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person · Reporting owner

Lurker Nancy

Disclosed activity across 4 companies

Tapewire entity
44699
SEC CIK
0001450485

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Alkermes plc.ALKS · Entity 2392DirectorMay 20, 2026May 23, 2026
Aquestive Therapeutics, Inc.AQST · Entity 5276DirectorJune 15, 2021June 17, 2021
COLLEGIUM PHARMACEUTICAL, INCCOLL · Entity 5169DirectorMay 14, 2026May 18, 2026
EyePoint, Inc.EYPT · Entity 5702DirectorJanuary 06, 2026January 07, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Alkermes plc.

Report date May 20, 2026 · Filed May 23, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect18,222 Ending reported balance After 2026-05-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-21 · Exercise / conversion · Acquired 6,142 · Balance 19,697

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

Row 2 · 2026-05-21 · Tax withholding · Disposed 1,475 · Balance 18,222

Non Qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.98 · Expires 2036-05-20Direct11,538 Reported balance After 2026-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-20 · Grant · Acquired 11,538 · Balance 11,538

F2: Shares subject to the award vest (and if applicable, become exercisable) in full on the earlier of the one-year anniversary of the date of grant or the date of the issuer's next annual general meeting of shareholders that occurs at least 50 weeks after the date of grant.

Restricted Stock Unit AwardSEC Table II · derivative / convertible securityDirect5,409 Reported balance After 2026-05-20 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2026-05-20 · Grant · Acquired 5,409 · Balance 5,409

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2: Shares subject to the award vest (and if applicable, become exercisable) in full on the earlier of the one-year anniversary of the date of grant or the date of the issuer's next annual general meeting of shareholders that occurs at least 50 weeks after the date of grant.

Restricted Stock Unit AwardSEC Table II · derivative / convertible securityDirect0 Reported balance After 2026-05-21 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-21 · Exercise / conversion · Disposed 6,142 · Balance 0

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

F3: This award is fully vested in accordance with its terms.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents a contingent right to receive one ordinary share.

F2: Shares subject to the award vest (and if applicable, become exercisable) in full on the earlier of the one-year anniversary of the date of grant or the date of the issuer's next annual general meeting of shareholders that occurs at least 50 weeks after the date of grant.

F3: This award is fully vested in accordance with its terms.

Aquestive Therapeutics, Inc.

Report date June 15, 2021 · Filed June 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Purchase)SEC Table II · derivative / convertible security · Conversion / exercise price $4.04 · Expires 2031-06-15Direct20,000 Reported balance After 2021-06-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-06-15 · Grant · Acquired 20,000 · Balance 20,000

F1: The shares underlying the options vest as follows: 100% of the underlying shares vest June 15, 2022, subject to Ms. Lurker's continuous service with the Issuer from the grant date through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The shares underlying the options vest as follows: 100% of the underlying shares vest June 15, 2022, subject to Ms. Lurker's continuous service with the Issuer from the grant date through the applicable vesting date.

COLLEGIUM PHARMACEUTICAL, INC

Report date May 14, 2026 · Filed May 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect26,758 Reported balance After 2026-05-14 transaction · row 1
1 source row

Row 1 · 2026-05-14 · Grant · Acquired 8,741 · Balance 26,758

F1: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the earlier of May 14, 2027, or the date of the Issuer's 2027 Annual Meeting of Shareholders, subject to the director's continued service with the Issuer. The RSUs will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the Issuer, in shares of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the grant of restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs vest on the earlier of May 14, 2027, or the date of the Issuer's 2027 Annual Meeting of Shareholders, subject to the director's continued service with the Issuer. The RSUs will be settled on such date, or, upon the election of the director, on the earlier of the end of the director's service on the Board of Directors, the director's death or disability, or a change in control of the Issuer, in shares of the Issuer's common stock.

EyePoint, Inc.

Report date January 06, 2026 · Filed January 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect294,346 Reported balance After 2026-01-06 transaction · row 1
1 source row

Row 1 · 2026-01-06 · Exercise / conversion · Acquired 75,133 · Balance 294,346

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-01-06 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-01-06 · Exercise / conversion · Disposed 75,133 · Balance 0

F2: The restricted stock units vest in three ratable annual installments beginning January 6, 2024.

Common StockSEC Table I · non-derivativeIndirectBy Family Trust126,889 Reported balance Holding disclosure · report date 2026-01-06 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 126,889

F1: These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F2: The restricted stock units vest in three ratable annual installments beginning January 6, 2024.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 27, 2020 Filed Jun 30, 2020 23:40 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004716 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 20:05 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 GrantStock Option (Right to Purchase) · Derivative 14,000 $0.00 Strike: $5.30 $0.00
Disclosure

SEC source: 0001214659-20-005758 · marketforms-49054.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Underlying: Common Stock · 14,000 shares

Expires 2030-06-16

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 16, 2021, subject to Ms. Lurker's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 27,132 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 8

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 27,132

Underlying: Common Stock · 27,132 shares

Expires 2029-02-21

F4 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on June 25, 2019 and was exercisable for 93,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 27,132 shares of Common Stock of the Company.

F8 · derivative.exercise_date: The option vests and becomes exercisable ratably in 48 monthly installments beginning on March 21, 2019. At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of May 21, 2020. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until March 21, 2023.

F9 · ownership.direct: These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 27,132 $0.00 Strike: $26.50 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 7

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,868

Underlying: Common Stock · 27,132 shares

Expires 2029-02-21

F4 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on June 25, 2019 and was exercisable for 93,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 27,132 shares of Common Stock of the Company.

F8 · derivative.exercise_date: The option vests and becomes exercisable ratably in 48 monthly installments beginning on March 21, 2019. At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of May 21, 2020. The remaining portion of the option retained by the reporting person continues to vest on a monthly basis until March 21, 2023.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 6

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2028-06-14

F3 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on June 14, 2018 and was exercisable for 54,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 18,000 shares of Common Stock of the Company.

F7 · derivative.exercise_date: The option vests and becomes exercisable in three equal annual installments beginning on June 14, 2019. At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of June 14, 2019. The remaining portion of the option retained by the reporting person continues to vest on an annual basis until June 14, 2021.

F9 · ownership.direct: These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $20.40 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 5

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 18,000 shares

Expires 2028-06-14

F3 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on June 14, 2018 and was exercisable for 54,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 18,000 shares of Common Stock of the Company.

F7 · derivative.exercise_date: The option vests and becomes exercisable in three equal annual installments beginning on June 14, 2019. At the time of the transfer, the portion of the option that was transferred to the Family Trust vested in full as of June 14, 2019. The remaining portion of the option retained by the reporting person continues to vest on an annual basis until June 14, 2021.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 4

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2027-06-27

F2 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on December 15, 2017 and was exercisable for 24,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 16,000 shares of Common Stock of the Company.

F6 · derivative.exercise_date: The option vested and became exercisable in three equal annual installments beginning on June 27, 2018. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of June 27, 2019. The remaining portion of the option retained by the reporting person vested in full as of June 27, 2020.

F9 · ownership.direct: These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $17.70 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 3

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 16,000 shares

Expires 2027-06-27

F2 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase Common Stock of the Company to the Family Trust. The option was originally granted to the reporting person on December 15, 2017 and was exercisable for 24,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 16,000 shares of Common Stock of the Company.

F6 · derivative.exercise_date: The option vested and became exercisable in three equal annual installments beginning on June 27, 2018. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of June 27, 2019. The remaining portion of the option retained by the reporting person vested in full as of June 27, 2020.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 63,750 $0.00 Strike: $36.30 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 63,750

Underlying: Common Stock · 63,750 shares

Expires 2026-09-15

F1 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase common stock, par value $0.001 per share ("Common Stock"), of EyePoint Pharmaceuticals, Inc. (the "Company"), to an irrevocable family trust of which the reporting person's spouse is trustee and of which the reporting person's immediately family members are the sole beneficiaries (the "Family Trust"). The option was originally granted to the reporting person on December 12, 2016 and was exercisable for 85,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 63,750 shares of Common Stock of the Company.

F5 · derivative.exercise_date: The option vested and became exercisable in four equal annual installments beginning on September 15, 2017. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of September 15, 2019. The remaining portion of the option retained by the reporting person vested in full as of September 15, 2020.

F9 · ownership.direct: These securities are held in a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the Family Trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 15, 2020 Filed Feb 11, 2021 21:05 UTC EyePoint, Inc. EYPT · Entity 5702 GiftStock Option (Right to Buy) · Derivative 63,750 $0.00 Strike: $36.30 $0.00
Disclosure

SEC source: 0000899243-21-005919 · doc5.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 63,750 shares

Expires 2026-09-15

F1 · kind: On June 15, 2020, the reporting person transferred the vested portion of an option to purchase common stock, par value $0.001 per share ("Common Stock"), of EyePoint Pharmaceuticals, Inc. (the "Company"), to an irrevocable family trust of which the reporting person's spouse is trustee and of which the reporting person's immediately family members are the sole beneficiaries (the "Family Trust"). The option was originally granted to the reporting person on December 12, 2016 and was exercisable for 85,000 shares of Common Stock of the Company. At the time of the transfer, the vested portion of the option consisted of 63,750 shares of Common Stock of the Company.

F5 · derivative.exercise_date: The option vested and became exercisable in four equal annual installments beginning on September 15, 2017. At the time of the transfer, the portion of the option that was transferred to the Family Trust had vested in full as of September 15, 2019. The remaining portion of the option retained by the reporting person vested in full as of September 15, 2020.

Read SEC document
June 14, 2020 Filed Jun 16, 2020 21:03 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004517 · primarydocument.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On June 14, 2018, the reporting person was granted 135,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F1 · derivative.expiration_date: On June 14, 2018, the reporting person was granted 135,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 14, 2020 Filed Jun 16, 2020 21:03 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004517 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 12:40 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 98,000 $1.06 $104,027.00
Disclosure

SEC source: 0001562180-20-002379 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574,800

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.03 to $1.09. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:56 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 748,000 $0.00 Strike: $1.29 $0.00
Disclosure

SEC source: 0001562180-20-002036 · primarydocument.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,000

Underlying: Common Stock · 748,000 shares

Expires 2030-02-28

F2 · derivative.exercise_date: The option to purchase vests and becomes exercisable ratably in forty-eight monthly installments which begin March 28, 2020

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:56 UTC EyePoint, Inc. EYPT · Entity 5702 GrantRestricted Stock Units · Derivative 374,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002036 · primarydocument.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,000

Underlying: Common Stock · 374,000 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest in three equal installments on the following dates: 6.30.2020, 2.28.2021 and 2.28.2022.

F1 · derivative.expiration_date: The restricted stock units will vest in three equal installments on the following dates: 6.30.2020, 2.28.2021 and 2.28.2022.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:50 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 137,174 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001682 · primarydocument.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,349

Underlying: Common Stock · 137,174 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The restricted stock units vest in three ratable annual installments beginning February 21, 2020.

F2 · derivative.expiration_date: The restricted stock units vest in three ratable annual installments beginning February 21, 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:50 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 137,174 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001682 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 25,171 shares acquired on January 31, 2020 pursuant to EyePoint's 2019 Employee Stock Purchase Plan.

Read SEC document
October 12, 2019 Filed Oct 15, 2019 22:04 UTC EyePoint, Inc. EYPT · Entity 5702 Tax withholdingCommon Stock 10,745 $2.11 $22,618.23
Disclosure

SEC source: 0001562180-19-005160 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,455

F1 · shares: No shares were sold - these shares were withheld by the issuer to satisfy tax withholding requirements in connection with the Reporting Person's exercise of their withholding right following the vesting of the restricted stock units

F2 · price: Reflects the last reported sale price for the Registrant's shares of common stock on the Nasdaq Global Market on October 11, 2019

Read SEC document
June 27, 2019 Filed Jun 28, 2019 21:03 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 40,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003675 · primarydocument.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 27, 2017, the reporting person was granted 120,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 27, 2017, the reporting person was granted 120,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 21:03 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 40,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003675 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:50 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (Right to Buy) · Derivative 930,000 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001562180-19-003662 · primarydocument.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930,000

Underlying: Common Stock · 930,000 shares

Expires 2029-02-21

F2 · derivative.exercise_date: The option to purchase vests and becomes exercisable ratably in forty-eight monthly installments which began March 21, 2019

Read SEC document
June 25, 2019 Filed Jun 27, 2019 20:50 UTC EyePoint, Inc. EYPT · Entity 5702 GrantRestricted Stock Units · Derivative 411,523 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003662 · primarydocument.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 411,523

Underlying: Common Stock · 411,523 shares

Expires not disclosed

F1 · derivative.exercise_date: The restricted stock units will vest in three ratable annual installments beginning February 21, 2020.

F1 · derivative.expiration_date: The restricted stock units will vest in three ratable annual installments beginning February 21, 2020.

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June 14, 2019 Filed Jun 17, 2019 21:42 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 45,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003562 · primarydocument.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 45,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: On June 14, 2018, the reporting person was granted 135,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On June 14, 2018, the reporting person was granted 135,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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June 14, 2019 Filed Jun 17, 2019 21:42 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-003562 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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June 13, 2019 Filed Jun 17, 2019 20:47 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 GrantStock Option (Right to Purchase) · Derivative 13,350 $0.00 Strike: $4.38 $0.00
Disclosure

SEC source: 0001214659-19-004247 · marketforms-45223.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,350

Underlying: Common Stock · 13,350 shares

Expires 2029-06-13

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 13, 2020, subject to Ms. Lurker's continuous service with the Issuer from the grant date through the applicable vesting date.

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March 29, 2019 Filed Apr 1, 2019 12:23 UTC EyePoint, Inc. EYPT · Entity 5702 PurchaseCommon Stock 28,500 $1.76 $50,245.50
Disclosure

SEC source: 0001562180-19-002055 · primarydocument.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,200

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.74 to $1.81. The reporting person undertakes to provide EyePoint Pharmaceuticals Inc., any security holder of EyePoint Pharmaceuticals Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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October 12, 2018 Filed Oct 16, 2018 20:00 UTC EyePoint, Inc. EYPT · Entity 5702 GrantCommon Stock 76,667 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-026783 · doc4.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,700

F1 · shares: On October 12, 2018 (the "FDA Approval Date"), the U.S. Food and Drug Administration approved EyePoint Pharmaceutical Inc.'s (the "Company") new drug application for YUTIQ for the treatment of chronic non-infectious uveitis affecting the posterior segment of the eye. As a result, 38,334 shares representing a previously granted performance stock unit award vested on that date. An additional 38,333 shares from this award will vest on the first anniversary of the FDA Approval Date, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

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July 24, 2018 Filed Jul 27, 2018 01:13 UTC Aquestive Therapeutics, Inc. AQST · Entity 5276 GrantStock Option (Right to Purchase) · Derivative 26,700 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001140361-18-033745 · form4.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,700

Underlying: Common Stock · 26,700 shares

Expires 2028-07-24

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 25% of the underlying shares vest on the first anniversary of the grant date, 25% of the underlying shares vest on the second anniversary of the grant date and the remaining 50% of the underlying shares vest on the third anniversary of the grant date, subject in each case to Ms. Lurker's continuous service with the Issuer from the grant date through the applicable vesting date.

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June 27, 2018 Filed Jun 29, 2018 20:00 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionRestricted Stock Units · Derivative 40,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-018707 · doc4.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 40,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On December 15, 2017, the reporting person was granted 120,000 restricted stock units, vesting in three equal annual installments beginning June 27, 2018.

F2 · derivative.expiration_date: On December 15, 2017, the reporting person was granted 120,000 restricted stock units, vesting in three equal annual installments beginning June 27, 2018.

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June 27, 2018 Filed Jun 29, 2018 20:00 UTC EyePoint, Inc. EYPT · Entity 5702 Exercise / conversionCommon Stock 40,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-18-018707 · doc4.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 14, 2018 Filed Jun 18, 2018 20:06 UTC EyePoint, Inc. EYPT · Entity 5702 GrantStock Option (right to buy) · Derivative 540,000 $0.00 Strike: $2.04 $0.00
Disclosure

SEC source: 0000899243-18-016980 · doc4.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 540,000

Underlying: Common Stock · 540,000 shares

Expires 2028-06-14

F3 · derivative.exercise_date: The option to purchase will vest and become exercisable in three equal annual installments beginning June 14, 2019.

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June 14, 2018 Filed Jun 18, 2018 20:06 UTC EyePoint, Inc. EYPT · Entity 5702 GrantRestricted Stock Units · Derivative 135,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-016980 · doc4.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Common Stock · 135,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning June 14, 2019. Vested shares will be delivered to the reporting person within 30 days following each respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning June 14, 2019. Vested shares will be delivered to the reporting person within 30 days following each respective vesting date.

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March 19, 2018 Filed Mar 21, 2018 20:00 UTC EyePoint, Inc. PSDV · Entity 5702 GrantCommon stock 38,333 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-008244 · doc4.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,033

F1 · shares: On March 19, 2018 (the "NDA Acceptance Date"), the U.S. Food and Drug Administration ("FDA") accepted pSivida Corp.'s (the "Company") new drug application for Durasert 3-year treatment for posterior segment uveitis. As a result, 19,166 shares representing a previously granted performance stock unit award vested on that date. An additional 19,167 shares from this award will vest on the first anniversary of the NDA Acceptance Date, subject to the Reporting Person's continued employment with the Company through the applicable vesting date.

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December 15, 2017 Filed Dec 19, 2017 21:18 UTC EyePoint, Inc. PSDV · Entity 5702 GrantStock Option (right to buy) · Derivative 240,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0000899243-17-029169 · doc4.xml · derivative · entry 2

Lurker Nancy · CIK 0001450485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,000

Underlying: Common Stock · 240,000 shares

Expires 2027-06-27

F3 · derivative.exercise_date: The option to purchase will vest and become exercisable in three equal annual installments beginning June 27, 2018.

Read SEC document
December 15, 2017 Filed Dec 19, 2017 21:18 UTC EyePoint, Inc. PSDV · Entity 5702 GrantRestricted Stock Units · Derivative 120,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-029169 · doc4.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in three equal annual installments beginning June 27, 2018. Vested shares will be delivered to the reporting person within 30 days following each respective vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in three equal annual installments beginning June 27, 2018. Vested shares will be delivered to the reporting person within 30 days following each respective vesting date.

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June 14, 2017 Filed Jun 14, 2017 20:05 UTC EyePoint, Inc. PSDV · Entity 5702 PurchaseCommon Stock 56,700 $1.76 $99,962.10
Disclosure

SEC source: 0000899243-17-016365 · doc4.xml · nonDerivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,700

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.72 to $1.80. The reporting person undertakes to provide pSivida Corp., any security holder of pSivida Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 12, 2016 Filed Dec 14, 2016 18:00 UTC EyePoint, Inc. PSDV · Entity 5702 GrantEmployee Stock Option (right to buy) · Derivative 850,000 $0.00 Strike: $3.63 $0.00
Disclosure

SEC source: 0000899243-16-035515 · doc4.xml · derivative · entry 1

Lurker Nancy · CIK 0001450485 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,000

Underlying: Common Stock · 850,000 shares

Expires 2026-09-15

F1 · derivative.exercise_date: The option becomes exercisable in four equal annual installments beginning on September 15, 2017.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.