Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOULIHAN LOKEY, INC.HLI · Entity 3553 | Director · CEO | May 21, 2026 | May 22, 2026 |
| MOTORCAR PARTS OF AMERICA INCMPAA · Entity 6230 | Director | October 09, 2021 | October 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOULIHAN LOKEY, INC.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | Direct | 13,952 |
Reported balance
After 2026-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 13,952 · Balance 13,952 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | Direct | 3,322 |
Reported balance
After 2026-05-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-21 · Grant · Acquired 3,322 · Balance 3,322 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | IndirectBY HL VOTING TRUST | 885,102 |
Reported balance
After 2026-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-21 · Other · Disposed 17,274 · Balance 885,102 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.
F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.
MOTORCAR PARTS OF AMERICA INC
Report date October 09, 2021 · Filed October 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,278 |
Ending reported balance
After 2021-10-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-10-09 · Exercise / conversion · Acquired 975 · Balance 54,501 Row 2 · 2021-10-09 · Exercise / conversion · Acquired 1,375 · Balance 55,876 Row 3 · 2021-10-09 · Exercise / conversion · Acquired 1,402 · Balance 57,278 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-10-09 | Direct | 1,401 |
Reported balance
After 2021-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-10-09 · Exercise / conversion · Disposed 1,402 · Balance 1,401 F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2021-10-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-09 · Exercise / conversion · Disposed 975 · Balance 0 F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 2,751 |
Reported balance
After 2021-10-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-09 · Exercise / conversion · Disposed 1,375 · Balance 2,751 F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 4,975 |
Reported balance
After 2021-10-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-11 · Grant · Acquired 4,975 · Balance 4,975 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019
F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018
F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
QAD INC
Report date November 05, 2021 · Filed November 05, 2021
Section 16 reporting ended · disclosed 2021-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-05 transaction · row 1
1 source rowRow 1 · 2021-11-05 · Disposition to issuer · Disposed 59,672 · Balance 0 F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement. |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-05 transaction · row 2
1 source rowRow 2 · 2021-11-05 · Disposition to issuer · Disposed 6,267 · Balance 0 F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 569 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 6 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,137 Underlying: Common Stock · 569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F4 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F4 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 5 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F3 · derivative.exercise_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F3 · derivative.expiration_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 599 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600 Underlying: Common Stock · 599 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 599 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| June 11, 2018 Filed Jun 12, 2018 16:01 UTC | QAD INC QADA, QADB · Entity 133711 | GrantClass A Common Stock ($0.001 par value) | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-18-011629 · rdgdoc.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,258 Read SEC document |
| May 15, 2018 Filed May 22, 2018 01:38 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 28,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 961,009 Underlying: CLASS A COMMON STOCK · 28,583 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 15, 2018 Filed May 22, 2018 01:38 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS B COMMON STOCK · Derivative | 627 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,583 Underlying: CLASS A COMMON STOCK · 627 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2018 Filed May 22, 2018 01:38 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 1,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,210 Underlying: CLASS A COMMON STOCK · 1,264 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: On May 15, 2018, the Issuer issued 1,264 vested shares of Class B Common Stock to the reporting person upon vesting of fixed dollar awards pursuant to its 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2018 Filed May 22, 2018 01:38 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 27,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,946 Underlying: CLASS A COMMON STOCK · 27,946 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2018, the Issuer granted 27,946 vested shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which are subject to contractual restrictions on transfer which expire in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 20:14 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionStock Option · Derivative | 25,000 | $6.11 Strike: $6.11 | $152,750.00 |
DisclosureSEC source: 0001562180-18-001708 · primarydocument.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2028-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The stock option vested in full prior to the date hereof. Read SEC document |
| March 22, 2018 Filed Mar 23, 2018 20:14 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 25,000 | $6.11 | $152,750.00 |
DisclosureSEC source: 0001562180-18-001708 · primarydocument.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 13,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007955 · doc4.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 13,732 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 13,732 | $46.75 | $641,971.00 |
DisclosureSEC source: 0000899243-18-007955 · doc4.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the public offering price of $47.25 per share less the underwriters' discount. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:40 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 13,732 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007955 · doc4.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 20:13 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000054 · wf-form4_151086320202354.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 20:13 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GiftCLASS A COMMON STOCK | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000054 · wf-form4_151086320202354.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On November 14, 2017, the reporting person made a charitable donation of 7,500 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| November 14, 2017 Filed Nov 16, 2017 20:13 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000054 · wf-form4_151086320202354.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 00:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025555 · doc4.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 4,329 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 00:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 4,329 | $41.63 | $180,194.63 |
DisclosureSEC source: 0000899243-17-025555 · doc4.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the public offering price of $42.00 per share less the underwriters' discount. Read SEC document |
| November 03, 2017 Filed Nov 8, 2017 00:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 4,329 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025555 · doc4.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,329 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:52 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 90,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025152 · doc4.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 90,683 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:52 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 60,589 | $41.63 | $2,522,017.13 |
DisclosureSEC source: 0000899243-17-025152 · doc4.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the public offering price of $42.00 per share less the underwriters' discount. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:52 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS A COMMON STOCK | 30,094 | $41.28 | $1,242,280.32 |
DisclosureSEC source: 0000899243-17-025152 · doc4.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,589 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 23:52 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 90,683 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-025152 · doc4.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,683 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:48 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | GrantRestricted Stock Units · Derivative | 1,706 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038293 · doc1.xml · derivative · entry 5 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,706 Underlying: Common Stock · 1,706 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F4 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F4 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:48 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038293 · doc1.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F3 · derivative.exercise_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F3 · derivative.expiration_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:48 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-038293 · doc1.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,199 Underlying: Common Stock · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:48 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-038293 · doc1.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,387 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| October 09, 2017 Filed Oct 11, 2017 20:48 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-038293 · doc1.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 15:01 UTC | QAD INC QADA, QADB · Entity 133711 | GrantClass A Common Stock ($0.001 par value) | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-011332 · rdgdoc.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,258 Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 35,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000023 · wf-form4_149505786244645.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 1,048,670 Underlying: CLASS A COMMON STOCK · 35,620 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2017 Filed May 17, 2017 21:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 35,620 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-17-000023 · wf-form4_149505786244645.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,620 Underlying: CLASS A COMMON STOCK · 35,620 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:43 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 592 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-019154 · doc1.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 592 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F2 · derivative.exercise_date: On May 5, 2014, the reporting person was granted 1,776 restricted stock units. The restricted stock units vest in three equal annual installments beginning May 5, 2015, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F2 · derivative.expiration_date: On May 5, 2014, the reporting person was granted 1,776 restricted stock units. The restricted stock units vest in three equal annual installments beginning May 5, 2015, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:43 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-019154 · doc1.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:58 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 10,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007911 · doc4.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 10,348 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:58 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 10,348 | $29.05 | $300,609.40 |
DisclosureSEC source: 0000899243-17-007911 · doc4.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 16:58 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 10,348 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-007911 · doc4.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:28 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass B Common Stock · Derivative | 90,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004391 · doc4.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 90,337 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:28 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleClass A Common Stock | 68,992 | $29.25 | $2,018,016.00 |
DisclosureSEC source: 0000899243-17-004391 · doc4.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:28 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingClass A Common Stock | 21,345 | $32.30 | $689,443.50 |
DisclosureSEC source: 0000899243-17-004391 · doc4.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,992 Read SEC document |
| February 14, 2017 Filed Feb 17, 2017 01:28 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionClass A Common Stock | 90,337 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-004391 · doc4.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,337 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 22:08 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-16-000085 · wf-form4_147976612309173.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 22:08 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GiftCLASS A COMMON STOCK | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-16-000085 · wf-form4_147976612309173.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On November 17, 2016, the reporting person made a charitable donation of 12,500 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| November 17, 2016 Filed Nov 21, 2016 22:08 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-16-000085 · wf-form4_147976612309173.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date. Read SEC document |
| October 09, 2016 Filed Oct 31, 2016 20:14 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | GrantRestricted Stock Units · Derivative | 1,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-084146 · doc1.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,799 Underlying: Common Stock · 1,799 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2016 Filed Oct 31, 2016 20:13 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 506 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-16-084144 · doc1.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011 Underlying: Common Stock · 506 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F2 · derivative.exercise_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F2 · derivative.expiration_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2016 Filed Oct 31, 2016 20:13 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 506 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-16-084144 · doc1.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.