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Esterman Michelle D.

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44701
SEC CIK
0001544019

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CompanyLast reported asReport datePublished
ALTISOURCE PORTFOLIO SOLUTIONS S.A.ASPS · Entity 7079Chief Financial OfficerMay 21, 2026May 22, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALTISOURCE PORTFOLIO SOLUTIONS S.A.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect131,907 Reported balance After 2026-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 23,717 · Balance 131,907

F1: Represents an award of time-based restricted stock units ("RSUs") granted to Ms. Esterman pursuant to the Company's 2025 Annual Incentive Plan. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest as follows: 70% of the RSUs will vest on February 24, 2027, and the remaining 30% of the RSUs will vest on the second anniversary of the grant date (i.e., May 21, 2028). All terms will be governed by the 2009 Equity Incentive Plan and applicable award agreement.

F2: Includes 28,229 unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of time-based restricted stock units ("RSUs") granted to Ms. Esterman pursuant to the Company's 2025 Annual Incentive Plan. Each RSU represents a contingent right to receive one share of Common Stock. The RSUs vest as follows: 70% of the RSUs will vest on February 24, 2027, and the remaining 30% of the RSUs will vest on the second anniversary of the grant date (i.e., May 21, 2028). All terms will be governed by the 2009 Equity Incentive Plan and applicable award agreement.

F2: Includes 28,229 unvested RSUs.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2024 Filed Mar 22, 2024 20:08 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 27,364 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000225 · f4_a1e2k00000wi8jaual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 27,364 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2023 Annual Incentive Plan ("AIP") and the Altisource 2023 Long Term Incentive Plan ("LTIP").

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 3,379 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,379 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the full and final vesting of Type II Performance- and Market-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 3,112 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,112 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the final vesting of Type I Performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 1,923 $2.80 $5,384.40
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,197

F2 · shares: Of the 6,491 RSUs vesting into shares reported above, 1,923 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 4,568 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 11, 2024.

Read SEC document
March 09, 2024 Filed Mar 12, 2024 21:14 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 6,491 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000207 · f4_a1e2k00000wi8gvual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,120

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 6,491 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the Altisource 2021 Long Term Incentive Plan ("LTIP").

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · derivative · entry 5

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: The remaining 3,334 RSUs are scheduled to vest on the third anniversary of the grant date (i.e., March 1, 2025).

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 4,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,887 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 2,436 $2.78 $6,772.08
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · nonDerivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,629

F3 · shares: Of the 8,220 RSUs vesting into shares reported above 2,436 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 5,784 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan and 2022 Long-Term Equity Incentive Plan.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:15 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 4,887 $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000197 · f4_a1e2k00000wi8fdual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 4,887 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan and 2021 Annual Incentive Plan.

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 19,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000135 · f4_a1e2k00000wi82puat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,072

Underlying: Common Stock · 19,072 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F5 · shares: On February 20, 2024, Ms. Esterman was granted 19,072 performance-based RSUs under the Altisource 2024 LTIP.

F6 · derivative.exercise_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

F6 · derivative.expiration_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., February 20, 2027) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2024 - 2026 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 19,072 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000135 · f4_a1e2k00000wi82puat-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,072

Underlying: Common Stock · 19,072 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F3 · shares: On February 20, 2024, Ms. Esterman was granted 19,072 time-based RSUs under the Altisource 2024 Long Term Incentive Plan ("LTIP").

F4 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

F4 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal installments on the first three anniversaries of the grant date (i.e., February 20, 2025; February 20, 2026 and February 20, 2027).

Read SEC document
February 20, 2024 Filed Feb 22, 2024 21:10 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 57,139 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-24-000135 · f4_a1e2k00000wi82puat-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,139

Underlying: Common Stock · 57,139 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Ms. Esterman was granted 57,139 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.exercise_date: Ms. Esterman was granted 57,139 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

F2 · derivative.expiration_date: Ms. Esterman was granted 57,139 RSUs based on the 30-day average closing share price of ASPS common stock preceding the grant date of February 20, 2024. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2023 service year ("2023 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2023 Annual Incentive Compensation in RSUs; 80% of the RSUs will vest on the first anniversary of the February 20, 2024 grant date (i.e., February 20, 2025) and the remaining 20% of the RSUs will vest on the second anniversary of the grant date (i.e., February 20, 2026).

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:16 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantCommon Stock 6,046 $3.56 $21,523.76
Disclosure

SEC source: 0001664272-24-000025 · f4_a1e2k00000wi6chuad-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,637

F1 · shares: As part of a company-wide cost reduction plan, Ms. Esterman has volunteered to temporarily modify her compensation effective November 1, 2023 by offering the Company the option to replace up to 30% of her base compensation with a grant of unrestricted ASPS common stock (the "Adjustment"). On December 31, 2023, and at the end of each subsequent calendar quarter (each a "Period"), as long as the Adjustment is in place, the Company will determine the portion of the reduced amount to be paid in common stock based on the lower of the average closing stock price for the Period and the closing stock price on the day immediately preceding the grant and transfer the applicable shares. Ms. Esterman or the Company may, upon written notice, reduce or terminate the Adjustment. For the Period ending December 31, 2023, Ms. Esterman received 6,046 shares, which vest immediately.

F2 · price: Represents the cost per share for the temporary compensation replacement noted in Footnote 1. Given that it was a replacement for compensation, the net cost of the shares was $0.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 22:16 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 1,792 $3.54 $6,343.68
Disclosure

SEC source: 0001664272-24-000025 · f4_a1e2k00000wi6chuad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,845

F3 · shares: Of the 6,046 shares granted to Ms. Esterman, reported above, 1,792 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 4,254 shares. The price per share used to determine the tax withholdings was the opening price of ASPS common stock on the grant date.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:05 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 1,583 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000451 · f4_a1e2k00000klsuwuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:05 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 1,583 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000451 · f4_a1e2k00000klsuwuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,976

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,583 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
October 01, 2023 Filed Oct 3, 2023 21:05 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 385 $4.00 $1,540.00
Disclosure

SEC source: 0001664272-23-000451 · f4_a1e2k00000klsuwuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,591

F2 · shares: Of the 1,583 RSUs vesting into shares reported above, 385 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,198 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 2, 2023 (the next active trading day following the vesting).

Read SEC document
September 08, 2023 Filed Sep 8, 2023 13:56 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 PurchaseCommon Stock 13,889 $3.60 $50,000.40
Disclosure

SEC source: 0001664272-23-000438 · f4_a1e2k00000klrzhual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,393

F1 · shares: The shares were purchased in a confidentially marketed public offering pursuant to an underwriting agreement.

Read SEC document
March 20, 2023 Filed Mar 23, 2023 01:29 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000299 · f4_a1e2k00000rxrwduad-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F1 · shares: On March 20, 2023, Ms. Esterman was granted 12,500 time-based restricted share units ("RSUs") under the Altisource 2023 Long Term Incentive Plan ("LTIP"). Each RSU represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal increments on the first three anniversaries of the grant date (i.e., March 20, 2024; March 20, 2025 and March 20, 2026).

F2 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal increments on the first three anniversaries of the grant date (i.e., March 20, 2024; March 20, 2025 and March 20, 2026).

Read SEC document
March 20, 2023 Filed Mar 23, 2023 01:29 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 12,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000299 · f4_a1e2k00000rxrwduad-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

F3 · shares: On March 20, 2023, Ms. Esterman was granted 12,500 performance-based RSUs under the Altisource 2023 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., March 20, 2026) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2023 - 2025 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

F4 · derivative.expiration_date: The performance-based RSUs vest following the third anniversary of the Grant Date (i.e., March 20, 2026) subject to the level of achievement described herein. The number of performance-based RSUs that will vest is based on (i) Company performance against designated financial metrics, as established by the Compensation Committee, for each year during the 2023 - 2025 performance period (the "Performance Period") (which performance may increase or decrease the number of RSUs), and (ii) Total Shareholder Return compared to the Russell 2000 Index over the Performance Period (which performance may further increase or decrease the number of RSUs).

Read SEC document
March 20, 2023 Filed Mar 23, 2023 00:24 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 2,456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000297 · f4_a1e2k00000rxs1xuad-live.xml · derivative · entry 5

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the final vesting of Type I performance-based RSUs granted on January 24, 2020, pursuant to the Altisource 2020 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: The vesting dates of the Altisource 2020 LTIP and the Altisource 2021 LTIP awards previously scheduled to vest on January 24, 2023 and March 9, 2023 were deferred until March 20, 2023 upon the approval of the Altisource Compensation Committee.

F4 · derivative.expiration_date: The vesting dates of the Altisource 2020 LTIP and the Altisource 2021 LTIP awards previously scheduled to vest on January 24, 2023 and March 9, 2023 were deferred until March 20, 2023 upon the approval of the Altisource Compensation Committee.

Read SEC document
March 20, 2023 Filed Mar 23, 2023 00:24 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 2,744 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000297 · f4_a1e2k00000rxs1xuad-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the full and final vesting of Type II performance-based RSUs granted on January 24, 2020, pursuant to the Altisource 2020 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: The vesting dates of the Altisource 2020 LTIP and the Altisource 2021 LTIP awards previously scheduled to vest on January 24, 2023 and March 9, 2023 were deferred until March 20, 2023 upon the approval of the Altisource Compensation Committee.

F4 · derivative.expiration_date: The vesting dates of the Altisource 2020 LTIP and the Altisource 2021 LTIP awards previously scheduled to vest on January 24, 2023 and March 9, 2023 were deferred until March 20, 2023 upon the approval of the Altisource Compensation Committee.

Read SEC document
March 20, 2023 Filed Mar 23, 2023 00:24 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 3,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000297 · f4_a1e2k00000rxs1xuad-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,112

Underlying: Common Stock · 3,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Represents the second tranche of Type I performance-based RSUs granted on March 9, 2021, pursuant to the Altisource 2021 LTIP. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: The vesting dates of the Altisource 2020 LTIP and the Altisource 2021 LTIP awards previously scheduled to vest on January 24, 2023 and March 9, 2023 were deferred until March 20, 2023 upon the approval of the Altisource Compensation Committee.

F4 · derivative.expiration_date: The vesting dates of the Altisource 2020 LTIP and the Altisource 2021 LTIP awards previously scheduled to vest on January 24, 2023 and March 9, 2023 were deferred until March 20, 2023 upon the approval of the Altisource Compensation Committee.

F7 · balance_after: The remaining 3,112 RSUs are scheduled to vest on the third anniversary of the March 9, 2021 grant date (i.e., March 9, 2024).

Read SEC document
March 20, 2023 Filed Mar 23, 2023 00:24 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 8,311 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000297 · f4_a1e2k00000rxs1xuad-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,519

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,311 shares of ASPS common stock were received upon the vesting of restricted share units ("RSUs") pursuant to awards under the Altisource 2020 Long Term Incentive Plan ("LTIP") and the Altisource 2021 LTIP.

Read SEC document
March 20, 2023 Filed Mar 23, 2023 00:24 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 2,015 $4.59 $9,248.85
Disclosure

SEC source: 0001664272-23-000297 · f4_a1e2k00000rxs1xuad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,504

F2 · shares: Of the 8,311 RSUs vesting into shares reported above, 2,015 shares were surrendered to pay for the tax withholding with a net issuance to Ms. Esterman of 6,296 shares. The price per share used to determine the tax withholdings was the opening price of Altisource Portfolio Solutions S.A. ("ASPS") common stock on March 20, 2023.

Read SEC document
March 20, 2023 Filed Mar 23, 2023 00:12 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 28,996 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000291 · f4_a1e2k00000rxrwouat-live.xml · derivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,996

Underlying: Common Stock · 28,996 shares

Expires not disclosed

F1 · security: Each restricted share unit ("RSU") represents a contingent right to receive one share of Altisource Portfolio Solutions S.A. ("ASPS") common stock.

F2 · shares: Ms. Esterman received a grant of 28,996 RSUs based on the 30-day average closing share price of ASPS common stock of $5.55 preceding the March 20, 2023 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2022 service year ("2022 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2022 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 20, 2023 grant date (i.e., March 20, 2024 and March 20, 2025).

F2 · derivative.exercise_date: Ms. Esterman received a grant of 28,996 RSUs based on the 30-day average closing share price of ASPS common stock of $5.55 preceding the March 20, 2023 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2022 service year ("2022 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2022 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 20, 2023 grant date (i.e., March 20, 2024 and March 20, 2025).

F2 · derivative.expiration_date: Ms. Esterman received a grant of 28,996 RSUs based on the 30-day average closing share price of ASPS common stock of $5.55 preceding the March 20, 2023 grant date. The RSUs were granted to Ms. Esterman as annual incentive compensation for the 2022 service year ("2022 Annual Incentive Compensation") based upon the Board approved bonus pool funding level and her personal scorecard performance. Altisource determined to pay 100% of the 2022 Annual Incentive Compensation in RSUs; 60% of the RSUs will cliff vest on the first anniversary of the grant date, the remaining 40% of the RSUs will vest in two equal installments on the first and second anniversaries of the March 20, 2023 grant date (i.e., March 20, 2024 and March 20, 2025).

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:13 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 1,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000212 · f4_a1e2k00000rxrhsuad-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:13 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 1,333 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000212 · f4_a1e2k00000rxrhsuad-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,569

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,333 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 21:13 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 361 $5.52 $1,992.72
Disclosure

SEC source: 0001664272-23-000212 · f4_a1e2k00000rxrhsuad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,208

F2 · shares: Of the 1,333 RSUs vesting into shares reported above, 361 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 972 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholding was the opening price of ASPS common stock on March 9, 2023.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:52 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 3,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000199 · f4_a1e2k00000rxrufua1-live.xml · derivative · entry 5

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,667

Underlying: Common Stock · 3,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · balance_after: The remaining 6,667 RSUs are scheduled to vest in two increments on the second and third anniversaries of the grant date (i.e., March 1, 2024 and March 1, 2025).

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:52 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 7,332 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000199 · f4_a1e2k00000rxrufua1-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,887

Underlying: Common Stock · 7,332 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: The remaining 4,887 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:52 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 7,332 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000199 · f4_a1e2k00000rxrufua1-live.xml · nonDerivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 7,332 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:52 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000199 · f4_a1e2k00000rxrufua1-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: 3,333 shares of ASPS common stock were received upon the vesting of previously granted time-based RSUs pursuant to an award under the Company's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 02:52 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 3,161 $5.85 $18,491.85
Disclosure

SEC source: 0001664272-23-000199 · f4_a1e2k00000rxrufua1-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,236

F3 · shares: Of the 10,665 RSUs vesting into shares reported above, 3,161 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 7,504 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 1, 2023.

Read SEC document
February 26, 2023 Filed Mar 3, 2023 23:59 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 2,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000193 · f4_a1e2k00000rxrthua1-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · date: Due to an administrative error, this Form 4 was not filed by the requisite deadline, and is being filed now to correct the delinquency.

F4 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

Read SEC document
February 26, 2023 Filed Mar 3, 2023 23:59 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000193 · f4_a1e2k00000rxrthua1-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 2,000 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the Company's 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
February 26, 2023 Filed Mar 3, 2023 23:59 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 593 $5.35 $3,172.55
Disclosure

SEC source: 0001664272-23-000193 · f4_a1e2k00000rxrthua1-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,732

F2 · shares: Of the 2,000 RSUs vesting into shares reported above, 593 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,407 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on February 27, 2023 (the next active trading day following the vesting).

Read SEC document
February 14, 2023 Filed Feb 14, 2023 21:12 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 PurchaseCommon Stock 14,000 $5.00 $70,000.00
Disclosure

SEC source: 0001664272-23-000074 · f4_a1e2k00000rxqpluad-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,325

F1 · shares: The shares were purchased in a confidentially marketed public offering pursuant to an underwriting agreement. The offering closed on February 14, 2023.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:32 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 1,584 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000295 · f4_a1e2k00000rxofgual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,583

Underlying: Common Stock · 1,584 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 1,583 RSUs are scheduled to vest on the third anniversary of the October 1, 2020 grant date (i.e., October 1, 2023).

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:32 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 1,584 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000295 · f4_a1e2k00000rxofgual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,801

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 1,584 shares of ASPS common stock were received upon the vesting of previously granted time-based restricted share units ("RSUs") pursuant to an award under the 2009 Equity Incentive Plan, as amended and restated.

Read SEC document
October 01, 2022 Filed Oct 4, 2022 22:32 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 476 $13.32 $6,340.32
Disclosure

SEC source: 0001664272-22-000295 · f4_a1e2k00000rxofgual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,325

F2 · shares: Of the 1,584 RSUs vesting into shares reported above, 476 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 1,108 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on October 3, 2022 (the next active trading day following the vesting).

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:32 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantCommon Stock 3,944 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000225 · f4_a1e2k00000rxli1ual-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,404

F1 · shares: 3,944 shares of ASPS common stock were received upon the vesting of previously granted performance-based restricted share units ("RSUs") pursuant to an award under the 2019 Long Term Incentive Plan.

Read SEC document
March 21, 2022 Filed Mar 23, 2022 20:32 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 1,187 $10.95 $12,997.65
Disclosure

SEC source: 0001664272-22-000225 · f4_a1e2k00000rxli1ual-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,217

F2 · shares: Of the 3,944 RSUs vesting into shares reported above, 1,187 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 2,757 shares. Pursuant to the terms of the award agreement, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 21, 2022.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 00:48 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 5,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · derivative · entry 4

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,334

Underlying: Common Stock · 5,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.expiration_date: Represents the vesting of RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F4 · balance_after: The remaining 1,334 RSUs are scheduled to vest on the second anniversary of the March 9, 2021 grant date (i.e., March 9, 2023).

Read SEC document
March 09, 2022 Filed Mar 12, 2022 00:48 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionRestricted Share Units · Derivative 3,111 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,223

Underlying: Common Stock · 3,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.expiration_date: Represents the vesting of performance-based RSUs. Each RSU represents a contingent right to receive one share of ASPS common stock.

F6 · balance_after: The remaining 6,223 performance-based RSUs are scheduled to vest in equal installments on the second and third anniversaries of the grant date (i.e., March 9, 2023 and March 9, 2024).

Read SEC document
March 09, 2022 Filed Mar 12, 2022 00:48 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Exercise / conversionCommon Stock 8,445 $0.00 $0.00
Disclosure

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · nonDerivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: 8,445 shares of ASPS common stock were received upon the vesting of previously granted restricted share units ("RSUs") pursuant to awards under the 2009 Equity Incentive Plan, as amended and the 2020 Annual Incentive Plan.

Read SEC document
March 09, 2022 Filed Mar 12, 2022 00:48 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 Tax withholdingCommon Stock 2,541 $10.62 $26,985.42
Disclosure

SEC source: 0001664272-22-000190 · f4_a1e2k00000rxl9yuat-live.xml · nonDerivative · entry 1

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,460

F2 · shares: Of the 8,445 RSUs vesting into shares reported above, 2,541 shares were foregone to pay for the tax withholding with a net issuance to Ms. Esterman of 5,904 shares. Pursuant to the terms of the award agreements, the price per share used to determine the tax withholdings was the opening price of ASPS common stock on March 9, 2022.

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March 01, 2022 Filed Mar 4, 2023 00:01 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 12,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000195 · f4_a1e2k00000rxrtqual-live.xml · derivative · entry 3

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,219

Underlying: Common Stock · 12,219 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F2 · shares: On March 1, 2022, Ms. Esterman was granted 12,219 restricted share units ("RSUs") under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F3 · derivative.exercise_date: 7,332 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 4,887 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

F3 · derivative.expiration_date: 7,332 RSUs are scheduled to vest on the first anniversary of the grant date (i.e., March 1, 2023) and the remaining 4,887 RSUs are scheduled to vest on the second anniversary of the grant date (i.e., March 1, 2024).

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March 01, 2022 Filed Mar 4, 2023 00:01 UTC ALTISOURCE PORTFOLIO SOLUTIONS S.A. ASPS · Entity 7079 GrantRestricted Share Units · Derivative 10,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001664272-23-000195 · f4_a1e2k00000rxrtqual-live.xml · derivative · entry 2

Esterman Michelle D. · CIK 0001544019 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

F1 · date: Due to an administrative error, this transaction was not reported by the requisite deadline, and is being filed now to correct the delinquency.

F4 · shares: On March 1, 2022, Ms. Esterman was granted 10,000 time-based RSUs under the 2009 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of ASPS common stock.

F5 · derivative.exercise_date: The time-based RSUs are scheduled to vest in three equal increments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

F5 · derivative.expiration_date: The time-based RSUs are scheduled to vest in three equal increments on the first, second and third anniversaries of the grant date (i.e., March 1, 2023; March 1, 2024 and March 1, 2025).

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.