Esterman Michelle D.

SEC source: 0001664272-23-000195 · f4_a1e2k00000rxrtqual-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F6 · shares: On March 1, 2022, Ms. Esterman was granted 10,000 performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F7 · derivative.exercise_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

F7 · derivative.expiration_date: The performance-based RSUs shall be earned and vest entirely on the third anniversary of the Grant Date (i.e., March 1, 2025) based on (i) the achievement of pre-established performance goals related to the simple average of performance for each year during the 2022-2024 period (the "Performance Period"), as established each year by the Compensation Committee (with the awards terminating if the average achievement for the three-year period is less than 50%); and (ii) Total Shareholder Return compared to the Russell 2000 Index during the Performance Period based on a pre-determined linear scale approved by the Compensation Committee.

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 2,000 RSUs are scheduled to vest on the third anniversary of the February 26, 2020 grant date (i.e., February 26, 2023).

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,883

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 3,749 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

SEC source: 0001664272-22-000178 · f4_a1e2k00000rxkmouad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,556

F2 · shares: Of the 3,749 RSUs vesting into shares reported above, 1,327 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,422 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 28, 2022.

SEC source: 0001664272-22-000089 · f4_a1e2k00000rxkyrual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000089 · f4_a1e2k00000rxkyrual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,572

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,239 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

SEC source: 0001664272-22-000089 · f4_a1e2k00000rxkyrual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,134

F2 · shares: Of the 1,239 RSUs vesting into shares reported above, 438 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 801 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 14, 2022.

SEC source: 0001664272-22-000031 · f4_a1e2k00000rxkpuual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the final vesting of an RSU award granted on January 29, 2019. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the final vesting of an RSU award granted on January 29, 2019. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the final vesting of an RSU award granted on January 29, 2019. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-22-000031 · f4_a1e2k00000rxkpuual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,333

F1 · shares: Of the 5,000 restricted share units ("RSUs") vesting into shares reported above, 1,770 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 3,230 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 31, 2022.

SEC source: 0001664272-22-000031 · f4_a1e2k00000rxkpuual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,333

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 5,000 shares of ASPS common stock received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-22-000025 · primary_doc.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456

Underlying: Common Stock · 2,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 2,456 RSUs are scheduled to vest on the third anniversary of the January 24, 2020 grant date (i.e., January 24, 2023).

SEC source: 0001664272-22-000025 · primary_doc.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,103

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 2,457 shares of ASPS common stock received upon the vesting of previously granted RSUs pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-22-000025 · primary_doc.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,646

F1 · shares: Of the 2,457 restricted share units ("RSUs") vesting into shares reported above, 869 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,588 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 24, 2022.

SEC source: 0001664272-21-000182 · f4_a1e2k00000h7y3vuav-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,991

F1 · shares: 1,583 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Altisource 2009 Equity Incentive Plan, as amended and restated.

SEC source: 0001664272-21-000182 · f4_a1e2k00000h7y3vuav-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,515

F2 · shares: Of the 1,583 RSUs vesting into shares reported above, 476 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,107 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 1, 2021.

SEC source: 0001664272-21-000140 · f4_a1e2k00000h7ofbua3-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,067

F1 · shares: 1,864 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

SEC source: 0001664272-21-000140 · f4_a1e2k00000h7ofbua3-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,408

F2 · shares: Of the 1,864 RSUs vesting into shares reported above, 659 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,205 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 22, 2021.

SEC source: 0001664272-21-000136 · f4_a1e2k00000kledlual-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,626

Underlying: Common Stock · 6,626 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.exercise_date: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.expiration_date: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

F2 · derivative.underlying_shares: Ms. Esterman received a grant of 6,626 RSUs based on the 30-day average closing share price of ASPS common stock of $10.56 preceding the March 9, 2021 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2020 service year ("2020 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2020 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 9, 2021 grant date (i.e., March 9, 2022 and March 9, 2023).

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 4,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the February 26, 2020 grant date (i.e., February 26, 2022 and February 26, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,749

Underlying: Common Stock · 1,749 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · balance_after: Represents the vesting of RSUs. The remaining 1,749 RSUs are scheduled to vest on the second anniversary of the February 26, 2020 grant date (i.e., February 26, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,203

F2 · shares: 3,749 shares of ASPS common stock were received upon the vesting of previously granted RSUs pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2019 Annual Incentive Plan.

SEC source: 0001664272-21-000089 · f4_a1e2k00000kldqsuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Of the 3,749 restricted share units ("RSUs") vesting into shares reported above, 1,327 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,422 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 26, 2021.

SEC source: 0001664272-21-000059 · f4_a1e2k00000kldkfuat-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-21-000059 · f4_a1e2k00000kldkfuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-21-000059 · f4_a1e2k00000kldkfuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,781

F1 · shares: Of the 4,256 RSUs vesting into shares reported above, 1,506 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,750 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2021.

SEC source: 0001664272-21-000059 · f4_a1e2k00000kldkfuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 4,256 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan

SEC source: 0001664272-21-000037 · f4_a1e2k00000kld3guat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239

Underlying: Common Stock · 1,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,239 RSUs are scheduled to vest on the fourth anniversary of the February 12, 2018 grant date (i.e., February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock

F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,239 RSUs are scheduled to vest on the fourth anniversary of the February 12, 2018 grant date (i.e., February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock

F3 · balance_after: Represents the vesting of RSUs. The remaining 1,239 RSUs are scheduled to vest on the fourth anniversary of the February 12, 2018 grant date (i.e., February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock

SEC source: 0001664272-21-000037 · f4_a1e2k00000kld3guat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,469

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 1,239 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

SEC source: 0001664272-21-000037 · f4_a1e2k00000kld3guat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,031

F1 · shares: Of the 1,239 RSUs vesting into shares reported above, 438 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 801 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2021.

SEC source: 0001664272-21-000008 · f4_a1e2k00000klbnbuad-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. The remaining 5,000 RSUs are scheduled to vest on the third anniversary of the January 29, 2019 grant date (i.e., January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 5,000 RSUs are scheduled to vest on the third anniversary of the January 29, 2019 grant date (i.e., January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 5,000 RSUs are scheduled to vest on the third anniversary of the January 29, 2019 grant date (i.e., January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · balance_after: Represents the vesting of RSUs. The remaining 5,000 RSUs are scheduled to vest on the third anniversary of the January 29, 2019 grant date (i.e., January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-21-000008 · f4_a1e2k00000klbnbuad-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,230

F1 · shares: Of the 5,000 RSUs vesting into shares reported above, 1,770 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 3,230 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 29, 2021.

SEC source: 0001664272-21-000008 · f4_a1e2k00000klbnbuad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 5,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-21-000003 · f4_a1e2k00000klbcjuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,913

Underlying: Common Stock · 2,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. The remaining 4,913 RSUs are scheduled to vest in two installments on the second and third anniversaries of the January 24, 2020 grant date (i.e., January 24, 2022 and January 24, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 4,913 RSUs are scheduled to vest in two installments on the second and third anniversaries of the January 24, 2020 grant date (i.e., January 24, 2022 and January 24, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 4,913 RSUs are scheduled to vest in two installments on the second and third anniversaries of the January 24, 2020 grant date (i.e., January 24, 2022 and January 24, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · balance_after: Represents the vesting of RSUs. The remaining 4,913 RSUs are scheduled to vest in two installments on the second and third anniversaries of the January 24, 2020 grant date (i.e., January 24, 2022 and January 24, 2023). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-21-000003 · f4_a1e2k00000klbcjuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 2,456 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended.

SEC source: 0001664272-21-000003 · f4_a1e2k00000klbcjuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

F1 · shares: Of the 2,456 RSUs vesting into shares reported above, 869 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,587 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 25, 2021.

SEC source: 0001664272-20-000123 · f4_a1e2k00000krj5auar-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,750

Underlying: Common Stock · 4,750 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 1, 2020, Ms. Esterman was granted 23,750 restricted share units ("RSUs") under the 2009 Equity Incentive Plan; 20% (4,750) of the RSUs are time-based and 80% (19,000) of the RSUs are performance-based. Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · shares: Vesting schedule for time-based RSUs: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., October 1, 2021, October 1, 2022 and October 1, 2023).

F2 · derivative.exercise_date: Vesting schedule for time-based RSUs: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., October 1, 2021, October 1, 2022 and October 1, 2023).

F2 · derivative.expiration_date: Vesting schedule for time-based RSUs: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., October 1, 2021, October 1, 2022 and October 1, 2023).

SEC source: 0001664272-20-000123 · f4_a1e2k00000krj5auar-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Common Stock · 19,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On October 1, 2020, Ms. Esterman was granted 23,750 restricted share units ("RSUs") under the 2009 Equity Incentive Plan; 20% (4,750) of the RSUs are time-based and 80% (19,000) of the RSUs are performance-based. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · shares: Vesting schedule for performance-based RSUs: (i) 10% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $20, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting; (ii) 30% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $25, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting; and (iii) 40% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $35, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting.

F3 · derivative.exercise_date: Vesting schedule for performance-based RSUs: (i) 10% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $20, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting; (ii) 30% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $25, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting; and (iii) 40% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $35, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting.

F3 · derivative.expiration_date: Vesting schedule for performance-based RSUs: (i) 10% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $20, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting; (ii) 30% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $25, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting; and (iii) 40% of the RSUs will begin vesting when the average closing price of ASPS common stock over a period of 30 calendar days reaches $35, with one-half vesting immediately upon the achievement of such criteria and the remainder vesting on the first anniversary of the date of initial vesting.

SEC source: 0001664272-20-000082 · f4_a1e2k00000k06m3uab-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,413

F1 · shares: 185 shares of the 603 shares of ASPS common stock received upon the vesting of 603 restricted shares pursuant to the terms of the April 7, 2017 Restricted Stock Award Agreement between Ms. Esterman and the Company were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 7, 2020.

SEC source: 0001664272-20-000080 · f4_a1e2k00000jxxwluaj-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,159

F1 · shares: 1,864 shares of ASPS common stock received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000080 · f4_a1e2k00000jxxwluaj-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,598

F3 · shares: Of the 1,864 RSUs vesting into shares reported above, 561 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,303 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 23, 2020.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000074 · f4_a1e2k00000jmk9tuaf-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 26, 2020, Ms. Esterman was granted 6,000 time-based restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., February 26, 2021, February 26, 2022 and February 26, 2023).

F2 · derivative.expiration_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., February 26, 2021, February 26, 2022 and February 26, 2023).

SEC source: 0001664272-21-000066 · f4_a1e2k00000kldpouad-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,498

Underlying: Common Stock · 3,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F3 · shares: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.exercise_date: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · derivative.expiration_date: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

F3 · balance_after: Award granted to Ms. Esterman as part of her annual incentive compensation for the 2019 service year based on her personal scorecard performance. The Altisource annual incentive award program requires executives to have 40% of their annual incentive compensation paid in RSUs. Ms. Esterman received a grant of 3,498 RSUs based on the 30-day average closing share price of ASPS common stock of $19.21 preceding the February 26, 2020 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the grant date (i.e., February 26, 2021 and February 26, 2022).

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,216

Underlying: Common Stock · 2,432 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 1,216 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 1,216 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 1,216 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,040

Underlying: Common Stock · 6,080 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 3,040 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 3,040 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: Represents the vesting of RSUs. The remaining 3,040 RSUs are scheduled to vest on the second anniversary of the February 25, 2019 grant date (i.e., February 25, 2021). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,576

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 4,256 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2018 Annual Incentive Plan.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000063 · f4_a1e2k00000jllvruaj-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,295

F3 · shares: Of the 4,256 RSUs vesting into shares reported above, 1,281 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,975 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 25, 2020.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000031 · f4_a1e2k00000jtljduap-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

Underlying: Common Stock · 1,240 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 2,478 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 2,478 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 2,478 RSUs are scheduled to vest in two equal installments on the third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2021 and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000031 · f4_a1e2k00000jtljduap-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,682

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,240 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000031 · f4_a1e2k00000jtljduap-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,320

F3 · shares: Of the 1,240 RSUs vesting into shares reported above, 362 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 878 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2020.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.