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Nasdaq · USD

AQST

Aquestive Therapeutics, Inc.

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Tapewire entity
5276
SEC CIK
0001398733
Parsed reports
319

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202607
Apr 202600
May 202601
Jun 202602
Jul 202602
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 15, 2026 Filed Sep 16, 2026 18:00 UTC
Barber DanielDirector · President and CEO
SaleCommon Stock 25,000 $4.82 $120,487.50
Disclosure

SEC source: 0001214659-26-011731 · marketforms-73998.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 652,317

F1 · price: The reported transaction involves sale transactions from $4.78 to $4.90 per share. The weighted average price per share was $4.8195. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 15:07 UTC
Korczynski SherryChief Commercial Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 8,750 $0.00 Strike: $2.65 $0.00
Disclosure

SEC source: 0001214659-26-011596 · marketforms-73981.xml · derivative · entry 3

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,250

Underlying: Common Stock · 8,750 shares

Expires 2035-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 15:07 UTC
Korczynski SherryChief Commercial Officer
SaleCommon Stock 8,750 $5.22 $45,675.00
Disclosure

SEC source: 0001214659-26-011596 · marketforms-73981.xml · nonDerivative · entry 2

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 235,689

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in this Form 4.

Read SEC document
September 09, 2026 Filed Sep 11, 2026 15:07 UTC
Korczynski SherryChief Commercial Officer
Exercise / conversionCommon Stock 8,750 $2.65 $23,187.50
Disclosure

SEC source: 0001214659-26-011596 · marketforms-73981.xml · nonDerivative · entry 1

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 244,439

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2026 Filed Sep 10, 2026 13:21 UTC
Boyd Peter E.Chief People Officer
OtherWarrant (Right to Buy) · Derivative 2,293 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001214659-26-011541 · marketforms-73978.xml · derivative · entry 2

Boyd Peter E. · CIK 0001739816 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,293 shares

Expires 2027-06-08

Read SEC document
September 09, 2026 Filed Sep 10, 2026 13:21 UTC
Boyd Peter E.Chief People Officer
OtherCommon Stock 2,293 $0.96 $2,201.28
Disclosure

SEC source: 0001214659-26-011541 · marketforms-73978.xml · nonDerivative · entry 1

Boyd Peter E. · CIK 0001739816 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 284,024

F1 · shares: Represents the exercise for cash of a Common Stock Purchase Warrant issued to the Reporting Person on June 8, 2022 pursuant to a Securities Purchase Agreement dated June 6, 2022. The warrant became exercisable on December 8, 2022, expires on June 8, 2027, and has an exercise price of $0.96 per share.

F1 · price: Represents the exercise for cash of a Common Stock Purchase Warrant issued to the Reporting Person on June 8, 2022 pursuant to a Securities Purchase Agreement dated June 6, 2022. The warrant became exercisable on December 8, 2022, expires on June 8, 2027, and has an exercise price of $0.96 per share.

Read SEC document
September 08, 2026 Filed Sep 9, 2026 21:10 UTC
Barber DanielDirector · President and CEO
OtherWarrant (Right to Buy) · Derivative 91,743 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001214659-26-011539 · marketforms-73974.xml · derivative · entry 2

Barber Daniel · CIK 0001742266 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 91,743 shares

Expires 2027-06-08

Read SEC document
September 08, 2026 Filed Sep 9, 2026 21:10 UTC
Barber DanielDirector · President and CEO
OtherCommon Stock 91,743 $0.96 $88,073.28
Disclosure

SEC source: 0001214659-26-011539 · marketforms-73974.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 677,317

F1 · shares: Represents the exercise for cash of a Common Stock Purchase Warrant issued to the Reporting Person on June 8, 2022 pursuant to a Securities Purchase Agreement dated June 6, 2022. The warrant became exercisable on December 8, 2022, expires on June 8, 2027, and has an exercise price of $0.96 per share.

F1 · price: Represents the exercise for cash of a Common Stock Purchase Warrant issued to the Reporting Person on June 8, 2022 pursuant to a Securities Purchase Agreement dated June 6, 2022. The warrant became exercisable on December 8, 2022, expires on June 8, 2027, and has an exercise price of $0.96 per share.

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:06 UTC
Jung CassieChief Operating Officer
OtherWarrant (Right to Buy) · Derivative 4,587 $0.00 Strike: $0.96 $0.00
Disclosure

SEC source: 0001214659-26-011475 · marketforms-73943.xml · derivative · entry 3

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,587 shares

Expires 2027-06-08

Read SEC document
September 03, 2026 Filed Sep 8, 2026 20:06 UTC
Jung CassieChief Operating Officer
OtherCommon Stock 4,587 $0.96 $4,403.52
Disclosure

SEC source: 0001214659-26-011475 · marketforms-73943.xml · nonDerivative · entry 2

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,833

F1 · shares: Represents the exercise for cash of a Common Stock Purchase Warrant issued to the Reporting Person on June 8, 2022 pursuant to a Securities Purchase Agreement dated June 6, 2022. The warrant became exercisable on December 8, 2022, expires on June 8, 2027, and has an exercise price of $0.96 per share.

F1 · price: Represents the exercise for cash of a Common Stock Purchase Warrant issued to the Reporting Person on June 8, 2022 pursuant to a Securities Purchase Agreement dated June 6, 2022. The warrant became exercisable on December 8, 2022, expires on June 8, 2027, and has an exercise price of $0.96 per share.

Read SEC document
August 17, 2026 Filed Aug 18, 2026 20:13 UTC
Barber DanielDirector · President and CEO
SaleCommon Stock 25,000 $4.29 $107,167.50
Disclosure

SEC source: 0001214659-26-010516 · marketforms-73780.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · Director · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 585,574

F1 · price: The reported transaction involves sale transactions from $4.24 to $4.35 per share. The weighted average price per share was $4.2867. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
August 14, 2026 Filed Aug 17, 2026 21:33 UTC
Korczynski SherryChief Commercial Officer
Tax withholdingCommon Stock 2,714 $4.25 $11,534.50
Disclosure

SEC source: 0001214659-26-010474 · marketforms-73774.xml · nonDerivative · entry 1

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 235,689

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 17:15 UTC
Barber DanielPresident and CEO
SaleCommon Stock 20,369 $4.00 $81,508.59
Disclosure

SEC source: 0001214659-26-008663 · marketforms-73615.xml · nonDerivative · entry 2

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 610,574

F2 · price: The reported transaction involves sale transactions from $4.00 to $4.01 per share. The weighted average price per share was $4.00016. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
July 15, 2026 Filed Jul 17, 2026 17:15 UTC
Barber DanielPresident and CEO
SaleCommon Stock 4,631 $4.03 $18,683.31
Disclosure

SEC source: 0001214659-26-008663 · marketforms-73615.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 630,943

F1 · price: The reported transaction involves sale transactions from $4.00 to $4.04 per share. The weighted average price per share was $4.0344. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 15:11 UTC
Krop JulieDirector
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001214659-26-007677 · marketforms-73450.xml · derivative · entry 3

Krop Julie · CIK 0001643127 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2032-06-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10b5-1 trading plan. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

F3 · derivative.exercise_date: This option was granted on June 22, 2022 and is fully vested.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 15:11 UTC
Krop JulieDirector
SaleCommon Stock 25,000 $5.02 $125,392.50
Disclosure

SEC source: 0001214659-26-007677 · marketforms-73450.xml · nonDerivative · entry 2

Krop Julie · CIK 0001643127 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan previously adopted by the reporting person in this Form 4.

Read SEC document
June 23, 2026 Filed Jun 24, 2026 15:11 UTC
Krop JulieDirector
Exercise / conversionCommon Stock 25,000 $0.71 $17,830.00
Disclosure

SEC source: 0001214659-26-007677 · marketforms-73450.xml · nonDerivative · entry 1

Krop Julie · CIK 0001643127 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This is a scheduled exercise from 10b5-1 trading plan. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was affected.

Read SEC document
June 15, 2026 Filed Jun 16, 2026 20:09 UTC
Barber DanielPresident and CEO
SaleCommon Stock 25,000 $4.16 $104,010.00
Disclosure

SEC source: 0001214659-26-007511 · marketforms-73405.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 635,574

F1 · price: The reported transaction involves sale transactions from $4.14 to $4.235 per share. The weighted average price per share was $4.1604. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 15:43 UTC
Krop JulieDirector
GrantStock Option (Right to Purchase) · Derivative 50,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001214659-26-007398 · marketforms-73384.xml · derivative · entry 1

Krop Julie · CIK 0001643127 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 50,500 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Dr. Krop's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 11:42 UTC GrantStock Option (Right to Purchase) · Derivative 50,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001214659-26-007394 · marketforms-73386.xml · derivative · entry 1

Taglietti Marco · CIK 0001408870 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 50,500 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Dr. Taglietti's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 15:42 UTC
Cochran JohnDirector
GrantStock Option (Right to Purchase) · Derivative 50,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001214659-26-007396 · marketforms-73382.xml · derivative · entry 2

Cochran John · CIK 0001406773 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 50,500 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Mr. Cochran's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 11:43 UTC GrantStock Option (right to purchase) · Derivative 50,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001214659-26-007399 · marketforms-73385.xml · derivative · entry 1

MORRIS TIMOTHY E · CIK 0001191286 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 50,500 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Mr. Morris' continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 11:42 UTC GrantStock Option (Right to Purchase) · Derivative 50,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001214659-26-007395 · marketforms-73381.xml · derivative · entry 2

BROWN GREGORY B · CIK 0001373585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 50,500 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Dr. Brown's continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 10, 2026 Filed Jun 12, 2026 15:42 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,500 $0.00 Strike: $3.99 $0.00
Disclosure

SEC source: 0001214659-26-007397 · marketforms-73383.xml · derivative · entry 1

Jenkins Abigail L. · CIK 0001947032 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,500

Underlying: Common Stock · 50,500 shares

Expires 2036-06-10

F1 · derivative.exercise_date: The shares underlying the options vest as follows: 100% of the underlying shares vest June 10, 2027, subject to Ms. Jenkins' continuous service with the Issuer from the grant date through the applicable vesting date.

Read SEC document
June 08, 2026 Filed Jun 9, 2026 18:48 UTC
Korczynski SherryChief Commercial Officer
Tax withholdingCommon Stock 2,714 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-007262 · marketforms-73366.xml · nonDerivative · entry 1

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 238,403

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
May 18, 2026 Filed May 19, 2026 16:02 UTC
Zalewski Thomas A.Chief Legal Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $4.14 $0.00
Disclosure

SEC source: 0001214659-26-006554 · marketforms-73026.xml · derivative · entry 2

Zalewski Thomas A. · CIK 0002127796 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2036-05-08

F2 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
May 18, 2026 Filed May 19, 2026 16:02 UTC
Zalewski Thomas A.Chief Legal Officer
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-006554 · marketforms-73026.xml · nonDerivative · entry 1

Zalewski Thomas A. · CIK 0002127796 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
May 15, 2026 Filed May 18, 2026 18:03 UTC
Barber DanielPresident and CEO
SaleCommon Stock 8,257 $4.29 $35,413.45
Disclosure

SEC source: 0001214659-26-006532 · marketforms-73192.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 660,574

F1 · price: The reported transaction involves sale transactions from $4.17 to $4.64 per share. The weighted average price per share was $4.2889. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, information regarding the number of shares sold at each separate price.

Read SEC document
May 15, 2026 Filed May 18, 2026 16:36 UTC
Cioffi MelinaSVP, Regulatory Affairs
Tax withholdingCommon Stock 1,667 $4.17 $6,951.39
Disclosure

SEC source: 0001214659-26-006527 · marketforms-73191.xml · nonDerivative · entry 1

Cioffi Melina · CIK 0002066841 · SVP, Regulatory Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,200

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
May 07, 2026 Filed May 11, 2026 20:35 UTC
BRAENDER LORI JCorporate Secretary
Tax withholdingCommon Stock 135,690 $4.23 $573,968.70
Disclosure

SEC source: 0001214659-26-005932 · marketforms-73160.xml · nonDerivative · entry 1

BRAENDER LORI J · CIK 0001752955 · Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,042

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Restricted Stock Units ("RSUs") previously granted to the Reporting Person.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:33 UTC
TOTH A ERNEST JRChief Financial Officer
Tax withholdingCommon Stock 92,652 $4.18 $387,285.36
Disclosure

SEC source: 0001214659-26-005749 · marketforms-73071.xml · nonDerivative · entry 1

TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,460

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Performance Stock Units ("PSUs") previously granted to the Reporting Person.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:34 UTC
Boyd Peter E.Chief People Officer
Tax withholdingCommon Stock 56,778 $4.18 $237,332.04
Disclosure

SEC source: 0001214659-26-005751 · marketforms-73068.xml · nonDerivative · entry 1

Boyd Peter E. · CIK 0001739816 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 281,731

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Performance Stock Units ("PSUs") previously granted to the Reporting Person.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:33 UTC
Barber DanielPresident and CEO
Tax withholdingCommon Stock 335,922 $4.18 $1,404,153.96
Disclosure

SEC source: 0001214659-26-005750 · marketforms-73067.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 668,831

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Performance Stock Units ("PSUs") previously granted to the Reporting Person.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:32 UTC
Jung CassieChief Operating Officer
Tax withholdingCommon Stock 72,734 $4.18 $304,028.12
Disclosure

SEC source: 0001214659-26-005748 · marketforms-73070.xml · nonDerivative · entry 2

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,246

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Performance Stock Units ("PSUs") previously granted to the Reporting Person.

Read SEC document
May 05, 2026 Filed May 7, 2026 21:31 UTC
BRAENDER LORI JCorporate Secretary
Tax withholdingCommon Stock 76,147 $4.18 $318,294.46
Disclosure

SEC source: 0001214659-26-005747 · marketforms-73069.xml · nonDerivative · entry 1

BRAENDER LORI J · CIK 0001752955 · Corporate Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 366,732

F1 · shares: Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligation in connection with the vesting of certain Performance Stock Units ("PSUs") previously granted to the Reporting Person.

Read SEC document
March 10, 2026 Filed Mar 11, 2026 16:51 UTC
Korczynski SherryChief Commercial Officer
SaleCommon Stock 15,741 $4.17 $65,687.19
Disclosure

SEC source: 0001214659-26-003142 · marketforms-72468.xml · nonDerivative · entry 2

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,117

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 10, 2026 Filed Mar 11, 2026 16:51 UTC
TOTH A ERNEST JRChief Financial Officer
SaleCommon Stock 58,254 $4.17 $243,093.94
Disclosure

SEC source: 0001214659-26-003143 · marketforms-72470.xml · nonDerivative · entry 2

TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 376,112

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 10, 2026 Filed Mar 11, 2026 16:52 UTC
Barber DanielPresident and CEO
SaleCommon Stock 180,677 $4.17 $753,965.12
Disclosure

SEC source: 0001214659-26-003146 · marketforms-72462.xml · nonDerivative · entry 2

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,004,753

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2026 Filed Mar 11, 2026 16:52 UTC
BRAENDER LORI JChief Legal Officer
SaleCommon Stock 40,102 $4.17 $167,345.65
Disclosure

SEC source: 0001214659-26-003145 · marketforms-72464.xml · nonDerivative · entry 2

BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 442,879

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2026 Filed Mar 11, 2026 16:52 UTC
Boyd Peter E.Chief People Officer
SaleCommon Stock 29,814 $4.17 $124,413.82
Disclosure

SEC source: 0001214659-26-003147 · marketforms-72463.xml · nonDerivative · entry 2

Boyd Peter E. · CIK 0001739816 · Chief People Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 338,509

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.33. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2026 Filed Mar 11, 2026 16:50 UTC
Jung CassieChief Operating Officer
SaleCommon Stock 45,791 $4.17 $191,085.84
Disclosure

SEC source: 0001214659-26-003141 · marketforms-72467.xml · nonDerivative · entry 3

Jung Cassie · CIK 0001960154 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,980

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 10, 2026 Filed Mar 11, 2026 16:52 UTC
Cioffi MelinaSVP, Regulatory Affairs
SaleCommon Stock 25,311 $4.17 $105,622.80
Disclosure

SEC source: 0001214659-26-003144 · marketforms-72465.xml · nonDerivative · entry 2

Cioffi Melina · CIK 0002066841 · SVP, Regulatory Affairs

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 274,867

F2 · shares: Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units. These sales are mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction and do not represent discretionary trades by the Reporting Person.

F3 · price: This transaction was executed in multiple trades at prices ranging from $4.17 to $4.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 09, 2026 Filed Mar 11, 2026 16:51 UTC
Korczynski SherryChief Commercial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 42,500 $4.29 Strike: $4.29 $182,325.00
Disclosure

SEC source: 0001214659-26-003142 · marketforms-72468.xml · derivative · entry 3

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2036-03-09

F4 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

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March 09, 2026 Filed Mar 11, 2026 16:51 UTC
Korczynski SherryChief Commercial Officer
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003142 · marketforms-72468.xml · nonDerivative · entry 1

Korczynski Sherry · CIK 0002026090 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 256,858

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

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March 09, 2026 Filed Mar 11, 2026 16:51 UTC
TOTH A ERNEST JRChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 70,000 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001214659-26-003143 · marketforms-72470.xml · derivative · entry 3

TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 70,000 shares

Expires 2036-03-09

F4 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

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March 09, 2026 Filed Mar 11, 2026 16:51 UTC
TOTH A ERNEST JRChief Financial Officer
GrantCommon Stock 95,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003143 · marketforms-72470.xml · nonDerivative · entry 1

TOTH A ERNEST JR · CIK 0001280273 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 434,366

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 16:52 UTC
Barber DanielPresident and CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 523,000 $4.29 Strike: $4.29 $2,243,670.00
Disclosure

SEC source: 0001214659-26-003146 · marketforms-72462.xml · derivative · entry 3

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 523,000

Underlying: Common Stock · 523,000 shares

Expires 2036-03-09

F4 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 16:52 UTC
Barber DanielPresident and CEO
GrantCommon Stock 262,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003146 · marketforms-72462.xml · nonDerivative · entry 1

Barber Daniel · CIK 0001742266 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,185,430

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 16:52 UTC
BRAENDER LORI JChief Legal Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $4.29 Strike: $4.29 $214,500.00
Disclosure

SEC source: 0001214659-26-003145 · marketforms-72464.xml · derivative · entry 3

BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2036-03-09

F4 · derivative.exercise_date: The options will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document
March 09, 2026 Filed Mar 11, 2026 16:52 UTC
BRAENDER LORI JChief Legal Officer
GrantCommon Stock 80,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-26-003145 · marketforms-72464.xml · nonDerivative · entry 1

BRAENDER LORI J · CIK 0001752955 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 482,981

F1 · shares: The Common Stock is represented by restricted stock which will vest in three annual installments with 25% on the 1st installment, 25% on the 2nd installment and 50% on the 3rd installment.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.