Esterman Michelle D.

SEC source: 0001664272-20-000007 · f4_a1e2k00000jrzwhuax-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., January 29, 2021 and January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., January 29, 2021 and January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 10,000 RSUs are scheduled to vest in two equal installments on the second and third anniversaries of the grant date (i.e., January 29, 2021 and January 29, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-20-000007 · f4_a1e2k00000jrzwhuax-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,212

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 5,000 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended.

F3 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-20-000007 · f4_a1e2k00000jrzwhuax-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,442

F2 · shares: Of the 5,000 RSUs vesting into shares reported above, 1,770 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 3,230 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on January 29, 2020.

F3 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000066 · f4_a1e2k00000h0xeduar-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,212

F1 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000049 · f4_a1e1n00000odachuaz-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,432

F1 · shares: 1,583 shares of the 4,833 shares of ASPS common stock received upon the vesting of 4,833 shares pursuant to the terms of Ms. Esterman's April 15, 2015 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 15, 2019.

F2 · balance_after: Includes 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the 4/7/17 grant date (i.e., 4/7/20). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000045 · f4_a1e1n00000nowysua1-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,015

F1 · shares: 188 shares of the 604 shares of ASPS common stock received upon the vesting of 604 restricted shares pursuant to the terms of Ms. Esterman's April 7, 2017 Restricted Stock Award Agreement were foregone to pay for tax withholdings. Pursuant to the terms of the agreement, the price per share used to determine the tax withholdings was the opening price of ASPS commons stock on April 8, 2019.

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 603 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the third anniversary of the April 7, 2017 grant date (i.e., April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000029 · f4_a1e1n00000nmaxmuah-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080

Underlying: Common Stock · 6,080 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: Award granted as part of Ms. Esterman's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on her personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Ms. Esterman elected to receive 50% of her 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 6,080 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · derivative.expiration_date: Award granted as part of Ms. Esterman's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on her personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Ms. Esterman elected to receive 50% of her 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 6,080 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F2 · balance_after: Award granted as part of Ms. Esterman's annual incentive compensation for the 2018 service year ("2018 Annual Incentive Compensation") based on her personal scorecard performance. As previously reported in a Form 8-K filed on February 16, 2018, the annual incentive award program was amended to require executives to elect to have a minimum of 25% of their annual incentive compensation that was previously paid in cash paid in RSUs. Ms. Esterman elected to receive 50% of her 2018 Annual Incentive Compensation in cash and 50% in RSUs, resulting in the grant of 6,080 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

SEC source: 0001664272-19-000029 · f4_a1e1n00000nmaxmuah-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,432

Underlying: Common Stock · 2,432 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · derivative.exercise_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Ms. Esterman for the Company's achievement of 2018 target adjusted earnings per share and Ms. Esterman's achievement of a designated level of scorecard performance for the 2018 service year. Ms. Esterman was granted 2,432 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · derivative.expiration_date: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Ms. Esterman for the Company's achievement of 2018 target adjusted earnings per share and Ms. Esterman's achievement of a designated level of scorecard performance for the 2018 service year. Ms. Esterman was granted 2,432 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

F3 · balance_after: As previously reported in a Form 8-K filed on February 16, 2018, a one-time additional equity award was granted to Ms. Esterman for the Company's achievement of 2018 target adjusted earnings per share and Ms. Esterman's achievement of a designated level of scorecard performance for the 2018 service year. Ms. Esterman was granted 2,432 RSUs based on the 30-day average closing share price of ASPS common stock of $23.76 preceding the February 25, 2019 grant date. The award is scheduled to vest in two equal installments on the first and second anniversaries of the February 25, 2019 grant date (i.e., February 25, 2020 and February 25, 2021).

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,718

Underlying: Common Stock · 1,239 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents the vesting of RSUs. The remaining 3,718 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. The remaining 3,718 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: Represents the vesting of RSUs. The remaining 3,718 RSUs are scheduled to vest in three equal installments on the second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022). Each RSU represents a contingent right to receive one share of ASPS common stock.

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,316

Underlying: Common Stock · 17,316 shares

Expires not disclosed

F5 · derivative.exercise_date: Consists of 4,330 options that vested on February 12, 2019 due to stated criteria and 12,986 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

F5 · derivative.expiration_date: Consists of 4,330 options that vested on February 12, 2019 due to stated criteria and 12,986 options that are scheduled to vest in three equal installments on the first, second and third anniversaries of the February 12, 2019 initial vesting date (i.e., February 12, 2020; February 12, 2021; and February 12, 2022), pursuant to an award under the 2018 LTIP.

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,641

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,239 shares of ASPS common stock received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2018 Long Term Incentive Plan ("2018 LTIP").

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 1,207 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000014 · f4_a1e1n00000nfv8suar-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,203

F3 · shares: 438 shares of the 1,239 shares received upon vesting of RSUs awarded under the 2018 LTIP were foregone to pay for the tax withholdings. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 12, 2019.

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019) and (ii) 1,207 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001664272-19-000001 · f4_a1e1n00000nftk9uaj-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: On January 29, 2019, Ms. Esterman was granted 15,000 time-based restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., January 29, 2020, January 29, 2021 and January 29, 2022).

F2 · derivative.expiration_date: The RSUs are scheduled to vest in three equal installments on the first, second and third anniversaries of the grant date (i.e., January 29, 2020, January 29, 2021 and January 29, 2022).

SEC source: 0001664272-18-000041 · f4_a1e1n00000deugluaz-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,402

F1 · shares: Represents shares surrendered by Ms. Esterman for tax withholdings due as a result of the vesting of 4,834 restricted shares of ASPS common stock. The shares were surrendered pursuant to the terms of her April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on April 16, 2018.

F2 · balance_after: Includes (i) 4,833 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) on the fourth anniversary of the April 15, 2015 grant date (i.e., April 15, 2019); and (ii) 1,207 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001225208-18-002940 · doc4.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · EVP, Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,957

Underlying: Common Stock · 4,957 shares

Expires not disclosed

F1 · derivative.exercise_price: On February 12, 2018, Ms. Esterman was granted 4,957 restricted share units ("RSUs"). Each RSU represents a contingent right to receive one share of ASPS common stock.

F2 · derivative.exercise_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022).

F2 · derivative.expiration_date: The RSUs are scheduled to vest in four equal installments on the first, second, third and fourth anniversaries of the February 12, 2018 grant date (i.e., February 12, 2019, February 12, 2020, February 12, 2021 and February 12, 2022).

SEC source: 0001225208-17-008107 · doc4.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,030

F1 · shares: Represents shares surrendered by Ms. Esterman for tax withholdings due as a result of the vesting of 4,833 restricted shares. The shares were surrendered pursuant to the terms of her April 15, 2015 Restricted Stock Award Agreement. Pursuant to the terms of the Restricted Stock Award Agreement, the price per share used to determine the tax withholdings was the opening price of the Company's common stock on April 17, 2017.

F2 · balance_after: Includes (i) 9,667 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in two equal installments on the third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2018 and April 15, 2019) and (ii) 1,810 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the April 7, 2017 grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

SEC source: 0001225208-17-007943 · doc4.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,310

F1 · shares: On April 7, 2017, Ms. Esterman was granted 1,810 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the first, second and third anniversaries of the grant date (i.e., April 7, 2018, April 7, 2019 and April 7, 2020). Ms. Esterman has no voting rights with respect to these shares until they vest.

F2 · balance_after: Includes 14,500 time-based restricted shares of ASPS common stock, which are scheduled to vest (and will be issued) in three equal installments on the second, third and fourth anniversaries of the April 15, 2015 grant date (i.e., April 15, 2017, April 15, 2018 and April 15, 2019). Ms. Esterman has no voting rights with respect to these shares until they vest.