 19, 2022 22:20 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 30,000 $20.72 $621,600.00
Disclosure

SEC source: 0000899243-22-018919 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 621,821

F1 · kind: Represents shares of the Issuer's common stock transferred as compensation to employees of WestRiver Management.

F2 · price: Represents the closing price of the Issuer's common stock on the date the shares were transferred in the transaction described in note 1.

F3 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors") and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II") and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
May 16, 2022 Filed May 18, 2022 21:08 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 9,992 $20.81 $207,933.52
Disclosure

SEC source: 0000899243-22-018623 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 651,821

F1 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors, LLC ("TGP Advisors") and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionRestricted Stock Units · Derivative 573 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · derivative · entry 11

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 573 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: RSUs convert into common stock of the Issuer on a one-for-one basis.

F8 · shares: Represents the number of shares of the Issuer's common stock issued upon the vesting of restricted stock units ("RSUs").

F10 · derivative.exercise_date: The RSUs were granted March 8, 2021 and vested on the first anniversary of the grant date.

F10 · derivative.expiration_date: The RSUs were granted March 8, 2021 and vested on the first anniversary of the grant date.

F11 · balance_after: Represents only the RSUs granted on March 8, 2021, and does not include RSUs with different vesting terms.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 573 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 9

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: Represents the number of shares of the Issuer's common stock issued upon the vesting of restricted stock units ("RSUs").

F9 · price: RSUs convert into common stock of the Issuer on a one-for-one basis.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 5,152 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 8

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,456

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 18,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 7

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,304

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

F7 · balance_after: The number of shares of the Issuer's common stock held directly by the Reporting Person reflects the transfer of 18,024 shares of the Issuer's common stock by the Reporting Person to his former spouse pursuant to the requirements of a domestic relations order, which is exempt under Rule 16a-12.

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March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 18,024 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 6

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 661,813

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 203,865 $21.64 $4,411,638.60
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 5

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 679,837

F5 · kind: Represents shares of the Issuer's common stock transferred to third party consultants as compensation pursuant to existing consulting arrangements between WestRiver Management and such consultants.

F6 · price: Represents the closing price of the Issuer's common stock on the date the shares were transferred in the transactions described in note 5.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 501,827 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 4

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 883,702

F3 · kind: Represents shares of Issuer's common stock received in connection with the Distribution-in-Kind.

F4 · shares: The 501,827 shares of Issuer common stock received by WestRiver Management in connection with the Distribution-in-Kind includes 112,644 shares of the Issuer's common stock that were inadvertently reported on the Reporting Person's prior Form 4 filed on October 1, 2021 ("Prior Form 4") as held directly by WestRiver Management after giving effect to the in-kind distribution, effected on September 29, 2021, that was reported on the Prior Form 4 (the "Prior Distribution-in-Kind"). These 112,644 shares were instead held directly by TGP Manager, of which WestRiver Management is the sole managing member, after giving effect to the Prior Distribution-in-Kind. The Prior Form 4 should have reported that WestRiver Management held directly 399,375 shares of Issuer common stock and TGP Manager held directly 112,644 shares of Issuer Common Stock. In connection with the Distribution-in-Kind, TGP Manager distributed these 112,644 shares to WestRiver Management.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 9,351 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 3

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 9,351

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 604,998 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Investors II, LLC

Disclosed balance after: 604,998

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 23:27 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 2,737,484 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-010563 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Investors, LLC

Disclosed balance after: 2,737,484

F1 · kind: Represents a pro-rata distribution in kind of shares of the Issuer's common stock held of record by TGP Investors, LLC ("TGP"), TGP Investors II, LLC ("TGP II"), TGP Manager, LLC ("TGP Manager"), and TGP Advisors, LLC ("TGP Advisors") to their respective members for no consideration ("Distribution-in-Kind") pursuant to such entities' organizational documents.

F2 · ownership.nature: WestRiver Management, LLC ("WestRiver Management") is the sole managing member of TGP Advisors and TGP Manager. TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, TGP Manager, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 14:27 UTC Hyzon Motors Inc. HYZN · Entity 84180 GrantNon-Employee Director Stock Options · Derivative 31,372 $0.00 Strike: $6.29 $0.00
Disclosure

SEC source: 0000899243-22-005132 · doc4.xml · derivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,258

Underlying: Class A Common Stock · 31,372 shares

Expires 2027-02-04

F2 · derivative.exercise_date: The RSUs and stock options were granted on February 4, 2022 and will vest (and in the case of the stock options, become exercisable) in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
February 04, 2022 Filed Feb 8, 2022 14:27 UTC Hyzon Motors Inc. HYZN · Entity 84180 GrantRestricted Stock Units · Derivative 17,886 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-005132 · doc4.xml · derivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,886

Underlying: Class A Common Stock · 17,886 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The RSUs and stock options were granted on February 4, 2022 and will vest (and in the case of the stock options, become exercisable) in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

F2 · derivative.expiration_date: The RSUs and stock options were granted on February 4, 2022 and will vest (and in the case of the stock options, become exercisable) in equal installments on each of November 11, 2022, 2023 and 2024, subject to the Reporting Person's continued service with the Issuer.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:00 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 10,000 $26.54 $265,400.00
Disclosure

SEC source: 0000899243-21-046421 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anderson Family Investments, LLC

Disclosed balance after: 38,591

F2 · shares: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.71. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

Read SEC document
November 30, 2021 Filed Dec 1, 2021 22:00 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 17,500 $26.58 $465,150.00
Disclosure

SEC source: 0000899243-21-046421 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By WestRiver Management, LLC

Disclosed balance after: 494,519

F1 · shares: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.72. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within this range.

F3 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 16, 2021 Filed Nov 17, 2021 21:35 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 122,754 $0.00 Strike: $21.08 $0.00
Disclosure

SEC source: 0000899243-21-045065 · doc4.xml · derivative · entry 11

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 26,685

Underlying: Common Stock · 122,754 shares

Expires 2025-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is currently exercisable.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 16, 2021 Filed Nov 17, 2021 21:35 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 17,078 $0.00 Strike: $6.91 $0.00
Disclosure

SEC source: 0000899243-21-045065 · doc4.xml · derivative · entry 10

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 4,270

Underlying: Common Stock · 17,078 shares

Expires 2024-04-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock option is currently exercisable.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 16, 2021 Filed Nov 17, 2021 21:35 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 122,754 $30.00 $3,682,620.00
Disclosure

SEC source: 0000899243-21-045065 · doc4.xml · nonDerivative · entry 4

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 18,702

F1 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.09. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within this range.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 16, 2021 Filed Nov 17, 2021 21:35 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 122,754 $21.08 $2,587,654.32
Disclosure

SEC source: 0000899243-21-045065 · doc4.xml · nonDerivative · entry 3

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 141,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 16, 2021 Filed Nov 17, 2021 21:35 UTC Callaway Golf Co ELY · Entity 4283 SaleCommon Stock 17,078 $30.00 $512,340.00
Disclosure

SEC source: 0000899243-21-045065 · doc4.xml · nonDerivative · entry 2

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 18,702

F1 · price: The price reported in Column 4 of Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.09. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission full information regarding the number of shares sold at each separate price within this range.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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November 16, 2021 Filed Nov 17, 2021 21:35 UTC Callaway Golf Co ELY · Entity 4283 Exercise / conversionCommon Stock 17,078 $6.91 $118,008.98
Disclosure

SEC source: 0000899243-21-045065 · doc4.xml · nonDerivative · entry 1

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By TGP Advisors, LLC

Disclosed balance after: 35,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors, LLC and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP Investors, LLC ("TGP") and TGP Investors II, LLC ("TGP II) and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuer's securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management, LLC ("WestRiver Management") and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.

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September 29, 2021 Filed Oct 1, 2021 21:17 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 10,304 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058531 · doc4.xml · nonDerivative · entry 6

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,304

F3 · kind: Represents shares of Issuers common stock received in connection with the Distribution-in-Kind.

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September 29, 2021 Filed Oct 1, 2021 21:17 UTC Callaway Golf Co ELY · Entity 4283 OtherCommon Stock 48,591 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-058531 · doc4.xml · nonDerivative · entry 5

ANDERSON ERIK J · CIK 0001174968 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Anderson Family Investments, LLC

Disclosed balance after: 48,591

F3 · kind: Represents shares of Issuers common stock received in connection with the Distribution-in-Kind.

F2 · ownership.nature: WestRiver Management is the sole managing member of TGP Advisors and TGP Manager, LLC ("TGP Manager"). TGP Manager is the sole managing member of TGP and TGP II and in such capacity is responsible for voting decisions with respect to certain matters regarding the Issuers securities held by TGP and TGP II. The Reporting Person is the sole member and sole manager of WestRiver Management and the sole manager of Anderson Family Investments, LLC ("AFI"). As a result, the Reporting Person may be deemed to beneficially own the securities held of record by TGP, TGP II, TGP Advisors, WestRiver Management and AFI. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Persons pecuniary interest therein.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.