organization · Reporting owner

Mosaic Strategic Capital LLC

Disclosed activity across 1 company

Tapewire entity: 152319
SEC CIK: 0001720178

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Vivint Smart Home, Inc.MOSC · Entity 15378	See Remarks	January 17, 2020	January 17, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Vivint Smart Home, Inc.

Report date January 17, 2020 · Filed January 17, 2020

Jointly reported with Maura David M, Mosaic Sponsor, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Class A Common StockSEC Table I · non-derivative	IndirectBy Mosaic Sponsor, LLC	3,878,731	Reported balance After 2020-01-17 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 1 · 2020-01-17 · Exercise / conversion · Acquired 3,878,731 · Balance 3,878,731 F2: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Class F Common StockSEC Table II · derivative / convertible security	IndirectBy Mosaic Sponsor, LLC	3,223,125	Reported balance After 2020-01-17 transaction · row 3 Instrument identity requires review; Table II rows are not merged. 1 source row Row 3 · 2020-01-17 · Disposition to issuer · Disposed 1,074,375 · Balance 3,223,125 F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F3: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Class F Common StockSEC Table II · derivative / convertible security	IndirectBy Mosaic Sponsor, LLC	0	Reported balance After 2020-01-17 transaction · row 4 Instrument identity requires review; Table II rows are not merged. 1 source row Row 4 · 2020-01-17 · Exercise / conversion · Disposed 3,223,125 · Balance 0 F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F2: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Private Placement WarrantsSEC Table II · derivative / convertible security · Conversion / exercise price $11.50	IndirectBy Mosaic Sponsor, LLC	2,225,000	Reported balance After 2020-01-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged. 1 source row Row 5 · 2020-01-17 · Grant · Disposed 2,225,000 · Balance 2,225,000 F5: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.
Class A Common StockSEC Table I · non-derivative	Direct	435,066	Reported balance Holding disclosure · report date 2020-01-17 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 435,066 F4: Represents Class A Shares owned directly by David M. Maura.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date.

F2: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares.

F3: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint.

F4: Represents Class A Shares owned directly by David M. Maura.

F5: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation.

F6: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7)

F7: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
January 17, 2020 Filed Jan 17, 2020 16:12 UTC	Vivint Smart Home, Inc. MOSC · Entity 15378	GrantPrivate Placement Warrants · Derivative	2,225,000	$1.50 Strike: $11.50	$3,337,500.00	Disclosure SEC source: 0000950142-20-000159 · es2000180_4-maura.xml · derivative · entry 5 Maura David M · CIK 0001365833 · Director Mosaic Strategic Capital LLC · CIK 0001720178 · See Remarks Mosaic Sponsor, LLC · CIK 0001715608 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mosaic Sponsor, LLC Disclosed balance after: 2,225,000 Underlying: Class A Common Stock · 2,225,000 shares Expires not disclosed F5 · kind: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. F5 · derivative.exercise_date: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. F5 · derivative.expiration_date: The Private Placement Warrants were purchased by Mosaic Sponsor, LLC on October 23, 2017. Each Private Placement Warrant is exercisable for one Class A Share at an exercise price of $11.50 per Class A Share, subject to certain adjustments. The Private Placement Warrants are subject to certain vesting provisions and may be exercised only during the period commencing 30 days after the first date on which the Company completes a business combination and expiring five years after the completion of the Company's business combination or earlier upon redemption or liquidation. F6 · ownership.nature: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7 · ownership.nature: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
January 17, 2020 Filed Jan 17, 2020 16:12 UTC	Vivint Smart Home, Inc. MOSC · Entity 15378	Exercise / conversionClass F Common Stock · Derivative	3,223,125	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-20-000159 · es2000180_4-maura.xml · derivative · entry 4 Maura David M · CIK 0001365833 · Director Mosaic Strategic Capital LLC · CIK 0001720178 · See Remarks Mosaic Sponsor, LLC · CIK 0001715608 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mosaic Sponsor, LLC Disclosed balance after: 0 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F2 · derivative.exercise_price: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F2 · kind: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F1 · price: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F2 · price: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F1 · derivative.exercise_date: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F1 · derivative.expiration_date: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F1 · derivative.underlying_shares: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F2 · derivative.underlying_shares: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F6 · ownership.nature: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7 · ownership.nature: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
January 17, 2020 Filed Jan 17, 2020 16:12 UTC	Vivint Smart Home, Inc. MOSC · Entity 15378	Disposition to issuerClass F Common Stock · Derivative	1,074,375	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-20-000159 · es2000180_4-maura.xml · derivative · entry 3 Maura David M · CIK 0001365833 · Director Mosaic Strategic Capital LLC · CIK 0001720178 · See Remarks Mosaic Sponsor, LLC · CIK 0001715608 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mosaic Sponsor, LLC Disclosed balance after: 3,223,125 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F3 · derivative.exercise_price: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint. F3 · kind: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint. F1 · price: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F3 · price: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint. F1 · derivative.exercise_date: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F1 · derivative.expiration_date: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F1 · derivative.underlying_shares: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F3 · derivative.underlying_shares: In connection with the Business Combination, Mosaic Sponsor, LLC forfeited 1,074,375 Class F Shares to the Issuer pursuant to the Subscription Agreement, dated as of December 18, 2019, among Fayerweather Fund Eiger L.P., the Issuer, Mosaic Sponsor, LLC and Vivint. F6 · ownership.nature: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7 · ownership.nature: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document
January 17, 2020 Filed Jan 17, 2020 16:12 UTC	Vivint Smart Home, Inc. MOSC · Entity 15378	Exercise / conversionClass A Common Stock	3,878,731	Not disclosed	Not disclosed	Disclosure SEC source: 0000950142-20-000159 · es2000180_4-maura.xml · nonDerivative · entry 1 Maura David M · CIK 0001365833 · Director Mosaic Strategic Capital LLC · CIK 0001720178 · See Remarks Mosaic Sponsor, LLC · CIK 0001715608 · See Remarks Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Mosaic Sponsor, LLC Disclosed balance after: 3,878,731 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F1 · price: Pursuant to the Issuer's Certificate of Incorporation, the shares of Class F Common Stock, par value $0.0001 per share (the "Class F Shares"), of Mosaic Acquisition Corp. (the "Issuer") automatically converted into shares of Class A Common Stock ("Class A Shares") of the Issuer at the time of the Issuer's initial business combination as provided in the Issuer's Certificate of Incorporation. The Class F Shares have no expiration date. F2 · price: On January 17, 2020, the Issuer consummated its initial business combination (the "Business Combination") with Vivint Smart Home, Inc., a Delaware corporation ("Vivint"). In connection with the Business Combination, each Class F Share converted to approximately 1.20 Class A Shares. F6 · ownership.nature: The securities reported herein are held of record by Mosaic Sponsor, LLC. David M. Maura is the sole member of Mosaic Strategic Capital LLC, which is the sole member of Mosaic Sponsor, LLC. As such, David M. Maura and Mosaic Strategic Capital LLC may be deemed to have beneficial ownership of the securities beneficially owned by Mosaic Sponsor, LLC. Because of the relationship among the reporting persons, the reporting persons may be deemed to beneficially own the securities reported herein to the extent of their respective pecuniary interests. (cont'd on FN 7) F7 · ownership.nature: (cont'd from FN 6) Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of such reporting person's pecuniary interest therein, if any. Pursuant to Rule 16a-1(a)(4) under the Exchange Act, this filing shall not be deemed an admission that the reporting persons are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owners of any equity securities in excess of their respective pecuniary interests. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.