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person · Reporting owner

Adelson Scott Joseph

Disclosed activity across 3 companies

Tapewire entity
44652
SEC CIK
0001360042

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
HOULIHAN LOKEY, INC.HLI · Entity 3553Director · CEOMay 21, 2026May 22, 2026
MOTORCAR PARTS OF AMERICA INCMPAA · Entity 6230DirectorOctober 09, 2021October 13, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

HOULIHAN LOKEY, INC.

Report date May 21, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
CLASS B COMMON STOCKSEC Table II · derivative / convertible securityDirect13,952 Reported balance After 2026-05-21 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-21 · Grant · Acquired 13,952 · Balance 13,952

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

CLASS B COMMON STOCKSEC Table II · derivative / convertible securityDirect3,322 Reported balance After 2026-05-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-21 · Grant · Acquired 3,322 · Balance 3,322

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

CLASS B COMMON STOCKSEC Table II · derivative / convertible securityIndirectBY HL VOTING TRUST885,102 Reported balance After 2026-05-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-21 · Other · Disposed 17,274 · Balance 885,102

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

Filing footnotes · ownership attribution and instrument terms

F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.

F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.

F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.

MOTORCAR PARTS OF AMERICA INC

Report date October 09, 2021 · Filed October 13, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect57,278 Ending reported balance After 2021-10-09 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2021-10-09 · Exercise / conversion · Acquired 975 · Balance 54,501

Row 2 · 2021-10-09 · Exercise / conversion · Acquired 1,375 · Balance 55,876

Row 3 · 2021-10-09 · Exercise / conversion · Acquired 1,402 · Balance 57,278

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-10-09Direct1,401 Reported balance After 2021-10-09 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2021-10-09 · Exercise / conversion · Disposed 1,402 · Balance 1,401

F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31Direct0 Reported balance After 2021-10-09 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2021-10-09 · Exercise / conversion · Disposed 975 · Balance 0

F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31Direct2,751 Reported balance After 2021-10-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2021-10-09 · Exercise / conversion · Disposed 1,375 · Balance 2,751

F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31Direct4,975 Reported balance After 2021-10-11 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-10-11 · Grant · Acquired 4,975 · Balance 4,975

Filing footnotes · ownership attribution and instrument terms

F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019

F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018

F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

QAD INC

Report date November 05, 2021 · Filed November 05, 2021

Section 16 reporting ended · disclosed 2021-11-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-05 transaction · row 1
1 source row

Row 1 · 2021-11-05 · Disposition to issuer · Disposed 59,672 · Balance 0

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Class B Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-05 transaction · row 2
1 source row

Row 2 · 2021-11-05 · Disposition to issuer · Disposed 6,267 · Balance 0

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 09, 2018 Filed Oct 11, 2018 21:28 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 569 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 6

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137

Underlying: Common Stock · 569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F4 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F4 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:28 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 5

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F3 · derivative.exercise_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F3 · derivative.expiration_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:28 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 599 $0.00 $0.00
Disclosure

SEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

Underlying: Common Stock · 599 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:28 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 569 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-004028 · doc1.xml · nonDerivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:28 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 506 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-004028 · doc1.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 21:28 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 599 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-18-004028 · doc1.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:01 UTC QAD INC QADA, QADB · Entity 133711 GrantClass A Common Stock ($0.001 par value) 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-011629 · rdgdoc.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,258

Read SEC document
May 15, 2018 Filed May 22, 2018 01:38 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 OtherCLASS B COMMON STOCK · Derivative 28,583 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 961,009

Underlying: CLASS A COMMON STOCK · 28,583 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F4 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F4 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

Read SEC document
May 15, 2018 Filed May 22, 2018 01:38 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS B COMMON STOCK · Derivative 627 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,583

Underlying: CLASS A COMMON STOCK · 627 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2018 Filed May 22, 2018 01:38 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 1,264 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,210

Underlying: CLASS A COMMON STOCK · 1,264 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · shares: On May 15, 2018, the Issuer issued 1,264 vested shares of Class B Common Stock to the reporting person upon vesting of fixed dollar awards pursuant to its 2016 Incentive Award Plan.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2018 Filed May 22, 2018 01:38 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 27,946 $0.00 $0.00
Disclosure

SEC source: 0001302215-18-000008 · wf-form4_152695309694852.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,946

Underlying: CLASS A COMMON STOCK · 27,946 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2018, the Issuer granted 27,946 vested shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which are subject to contractual restrictions on transfer which expire in four equal annual installments following the grant date.

F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 22, 2018 Filed Mar 23, 2018 20:14 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionStock Option · Derivative 25,000 $6.11 Strike: $6.11 $152,750.00
Disclosure

SEC source: 0001562180-18-001708 · primarydocument.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2028-04-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The stock option vested in full prior to the date hereof.

Read SEC document
March 22, 2018 Filed Mar 23, 2018 20:14 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 25,000 $6.11 $152,750.00
Disclosure

SEC source: 0001562180-18-001708 · primarydocument.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:40 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 13,732 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007955 · doc4.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 13,732 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:40 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleCLASS A COMMON STOCK 13,732 $46.75 $641,971.00
Disclosure

SEC source: 0000899243-18-007955 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Per share price reflects the public offering price of $47.25 per share less the underwriters' discount.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 20:40 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 13,732 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-007955 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,732

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 20:13 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 7,500 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000054 · wf-form4_151086320202354.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 7,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 20:13 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GiftCLASS A COMMON STOCK 7,500 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000054 · wf-form4_151086320202354.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On November 14, 2017, the reporting person made a charitable donation of 7,500 shares of Class B Common Stock. No value was received for the donated shares.

Read SEC document
November 14, 2017 Filed Nov 16, 2017 20:13 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 7,500 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000054 · wf-form4_151086320202354.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:09 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 4,329 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-025555 · doc4.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 4,329 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:09 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleCLASS A COMMON STOCK 4,329 $41.63 $180,194.63
Disclosure

SEC source: 0000899243-17-025555 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Per share price reflects the public offering price of $42.00 per share less the underwriters' discount.

Read SEC document
November 03, 2017 Filed Nov 8, 2017 00:09 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 4,329 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-025555 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,329

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:52 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 90,683 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-025152 · doc4.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 90,683 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F3 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:52 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleCLASS A COMMON STOCK 60,589 $41.63 $2,522,017.13
Disclosure

SEC source: 0000899243-17-025152 · doc4.xml · nonDerivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Per share price reflects the public offering price of $42.00 per share less the underwriters' discount.

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:52 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingCLASS A COMMON STOCK 30,094 $41.28 $1,242,280.32
Disclosure

SEC source: 0000899243-17-025152 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,589

Read SEC document
October 30, 2017 Filed Nov 1, 2017 23:52 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 90,683 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-025152 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,683

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:48 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 GrantRestricted Stock Units · Derivative 1,706 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038293 · doc1.xml · derivative · entry 5

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,706

Underlying: Common Stock · 1,706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F4 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F4 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:48 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 505 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038293 · doc1.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506

Underlying: Common Stock · 505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F3 · derivative.exercise_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F3 · derivative.expiration_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:48 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 600 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-038293 · doc1.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,199

Underlying: Common Stock · 600 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:48 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 505 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-038293 · doc1.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

Read SEC document
October 09, 2017 Filed Oct 11, 2017 20:48 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 600 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-038293 · doc1.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 15:01 UTC QAD INC QADA, QADB · Entity 133711 GrantClass A Common Stock ($0.001 par value) 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-011332 · rdgdoc.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,258

Read SEC document
May 15, 2017 Filed May 17, 2017 21:51 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 35,620 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000023 · wf-form4_149505786244645.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Indirect · BY HL VOTING TRUST

Disclosed balance after: 1,048,670

Underlying: CLASS A COMMON STOCK · 35,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F3 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 15, 2017 Filed May 17, 2017 21:51 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GrantCLASS B COMMON STOCK · Derivative 35,620 $0.00 $0.00
Disclosure

SEC source: 0001302215-17-000023 · wf-form4_149505786244645.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,620

Underlying: CLASS A COMMON STOCK · 35,620 shares

Expires not disclosed

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F2 · shares: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F2 · derivative.exercise_date: On May 15, 2017, the Issuer granted 35,620 restricted shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:43 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 592 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-019154 · doc1.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F2 · derivative.exercise_date: On May 5, 2014, the reporting person was granted 1,776 restricted stock units. The restricted stock units vest in three equal annual installments beginning May 5, 2015, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F2 · derivative.expiration_date: On May 5, 2014, the reporting person was granted 1,776 restricted stock units. The restricted stock units vest in three equal annual installments beginning May 5, 2015, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

Read SEC document
May 05, 2017 Filed May 9, 2017 20:43 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 592 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-019154 · doc1.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionClass B Common Stock · Derivative 10,348 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007911 · doc4.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 10,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleClass A Common Stock 10,348 $29.05 $300,609.40
Disclosure

SEC source: 0000899243-17-007911 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
March 15, 2017 Filed Mar 17, 2017 16:58 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionClass A Common Stock 10,348 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-007911 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,348

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionClass B Common Stock · Derivative 90,337 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004391 · doc4.xml · derivative · entry 4

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 90,337 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

F2 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610)) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date.

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 SaleClass A Common Stock 68,992 $29.25 $2,018,016.00
Disclosure

SEC source: 0000899243-17-004391 · doc4.xml · nonDerivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 Tax withholdingClass A Common Stock 21,345 $32.30 $689,443.50
Disclosure

SEC source: 0000899243-17-004391 · doc4.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,992

Read SEC document
February 14, 2017 Filed Feb 17, 2017 01:28 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionClass A Common Stock 90,337 $0.00 $0.00
Disclosure

SEC source: 0000899243-17-004391 · doc4.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,337

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents Class A Common Stock received upon conversion of Class B Common Stock.

Read SEC document
November 17, 2016 Filed Nov 21, 2016 22:08 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS B COMMON STOCK · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001302215-16-000085 · wf-form4_147976612309173.xml · derivative · entry 3

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: CLASS A COMMON STOCK · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

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November 17, 2016 Filed Nov 21, 2016 22:08 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 GiftCLASS A COMMON STOCK 12,500 $0.00 $0.00
Disclosure

SEC source: 0001302215-16-000085 · wf-form4_147976612309173.xml · nonDerivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: On November 17, 2016, the reporting person made a charitable donation of 12,500 shares of Class B Common Stock. No value was received for the donated shares.

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November 17, 2016 Filed Nov 21, 2016 22:08 UTC HOULIHAN LOKEY, INC. HLI · Entity 3553 ConversionCLASS A COMMON STOCK 12,500 $0.00 $0.00
Disclosure

SEC source: 0001302215-16-000085 · wf-form4_147976612309173.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering (the "Offering"). The Class B Common Stock has no expiration date.

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October 09, 2016 Filed Oct 31, 2016 20:14 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 GrantRestricted Stock Units · Derivative 1,799 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-084146 · doc1.xml · derivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,799

Underlying: Common Stock · 1,799 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

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October 09, 2016 Filed Oct 31, 2016 20:13 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionRestricted Stock Units · Derivative 506 $0.00 $0.00
Disclosure

SEC source: 0001140361-16-084144 · doc1.xml · derivative · entry 2

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011

Underlying: Common Stock · 506 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

F2 · derivative.exercise_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

F2 · derivative.expiration_date: On October 9, 2015, the reporting person was granted 1,517 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2016, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date.

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October 09, 2016 Filed Oct 31, 2016 20:13 UTC MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 Exercise / conversionCommon Stock 506 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-16-084144 · doc1.xml · nonDerivative · entry 1

Adelson Scott Joseph · CIK 0001360042 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,690

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.