Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HOULIHAN LOKEY, INC.HLI · Entity 3553 | Director · CEO | May 21, 2026 | May 22, 2026 |
| MOTORCAR PARTS OF AMERICA INCMPAA · Entity 6230 | Director | October 09, 2021 | October 13, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HOULIHAN LOKEY, INC.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | Direct | 13,952 |
Reported balance
After 2026-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 13,952 · Balance 13,952 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | Direct | 3,322 |
Reported balance
After 2026-05-21 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-21 · Grant · Acquired 3,322 · Balance 3,322 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited. |
| CLASS B COMMON STOCKSEC Table II · derivative / convertible security | IndirectBY HL VOTING TRUST | 885,102 |
Reported balance
After 2026-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-21 · Other · Disposed 17,274 · Balance 885,102 F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date. F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Dates (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
F2: On May 21, 2026, the Issuer granted 13,952 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date.
F3: On May 21, 2026, the Issuer granted 3,322 performance shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date if certain performance goals based upon revenue growth are achieved. If on vesting date such performance criteria are not achieved, the annual installment of shares will be forfeited.
F4: The reporting person is a trustee of the HL Voting Trust (the "Voting Trust"). The trustees of the Voting Trust have shared voting control over the shares deposited into the Voting Trust. The reporting person has a pecuniary interest in and investment control over the shares reported herein.
MOTORCAR PARTS OF AMERICA INC
Report date October 09, 2021 · Filed October 13, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,278 |
Ending reported balance
After 2021-10-09 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-10-09 · Exercise / conversion · Acquired 975 · Balance 54,501 Row 2 · 2021-10-09 · Exercise / conversion · Acquired 1,375 · Balance 55,876 Row 3 · 2021-10-09 · Exercise / conversion · Acquired 1,402 · Balance 57,278 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-10-09 | Direct | 1,401 |
Reported balance
After 2021-10-09 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2021-10-09 · Exercise / conversion · Disposed 1,402 · Balance 1,401 F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 0 |
Reported balance
After 2021-10-09 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2021-10-09 · Exercise / conversion · Disposed 975 · Balance 0 F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 2,751 |
Reported balance
After 2021-10-09 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2021-10-09 · Exercise / conversion · Disposed 1,375 · Balance 2,751 F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2025-12-31 | Direct | 4,975 |
Reported balance
After 2021-10-11 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2021-10-11 · Grant · Acquired 4,975 · Balance 4,975 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2019
F2: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2018
F3: Vesting 1/3 each year for 3 years from grant date. beginning on 09-Oct-2020
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
QAD INC
Report date November 05, 2021 · Filed November 05, 2021
Section 16 reporting ended · disclosed 2021-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-05 transaction · row 1
1 source rowRow 1 · 2021-11-05 · Disposition to issuer · Disposed 59,672 · Balance 0 F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement. |
| Class B Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2021-11-05 transaction · row 2
1 source rowRow 2 · 2021-11-05 · Disposition to issuer · Disposed 6,267 · Balance 0 F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent. F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to Agreement and Plan of Merger, dated as of June 27, 2021 (the "Merger Agreement") by and among Issuer, Project Quick Parent, LLC, a Delaware limited liability company ("Parent"), and Project Quick Merger Sub, Inc., a Delaware corporation and a direct, wholly owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into Issuer (the "Merger"), with Issuer surviving the Merger as a wholly owned subsidiary of Parent.
F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Shares") (other than Shares issued and held by Issuer or any of its direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Shares owned by Parent, Merger Sub or any of their respective direct or indirect wholly owned subsidiaries immediately prior to the Merger effective time, Rollover Shares and Dissenting Shares (each as defined in Issuer's proxy statement)), issued and outstanding immediately prior to the Merger effective time was cancelled and converted into the right to receive from Parent $87.50 per share in cash, without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2020 Filed Jun 15, 2020 18:13 UTC | QAD INC QADA_QADB · Entity 133711 | GrantClass A Common Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-013176 · rdgdoc.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,258 Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:35 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 18,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000089 · wf-form4_159078450005069.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 840,151 Underlying: CLASS A COMMON STOCK · 18,412 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 28, 2020 Filed May 29, 2020 20:35 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 18,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000089 · wf-form4_159078450005069.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,412 Underlying: CLASS A COMMON STOCK · 18,412 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 28, 2020, the Issuer granted 18,412 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| April 30, 2020 Filed May 4, 2020 20:37 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS B COMMON STOCK · Derivative | 16,212 | $59.38 | $962,668.56 |
DisclosureSEC source: 0001302215-20-000060 · wf-form4_158862461624181.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 821,739 Underlying: CLASS A COMMON STOCK · 16,212 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 21:14 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionStock Options · Derivative | 3,000 | $0.00 Strike: $6.62 | $0.00 |
DisclosureSEC source: 0001562180-20-002996 · primarydocument.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2020-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 10, 2020 Filed Apr 14, 2020 21:14 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 3,000 | $6.62 | $19,860.00 |
DisclosureSEC source: 0001562180-20-002996 · primarydocument.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 21:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 17,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000052 · wf-form4_158569144994616.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 17,545 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 21:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 17,545 | $48.04 | $842,861.80 |
DisclosureSEC source: 0001302215-20-000052 · wf-form4_158569144994616.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on March 31, 2020 at prices ranging from $48.00 per share to $48.77 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 31, 2020 Filed Mar 31, 2020 21:51 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 17,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000052 · wf-form4_158569144994616.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 30, 2020 Filed Mar 30, 2020 23:25 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 26,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000044 · wf-form4_158561072375344.xml · derivative · entry 6 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 26,635 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 30, 2020 Filed Mar 30, 2020 23:25 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 26,635 | $48.01 | $1,278,746.35 |
DisclosureSEC source: 0001302215-20-000044 · wf-form4_158561072375344.xml · nonDerivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Per share price reflects the weighted average price in a series of open market sales on March 30, 2020 at prices ranging from $48.00 per share to $48.20 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 30, 2020 Filed Mar 30, 2020 23:25 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 26,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000044 · wf-form4_158561072375344.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 23:25 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000044 · wf-form4_158561072375344.xml · derivative · entry 5 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 1,009 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 23:25 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 1,009 | $48.31 | $48,744.79 |
DisclosureSEC source: 0001302215-20-000044 · wf-form4_158561072375344.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on March 27, 2020 at prices ranging from $48.00 per share to $48.45 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 23:25 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000044 · wf-form4_158561072375344.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 12:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000036 · wf-form4_158531331951222.xml · derivative · entry 6 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 463 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 12:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 463 | $48.03 | $22,237.89 |
DisclosureSEC source: 0001302215-20-000036 · wf-form4_158531331951222.xml · nonDerivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Per share price reflects the weighted average price in a series of open market sales on March 26, 2020 at prices ranging from $48.01 per share to $48.09 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 12:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 463 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000036 · wf-form4_158531331951222.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 12:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000036 · wf-form4_158531331951222.xml · derivative · entry 5 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 1,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 12:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 1,483 | $48.07 | $71,287.81 |
DisclosureSEC source: 0001302215-20-000036 · wf-form4_158531331951222.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on March 25, 2020 at prices ranging from $48.00 per share to $48.40 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 12:48 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 1,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000036 · wf-form4_158531331951222.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 01:17 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 13,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000021 · wf-form4_158509902320760.xml · derivative · entry 6 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 13,861 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 01:17 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 13,861 | $49.26 | $682,792.86 |
DisclosureSEC source: 0001302215-20-000021 · wf-form4_158509902320760.xml · nonDerivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Per share price reflects the weighted average price in a series of open market sales on March 24, 2020 at prices ranging from $48.03 per share to $50.25 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 01:17 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 13,861 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000021 · wf-form4_158509902320760.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 01:17 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 19,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000021 · wf-form4_158509902320760.xml · derivative · entry 5 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 19,004 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 01:17 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 19,004 | $48.42 | $920,173.68 |
DisclosureSEC source: 0001302215-20-000021 · wf-form4_158509902320760.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on March 23, 2020 at prices ranging from $48.00 per share to $49.43 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 01:17 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 19,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-20-000021 · wf-form4_158509902320760.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:29 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 57,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000067 · wf-form4_157316577733076.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 57,873 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:29 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | SaleCLASS A COMMON STOCK | 57,873 | $48.09 | $2,783,112.57 |
DisclosureSEC source: 0001302215-19-000067 · wf-form4_157316577733076.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: Per share price reflects the weighted average price in a series of open market sales on November 5, 2019 at prices ranging from $48.00 per share to $48.83 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote. Read SEC document |
| November 05, 2019 Filed Nov 7, 2019 22:29 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 57,873 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000067 · wf-form4_157316577733076.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | GrantRestricted Stock Units · Derivative | 4,204 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · derivative · entry 7 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,204 Underlying: Common Stock · 4,204 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F5 · derivative.exercise_date: On October 9, 2019, the reporting person was granted 4,204 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2020, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F5 · derivative.expiration_date: On October 9, 2019, the reporting person was granted 4,204 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2020, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 975 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · derivative · entry 6 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,950 Underlying: Common Stock · 975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F4 · derivative.exercise_date: On October 9, 2018, the reporting person was granted 2,925 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2019, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F4 · derivative.expiration_date: On October 9, 2018, the reporting person was granted 2,925 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2019, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 568 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · derivative · entry 5 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569 Underlying: Common Stock · 568 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F3 · derivative.exercise_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F3 · derivative.expiration_date: On October 9, 2017, the reporting person was granted 1,706 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2018, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionRestricted Stock Units · Derivative | 600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 600 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F2 · derivative.exercise_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F2 · derivative.expiration_date: On October 9, 2016, the reporting person was granted 1,799 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2017, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · nonDerivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,581 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 568 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| October 09, 2019 Filed Oct 10, 2019 20:05 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 600 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-19-019463 · doc1.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. Read SEC document |
| June 24, 2019 Filed Jun 24, 2019 18:54 UTC | QAD INC QADA_QADB · Entity 133711 | GrantClass A Common Stock (par value $0.001) | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-19-012592 · rdgdoc.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,258 Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | OtherCLASS B COMMON STOCK · Derivative | 40,327 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 4 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 975,824 Underlying: CLASS A COMMON STOCK · 40,327 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F5 · shares: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F5 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS B COMMON STOCK · Derivative | 9,508 | $47.22 | $448,967.76 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,327 Underlying: CLASS A COMMON STOCK · 9,508 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F4 · shares: Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 1,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,835 Underlying: CLASS A COMMON STOCK · 1,323 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F3 · shares: On May 15, 2019, the Issuer issued 1,323 vested shares of Class B Common Stock to the reporting person upon vesting of fixed dollar awards pursuant to its 2016 Incentive Award Plan. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| May 15, 2019 Filed May 18, 2019 01:09 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GrantCLASS B COMMON STOCK · Derivative | 48,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-19-000042 · wf-form4_155814177263072.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,512 Underlying: CLASS A COMMON STOCK · 48,512 shares Expires not disclosed F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · shares: On May 15, 2019, the Issuer granted 48,512 shares of Class B Common Stock to the reporting person pursuant to its 2016 Incentive Award Plan, which vest in four equal annual installments following the grant date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:10 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | Tax withholdingCLASS B COMMON STOCK · Derivative | 17,512 | $49.32 | $863,691.84 |
DisclosureSEC source: 0001302215-19-000018 · wf-form4_155683138830335.xml · derivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Indirect · BY HL VOTING TRUST Disclosed balance after: 935,497 Underlying: CLASS A COMMON STOCK · 17,512 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F2 · ownership.direct: Represents shares of Class B Common Stock deposited into the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:10 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | SaleCommon Stock | 623 | $21.23 | $13,226.29 |
DisclosureSEC source: 0001567619-19-006136 · doc1.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,438 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:10 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionStock Option · Derivative | 3,000 | $0.00 Strike: $4.17 | $0.00 |
DisclosureSEC source: 0001567619-19-006136 · doc1.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,000 shares Expires 2019-04-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option vested in full prior to the date hereof. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:10 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | Exercise / conversionCommon Stock | 3,000 | $4.17 | $12,510.00 |
DisclosureSEC source: 0001567619-19-006136 · doc1.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,061 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 19:54 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS B COMMON STOCK · Derivative | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000040 · wf-form4_154464446207775.xml · derivative · entry 3 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: CLASS A COMMON STOCK · 8,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.exercise_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. F1 · derivative.expiration_date: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 19:54 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | GiftCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000040 · wf-form4_154464446207775.xml · nonDerivative · entry 2 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: On December 11, 2018, the reporting person made a charitable donation of 8,000 shares of Class B Common Stock. No value was received for the donated shares. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 19:54 UTC | HOULIHAN LOKEY, INC. HLI · Entity 3553 | ConversionCLASS A COMMON STOCK | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001302215-18-000040 · wf-form4_154464446207775.xml · nonDerivative · entry 1 Adelson Scott Joseph · CIK 0001360042 · Director · CO-PRESIDENT 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Class B common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering. The Class B Common Stock has no expiration date. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 21:28 UTC | MOTORCAR PARTS OF AMERICA INC MPAA · Entity 6230 | GrantRestricted Stock Units · Derivative | 2,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-18-004028 · doc1.xml · derivative · entry 7 Adelson Scott Joseph · CIK 0001360042 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,925 Underlying: Common Stock · 2,925 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MPAA common stock. F5 · derivative.exercise_date: On October 9, 2018, the reporting person was granted 2,925 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2019, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. F5 · derivative.expiration_date: On October 9, 2018, the reporting person was granted 2,925 restricted stock units. The restricted stock units vest in three equal annual installments beginning October 9, 2019, subject to the reporting person's continued status as a non-employee director through each applicable vesting date. Vested shares will be delivered to the reporting person no later than 60 days following the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.