Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOWSERVE CORPFLS · Entity 3541 | Director | May 14, 2026 | May 15, 2026 |
| Proto Labs IncPRLB · Entity 4553 | Director | May 19, 2026 | May 21, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | Sr VP, Technology | December 10, 2021 | December 14, 2021 |
| VEECO INSTRUMENTS INCVECO · Entity 4322 | Director | May 08, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOWSERVE CORP
Report date May 14, 2026 · Filed May 15, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 28,426 |
Reported balance
After 2026-05-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-14 · Grant · Acquired 2,573 · Balance 28,426 F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan.
F2: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors.
Proto Labs Inc
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 26,863 |
Reported balance
After 2026-05-19 transaction · row 1
1 source rowRow 1 · 2026-05-19 · Grant · Acquired 2,210 · Balance 26,863 F1: Deferred stock units that vest in full on the earlier of the first anniversary of the grant date or the date of the 2027 Annual Meeting of Shareholders but must be retained until the reporting person's service on the Company's Board of Directors ends. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred stock units that vest in full on the earlier of the first anniversary of the grant date or the date of the 2027 Annual Meeting of Shareholders but must be retained until the reporting person's service on the Company's Board of Directors ends.
ROCKWELL AUTOMATION, INC
Report date December 10, 2021 · Filed December 14, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 31,957 |
Reported balance
After 2021-12-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-12-10 · Exercise / conversion · Acquired 365 · Balance 31,957 |
| Common StockSEC Table I · non-derivative | Direct | 31,784 |
Reported balance
After 2021-12-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-12-13 · Sale · Disposed 173 · Balance 31,784 F1: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2023-12-10 | Direct | 730 |
Reported balance
After 2021-12-10 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-12-10 · Exercise / conversion · Disposed 365 · Balance 730 F5: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 1,094.25 |
Reported balance
Holding disclosure · report date 2021-12-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,094.25 F4: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to a 10b5-1 trading plan entered into on 2/24/2021 to cover taxes due on restricted stock units that vested on 12/10/2021.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $349.9001 to $350.36. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Includes 690 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
F4: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 11/1/2021.
F5: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F6: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
VEECO INSTRUMENTS INC
Report date May 08, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,079 |
Reported balance
After 2026-05-08 transaction · row 1
1 source rowRow 1 · 2026-05-08 · Grant · Acquired 2,945 · Balance 33,079 F1: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2027 Annual Meeting of stockholders and (ii) the first anniversary of the award date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were awarded as restricted stock pursuant to the Veeco Instruments Inc. 2019 Stock Incentive Plan in consideration of services as a director. These shares are subject to certain restrictions which shall lapse on the earlier to occur of: (i) the date immediately preceding the date of the Company's 2027 Annual Meeting of stockholders and (ii) the first anniversary of the award date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 11, 2020 Filed Aug 13, 2020 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,500 | $0.00 Strike: $104.08 | $0.00 |
DisclosureSEC source: 0001820074-20-000003 · primary_doc.xml · derivative · entry 6 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 4,500 shares Expires 2025-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,000 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001820074-20-000003 · primary_doc.xml · derivative · entry 5 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 7,000 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 11,500 | $234.02 | $2,691,251.85 |
DisclosureSEC source: 0001820074-20-000003 · primary_doc.xml · nonDerivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $234.0102 to $234.3150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,500 | $104.08 | $468,360.00 |
DisclosureSEC source: 0001820074-20-000003 · primary_doc.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,165 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 00:11 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,000 | $115.69 | $809,830.00 |
DisclosureSEC source: 0001820074-20-000003 · primary_doc.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,665 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2020 Filed Aug 10, 2020 21:20 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 936 | $30.70 | $28,735.20 |
DisclosureSEC source: 0000030625-20-000109 · wf-form4_159709440419408.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,495 Underlying: Common Stock · 936 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 7,300 | $0.00 Strike: $115.69 | $0.00 |
DisclosureSEC source: 0001246360-20-001319 · form.xml · derivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,800 Underlying: Common Stock · 7,300 shares Expires 2024-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 9,922 | $213.58 | $2,119,167.55 |
DisclosureSEC source: 0001246360-20-001319 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,665 F2 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $213.5550 to $213.6600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 26, 2020 Filed May 28, 2020 12:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,300 | $115.69 | $844,537.00 |
DisclosureSEC source: 0001246360-20-001319 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,587 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 22, 2020 Filed May 26, 2020 20:50 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 2,628 | $25.20 | $66,225.60 |
DisclosureSEC source: 0000030625-20-000088 · wf-form4_159052620164328.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,559 Underlying: Common Stock · 2,628 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| May 19, 2020 Filed May 21, 2020 20:55 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 1,197 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-011582 · rdgdoc.xml · nonDerivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,744 F1 · shares: The deferred stock units vest in full on May 19, 2021, but must be retained by the reporting person until the completion of the reporting person's service on the Board of Directors of Proto Labs, Inc. Read SEC document |
| May 14, 2020 Filed May 15, 2020 20:35 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 1,247 | $23.05 | $28,743.35 |
DisclosureSEC source: 0000030625-20-000072 · wf-form4_158957490008001.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,931 Underlying: Common Stock · 1,247 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| February 26, 2020 Filed Mar 2, 2020 11:58 UTC | FLOWSERVE CORP FLS · Entity 3541 | GrantPhantom Stock · Derivative | 684 | $42.02 | $28,741.13 |
DisclosureSEC source: 0000030625-20-000034 · wf-form4_158315031667727.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 684 Underlying: Common Stock · 684 shares Expires not disclosed F1 · derivative.exercise_price: Each share of phantom stock is the economic equivalent of one share of common stock, and represents director compensation deferred in the form of common stock pursuant to the issuer's deferred compensation plan. F2 · derivative.exercise_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. F2 · derivative.expiration_date: The shares of phantom stock become payable in the form of common stock upon the reporting person's termination of service as a member of the issuer's board of directors. Read SEC document |
| February 24, 2020 Filed Feb 24, 2020 21:57 UTC | FLOWSERVE CORP FLS · Entity 3541 | PurchaseCommon Stock | 1,000 | $43.88 | $43,879.00 |
DisclosureSEC source: 0000030625-20-000026 · wf-form4_158258140858645.xml · nonDerivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $43.87 to $43.90, inclusive. The reporting person undertakes to provide Flowserve Corporation, any security holder of Flowserve Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| December 09, 2019 Filed Dec 10, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1,151 | $198.97 | $229,019.65 |
DisclosureSEC source: 0001246360-19-002644 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,287 F6 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan entered into on 5/28/2019 to cover taxes due on restricted stock and performance shares that vested on 12/06/2019. F7 · price: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.850 to $199.005. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F8 · ownership.direct: Includes 2,050 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002644 · form.xml · derivative · entry 5 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,548 shares Expires 2019-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 06, 2019 Filed Dec 10, 2019 22:28 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002644 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,438 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 11,300 | $0.00 Strike: $196.43 | $0.00 |
DisclosureSEC source: 0001246360-19-002597 · form.xml · derivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,300 Underlying: Common Stock · 11,300 shares Expires 2029-12-05 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 17:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002597 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,890 F3 · acquired: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 2,960 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 11,000 | $0.00 Strike: $108.89 | $0.00 |
DisclosureSEC source: 0001246360-19-002444 · form.xml · derivative · entry 5 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 11,000 shares Expires 2023-12-04 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 11,865 | $198.47 | $2,354,820.45 |
DisclosureSEC source: 0001246360-19-002444 · form.xml · nonDerivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,200 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $198.1150 to $198.8200. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 10,135 | $197.42 | $2,000,828.39 |
DisclosureSEC source: 0001246360-19-002444 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,065 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $197.0750 to $198.0300. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 23:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 11,000 | $108.89 | $1,197,790.00 |
DisclosureSEC source: 0001246360-19-002444 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2019 Filed Oct 2, 2019 23:50 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 1,548 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-19-002179 · form.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,548 Underlying: Common Stock · 1,548 shares Expires 2019-12-06 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 6, 2016, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 6, 2019, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 15, 2019 Filed May 17, 2019 20:36 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 1,311 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-010406 · rdgdoc.xml · nonDerivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,547 F1 · shares: The deferred stock units vest in full on May 16, 2020, but must be retained by the reporting person until the completion of the reporting person's service on the Board of Directors of Proto Labs, Inc. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,800 | $0.00 Strike: $80.11 | $0.00 |
DisclosureSEC source: 0001246360-19-000737 · form.xml · derivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Underlying: Common Stock · 12,800 shares Expires 2022-12-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 20,300 | $179.43 | $3,642,386.37 |
DisclosureSEC source: 0001246360-19-000737 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,200 F2 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $179.24 to $179.69. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F3 · ownership.direct: Includes 2,270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| February 22, 2019 Filed Feb 25, 2019 14:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 12,800 | $80.11 | $1,025,408.00 |
DisclosureSEC source: 0001246360-19-000737 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee stock option (right to buy) · Derivative | 11,400 | $0.00 Strike: $171.46 | $0.00 |
DisclosureSEC source: 0001246360-18-002584 · form.xml · derivative · entry 8 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,400 Underlying: Common Stock · 11,400 shares Expires 2028-12-04 F6 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,546 | $176.25 | $624,994.91 |
DisclosureSEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 5 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,700 F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. F8 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $176.20 to $176.46. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F9 · ownership.direct: Includes 2,270 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 1 | $175.06 | $175.06 |
DisclosureSEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,246 F7 · kind: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/23/2018 to cover taxes due on restricted stock and performance shares that vested on 12/03/2018. Read SEC document |
| December 04, 2018 Filed Dec 6, 2018 19:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 720 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,247 Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 19:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002584 · form.xml · derivative · entry 7 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,100 shares Expires 2018-12-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 03, 2018 Filed Dec 6, 2018 19:35 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002584 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 16:14 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 7,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-002291 · form.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,100 Underlying: Common Stock · 7,100 shares Expires 2018-12-03 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 3, 2015, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2018, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 4,900 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-18-001632 · form.xml · derivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,300 Underlying: Common Stock · 4,900 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 4,900 | $182.46 | $894,054.00 |
DisclosureSEC source: 0001246360-18-001632 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 F3 · ownership.direct: Includes 2,710 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| May 18, 2018 Filed May 21, 2018 22:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 4,900 | $74.14 | $363,286.00 |
DisclosureSEC source: 0001246360-18-001632 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,327 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2018 Filed May 18, 2018 21:05 UTC | Proto Labs Inc PRLB · Entity 4553 | GrantCommon Stock | 1,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-010378 · rdgdoc.xml · nonDerivative · entry 1 Chand Sujeet · CIK 0001388884 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,236 F1 · shares: The deferred stock units vest in full on May 16, 2019, but must be retained by the reporting person until the completion of the reporting person's service on the Board of Directors of Proto Labs, Inc. Read SEC document |
| February 02, 2018 Filed Feb 2, 2018 23:21 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GiftCommon Stock | 25 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-18-000459 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,427 F2 · ownership.direct: Includes 2,710 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (right to buy) · Derivative | 10,400 | $0.00 Strike: $192.86 | $0.00 |
DisclosureSEC source: 0001246360-17-003300 · form.xml · derivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,400 Underlying: Common Stock · 10,400 shares Expires 2027-12-08 F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 08, 2017 Filed Dec 12, 2017 15:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantCommon Stock | 640 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003300 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,452 F3 · shares: Restricted stock award under the Company's 2012 Long-Term Incentives Plan. F4 · ownership.direct: Includes 2,710 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 04, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 3,371 | $190.85 | $643,338.50 |
DisclosureSEC source: 0001246360-17-003189 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,812 F6 · shares: Sale of shares pursuant to Rule 10b5-1 trading plan dated 5/22/2017 to cover taxes due on restricted stock and performance shares that vested on 12/02/2017. F7 · ownership.direct: Includes 2,070 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionPerformance Shares · Derivative | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003189 · form.xml · derivative · entry 5 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,910 shares Expires 2017-12-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| December 02, 2017 Filed Dec 5, 2017 00:56 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-003189 · form.xml · nonDerivative · entry 2 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,183 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 14:42 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantPerformance Shares · Derivative | 5,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001246360-17-002881 · form.xml · derivative · entry 1 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,910 Underlying: Common Stock · 5,910 shares Expires 2017-12-02 F1 · derivative.exercise_price: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). F2 · shares: On December 2, 2014, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was calculated at the end of the three-year period resulting in the reported number of performance shares received. F3 · derivative.exercise_date: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 2, 2017, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 9,500 | $0.00 Strike: $74.14 | $0.00 |
DisclosureSEC source: 0001246360-17-002510 · form.xml · derivative · entry 6 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,200 Underlying: Common Stock · 9,500 shares Expires 2021-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 1,400 | $0.00 Strike: $69.57 | $0.00 |
DisclosureSEC source: 0001246360-17-002510 · form.xml · derivative · entry 5 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,400 shares Expires 2020-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vests in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | SaleCommon Stock | 9,500 | $165.13 | $1,568,690.35 |
DisclosureSEC source: 0001246360-17-002510 · form.xml · nonDerivative · entry 4 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,273 F3 · shares: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $164.96 to $165.485. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. F4 · ownership.direct: Includes 2,940 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 14:49 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | Exercise / conversionCommon Stock | 9,500 | $74.14 | $704,330.00 |
DisclosureSEC source: 0001246360-17-002510 · form.xml · nonDerivative · entry 3 Chand Sujeet · CIK 0001388884 · Sr VP & Chief Tech. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,773 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.