Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Azenta, Inc.AZTA · Entity 4724 | Director · CEO | November 15, 2023 | November 17, 2023 |
| ONTO INNOVATION INC.ONTO · Entity 3340 | Director | May 20, 2026 | May 22, 2026 |
| SPIRE INCSR · Entity 3925 | Director | February 03, 2023 | February 06, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Azenta, Inc.
Report date November 15, 2023 · Filed November 17, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 446,536 |
Ending reported balance
After 2023-11-16 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2023-11-15 · Grant · Acquired 16,426 · Balance 436,953 F1: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Row 2 · 2023-11-16 · Disposition to issuer · Disposed 12,865 · Balance 424,088 F2: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 16,426 performance stock units and 12,495 of restricted stock units held by the reporting person. Row 3 · 2023-11-16 · Grant · Acquired 22,448 · Balance 446,536 F3: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued upon the vesting of performance-based units granted on November 13, 2020, of which one-third was determined to be earned at 150% and converted into restricted stock units which vested on November 15, 2023. No amount was paid by the reporting person upon grant or vesting of the performance-based units.
F2: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2023 of 16,426 performance stock units and 12,495 of restricted stock units held by the reporting person.
F3: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2024.
ONTO INNOVATION INC.
Report date May 20, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,536 |
Reported balance
After 2026-05-20 transaction · row 1
1 source rowRow 1 · 2026-05-20 · Grant · Acquired 761 · Balance 3,536 F1: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date. The Reporting Person has elected to defer settlement of these RSUs pursuant to the Onto Innovation Nonqualified Deferred Compensation Plan. Once vested, the shares will be issued in accordance with the Reporting Person's deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units ("RSUs"), each of which represents a contingent right to receive one (1) share of ONTO Common Stock. 100% of the shares of Common Stock subject to the RSU vest one (1) year from the grant date. The Reporting Person has elected to defer settlement of these RSUs pursuant to the Onto Innovation Nonqualified Deferred Compensation Plan. Once vested, the shares will be issued in accordance with the Reporting Person's deferral election.
SPIRE INC
Report date February 03, 2023 · Filed February 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 5,208 |
Reported balance
After 2023-02-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-02-03 · Grant · Acquired 318 · Balance 5,208 F1: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 5,526 |
Reported balance
After 2023-02-03 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2023-02-03 · Grant · Acquired 318 · Balance 5,526 F2: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 5,844 |
Reported balance
After 2023-02-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2023-02-03 · Grant · Acquired 318 · Balance 5,844 F3: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 6,162 |
Reported balance
After 2023-02-03 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2023-02-03 · Grant · Acquired 318 · Balance 6,162 F4: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028. |
| Phantom StockSEC Table II · derivative / convertible security | Direct | 6,480 |
Reported balance
After 2023-02-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2023-02-03 · Grant · Acquired 318 · Balance 6,480 F5: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2025.
F2: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2026.
F3: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2027.
F4: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2028.
F5: Represents phantom stock awarded to Mr. Schwartz pursuant to his election to defer into his deferred income plan account 318 shares of time-vested restricted stock awarded to him. The phantom stock vests on August 3, 2023. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Shares of phantom stock are payable in cash to Mr. Schwartz in January 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2019 Filed Dec 18, 2019 21:11 UTC | Azenta, Inc. BRKS · Entity 4724 | Disposition to issuerCommon Stock | 22,307 | $41.43 | $924,179.01 |
DisclosureSEC source: 0001209191-19-061095 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,244 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $40.12 to $42.72. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: The amount of securities beneficially owned has been updated to reflect a correction of a typographical error made on Form 4 filed on November 22, 2019. The reporting person was issued 214,672 shares upon the vesting of performance-based units granted on November 9, 2016, not 215,672 shares as previously reported. Read SEC document |
| November 21, 2019 Filed Nov 22, 2019 22:27 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,929 | $43.22 | $169,811.38 |
DisclosureSEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 4 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,551 F5 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 8,115 restricted stock units held by the reporting person and previously reported on Form 4. F6 · price: Represents the weighted average price for shares sold at a range between $43.10 and $43.69. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:27 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 8,044 | $45.25 | $363,991.00 |
DisclosureSEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,480 F4 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 17,728 restricted stock units from two grants held by the reporting person and previously reported on Form 4. F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 22:27 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 100,347 | $45.25 | $4,540,701.75 |
DisclosureSEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,524 F2 · shares: Represents the sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2019 of 215,672 performance-based units held by the reporting person. F3 · price: Represents the weighted average price for shares sold between November 18, 2019 and November 20, 2019 at a range between $44.34 and $46.58. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 21:18 UTC | Azenta, Inc. BRKS · Entity 4724 | Disposition to issuerCommon Stock | 26,527 | $47.15 | $1,250,748.05 |
DisclosureSEC source: 0001209191-19-056937 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 499,199 F1 · shares: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2019. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $46.86 to $47.62. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 15, 2019 Filed Nov 22, 2019 22:27 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 215,672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-057848 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 714,871 F1 · shares: Represents shares issued upon the vesting of performance-based units granted on November 9, 2016, which were subject to performance-based vesting requirements measured at the three-year period ended September 30, 2019. No amount was paid by the reporting person upon grant or vesting of the performance-based units. Read SEC document |
| November 12, 2019 Filed Nov 12, 2019 21:30 UTC | Azenta, Inc. BRKS · Entity 4724 | GiftCommon Stock | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056013 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,431 F1 · price: The reporting person gifted 6,000 shares of Brooks Automation, Inc. stock to a University for no consideration. Read SEC document |
| November 11, 2019 Filed Nov 13, 2019 22:12 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 13,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-056424 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 525,726 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2020. Read SEC document |
| May 15, 2019 Filed May 16, 2019 19:22 UTC | SPIRE INC SR · Entity 3925 | OtherPhantom Stock · Derivative | 278.49 | $84.90 | $23,643.80 |
DisclosureSEC source: 0001562180-19-002863 · primarydocument.xml · derivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 278.49 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock disposed of by the reporting person pursuant to a transfer to another investment within his deferred income plan account, which account is payable in cash to the reporting person in 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. F1 · derivative.exercise_date: Represents phantom stock disposed of by the reporting person pursuant to a transfer to another investment within his deferred income plan account, which account is payable in cash to the reporting person in 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. F1 · derivative.expiration_date: Represents phantom stock disposed of by the reporting person pursuant to a transfer to another investment within his deferred income plan account, which account is payable in cash to the reporting person in 2027. Each share of phantom stock is the economic equivalent of one share of Spire Inc. common stock. Read SEC document |
| March 29, 2019 Filed Apr 17, 2019 20:13 UTC | SPIRE INC SR · Entity 3925 | GrantPhantom Stock · Derivative | 278.49 | $82.29 | $22,916.94 |
DisclosureSEC source: 0001562180-19-002292 · primarydocument.xml · derivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278.49 Underlying: Common Stock · 278.49 shares Expires not disclosed F1 · derivative.exercise_price: Represents phantom stock purchased by the reporting person with his deferred Board retainer. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income account at any time. F1 · derivative.exercise_date: Represents phantom stock purchased by the reporting person with his deferred Board retainer. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income account at any time. F1 · derivative.expiration_date: Represents phantom stock purchased by the reporting person with his deferred Board retainer. Shares of phantom stock are payable in cash to the reporting person in January 2027 and can be transferred to other investments within the reporting person's deferred income account at any time. Read SEC document |
| February 01, 2019 Filed Feb 1, 2019 23:36 UTC | SPIRE INC SR · Entity 3925 | GrantCommon Stock | 1,470 | $78.69 | $115,674.30 |
DisclosureSEC source: 0001562180-19-000684 · primarydocument.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 F1 · shares: Represents award of time-vested restricted stock that vests on August 1, 2019. Read SEC document |
| November 29, 2018 Filed Dec 3, 2018 22:21 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 24,347 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060611 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 518,431 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2019. Read SEC document |
| November 16, 2018 Filed Nov 20, 2018 21:38 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 8,127 | $28.59 | $232,350.93 |
DisclosureSEC source: 0001209191-18-059443 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 494,084 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2018 of 17,725 restricted stock units from two grants (12,332 and 5,393, respectively) held by the reporting person. F2 · price: This represents the weighted average price for shares sold at a range between $28.58 and $28.94. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:43 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 94,826 | $30.93 | $2,932,968.18 |
DisclosureSEC source: 0001209191-18-058551 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,211 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 6, 2018 of 199,832 restricted stock units held by the reporting person. F2 · price: This represents the weighted average price for shares sold between November 7, 2018 and November 12, 2018 at a range between $28.00 and $32.35. The reporting person will provide to the Securities and Exchange Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 06, 2018 Filed Nov 7, 2018 22:17 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 83,582 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-057637 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,037 F2 · shares: An initial grant of 155,000 restricted stock units (RSUs) was received on November 4, 2015 and reported on Form 4 dated November 6, 2015. The grant contained 116,250 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2018, resulting in the achievement of 171.9%, or 199,832 of the performance-based units. This transaction represents a grant of an additional 83,582 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 05, 2018 Filed Nov 7, 2018 22:17 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,976 | $31.76 | $126,277.76 |
DisclosureSEC source: 0001209191-18-057637 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 513,455 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2018 of 12,919 restricted stock units held by the reporting person. Read SEC document |
| May 30, 2018 Filed May 30, 2018 21:28 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 9,833 | $32.77 | $322,227.41 |
DisclosureSEC source: 0001209191-18-034206 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,431 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $32.31 to $32.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 29, 2018 Filed May 30, 2018 21:28 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $32.16 | $321,600.00 |
DisclosureSEC source: 0001209191-18-034206 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 527,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $32.31 to $32.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 25, 2018 Filed May 30, 2018 21:28 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $31.65 | $316,500.00 |
DisclosureSEC source: 0001209191-18-034206 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 537,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $32.31 to $32.90. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 24, 2018 Filed May 24, 2018 20:21 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.69 | $306,900.00 |
DisclosureSEC source: 0001209191-18-032971 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $30.51 to $30.86. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 23, 2018 Filed May 24, 2018 20:21 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-032971 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:21 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-032971 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. Read SEC document |
| May 17, 2018 Filed May 21, 2018 20:19 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-031833 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 577,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $30.00 to $30.02. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| May 14, 2018 Filed May 14, 2018 20:57 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-029892 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. Read SEC document |
| May 11, 2018 Filed May 14, 2018 20:57 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-029892 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. Read SEC document |
| May 10, 2018 Filed May 14, 2018 20:57 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-029892 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 20:13 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 3,000 | $30.03 | $90,090.00 |
DisclosureSEC source: 0001209191-18-021384 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $30.00 to $30.10. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 20:13 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $30.00 | $300,000.00 |
DisclosureSEC source: 0001209191-18-021384 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 620,264 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 6, 2017. Read SEC document |
| November 16, 2017 Filed Nov 20, 2017 21:35 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 5,895 | $27.13 | $159,931.35 |
DisclosureSEC source: 0001209191-17-061789 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,264 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2017 of 12,333 restricted stock units held by the reporting person. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 23:05 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 27,915 | $28.55 | $796,973.25 |
DisclosureSEC source: 0001209191-17-060429 · doc4.xml · nonDerivative · entry 3 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 636,159 F3 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 8, 2017 of 50,222 restricted stock units held by the reporting person. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:05 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 2,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060429 · doc4.xml · nonDerivative · entry 2 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,074 F2 · shares: An initial grant of 160,000 restricted stock units (RSUs) was received on November 5, 2014 and reported on Form 4 dated November 6, 2014. The grant contained 48,000 performance-based units subject to performance-based vesting requirements, measured at the three-year period ended September 30, 2017, resulting in the achievement of 104.63%, or 50,222 of the performance-based units. This transaction represents a grant of an additional 2,222 RSUs. No amount was paid upon grant of RSUs. Read SEC document |
| November 08, 2017 Filed Nov 13, 2017 23:05 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 16,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-060429 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 661,852 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2018. Read SEC document |
| November 06, 2017 Filed Nov 8, 2017 21:17 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 8,667 | $33.80 | $292,944.60 |
DisclosureSEC source: 0001209191-17-059746 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 645,672 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 4, 2017 of 12,915 restricted stock units and with the vesting on November 5, 2017 of 13,336 restricted stock units held by the reporting person. Read SEC document |
| November 28, 2016 Filed Nov 29, 2016 22:27 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $16.67 | $166,700.00 |
DisclosureSEC source: 0001209191-16-152324 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 654,339 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $16.44 to $16.76. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 22:17 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $15.81 | $158,100.00 |
DisclosureSEC source: 0001209191-16-151755 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 664,339 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. F2 · price: Represents the weighted average price for the shares sold. The shares were sold at per-share prices ranging from $15.60 to $16.08. The reporting person will provide to the SEC, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. F3 · balance_after: The amount of securities beneficially owned has been corrected to rectify a mathematical error on Form 4 filed on November 21, 2016. Read SEC document |
| November 16, 2016 Filed Nov 21, 2016 13:36 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 63,349 | $15.35 | $972,407.15 |
DisclosureSEC source: 0001209191-16-151332 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 605,286 F1 · shares: The sale of shares by the reporting person to satisfy the reporting person's obligations with respect to withholding taxes in connection with the vesting on November 15, 2016 of 132,402 restricted stock units held by the reporting person. Read SEC document |
| November 14, 2016 Filed Nov 16, 2016 21:39 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001209191-16-150556 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 737,688 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. Read SEC document |
| November 11, 2016 Filed Nov 15, 2016 00:40 UTC | Azenta, Inc. BRKS · Entity 4724 | SaleCommon Stock | 10,000 | $15.00 | $150,000.00 |
DisclosureSEC source: 0001209191-16-149969 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 747,688 F1 · kind: The sales reported on this line item were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2015. Read SEC document |
| November 09, 2016 Filed Nov 15, 2016 00:37 UTC | Azenta, Inc. BRKS · Entity 4724 | GrantCommon Stock | 37,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149968 · doc4.xml · nonDerivative · entry 1 SCHWARTZ STEPHEN S · CIK 0001247436 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,688 F1 · shares: Grant of restricted stock units to the Reporting Person under the Company's Long Term Incentive Plan. No amount was paid upon grant of the units. The units are subject to time-based vesting and will vest 33-1/3% per year, beginning on November 15, 2017. F2 · balance_after: The amount of securities beneficially owned reflects the forfeiture of 72,000 performance-based units that were subject to performance-based vesting requirements based on achievement of performance criteria measured for the one-year period ended September 30, 2015, which resulted in no vesting of such performance based RSUs. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.