Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Senior Vice President | February 01, 2021 | February 16, 2021 |
| APOGEE ENTERPRISES, INC.APOG · Entity 5131 | Pres, Performance Surfaces | April 30, 2026 | May 04, 2026 |
| ROCKWELL AUTOMATION, INCROK · Entity 906 | SVP, Strategy & Corp Developmt | December 07, 2024 | December 11, 2024 |
| TRINITY INDUSTRIES INCNYSE/TRN · Entity 4439 | Director | May 21, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date February 01, 2021 · Filed February 16, 2021 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,069.4224 |
Reported balance
After 2021-02-01 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2021-02-01 · Tax withholding · Disposed 189 · Balance 1,069.4224 F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. |
Filing footnotes · ownership attribution and instrument terms
F1: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.
APOGEE ENTERPRISES, INC.
Report date April 30, 2026 · Filed May 04, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 39,158 |
Reported balance
After 2026-04-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-30 · Tax withholding · Disposed 1,306 · Balance 39,158 F1: Includes the aggregate number of shares withheld for tax liability. F2: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes the aggregate number of shares withheld for tax liability.
F2: Includes shares of restricted stock granted under the 2019 Stock Incentive Plan.
ROCKWELL AUTOMATION, INC
Report date December 07, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,504 |
Ending reported balance
After 2024-12-10 transaction · row 7
7 source rows · reconciled sequenceRow 1 · 2024-12-07 · Exercise / conversion · Acquired 371 · Balance 5,270 Row 2 · 2024-12-09 · Sale · Disposed 112 · Balance 5,158 F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/7/2024. F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7350 to $302.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 3 · 2024-12-09 · Exercise / conversion · Acquired 501 · Balance 5,659 Row 4 · 2024-12-10 · Sale · Disposed 29 · Balance 5,630 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.8950 to $295.5850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 5 · 2024-12-10 · Sale · Disposed 66 · Balance 5,564 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.1000 to $296.9950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 6 · 2024-12-10 · Sale · Disposed 50 · Balance 5,514 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F6: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.2950 to $298.2100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. Row 7 · 2024-12-10 · Sale · Disposed 10 · Balance 5,504 F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024. F7: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.9000 to $298.9050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-12-07 | Direct | 0 |
Reported balance
After 2024-12-07 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2024-12-07 · Exercise / conversion · Disposed 371 · Balance 0 F8: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-12-09 | Direct | 501 |
Reported balance
After 2024-12-09 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2024-12-09 · Exercise / conversion · Disposed 501 · Balance 501 F8: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F9: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/7/2024.
F2: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $301.7350 to $302.3600. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F3: Sale of shares pursuant to Rule 10b5-1 plan entered into on 2/28/2024 to cover taxes due on restricted stock units that vested on 12/9/2024.
F4: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $294.8950 to $295.5850. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F5: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $296.1000 to $296.9950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F6: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $297.2950 to $298.2100. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F7: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $298.9000 to $298.9050. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F8: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.
F9: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.
TRINITY INDUSTRIES INC
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Trinity Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,024 |
Reported balance
After 2026-05-21 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-21 · Grant · Acquired 4,024 · Balance 4,024 F1: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units granted pursuant to the Fifth Amended and Restated Trinity Industries, Inc. 2004 Stock Option and Incentive Plan. Distribution is 1 for 1 in Trinity Stock after Director's termination. Units vest upon the first annual stockholders meeting following the Date of Grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 07, 2021 Filed Dec 9, 2021 23:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 1,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000137 · wf-form4_163909218975114.xml · derivative · entry 2 Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112 Underlying: Common Stock · 1,112 shares Expires 2024-12-07 F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F4 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| December 07, 2021 Filed Dec 9, 2021 23:23 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantEmployee Stock Option (Right to Buy) · Derivative | 4,448 | $0.00 Strike: $350.76 | $0.00 |
DisclosureSEC source: 0001024478-21-000137 · wf-form4_163909218975114.xml · derivative · entry 1 Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,448 Underlying: Common Stock · 4,448 shares Expires 2031-12-07 F1 · kind: Awarded under the Company's 2020 Long-Term Incentives Plan. F2 · derivative.exercise_date: The options vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:05 UTC | ROCKWELL AUTOMATION, INC ROK · Entity 906 | GrantRestricted Stock Units · Derivative | 5,627 | $0.00 | $0.00 |
DisclosureSEC source: 0001024478-21-000077 · wf-form4_163589430771890.xml · derivative · entry 1 Lakkundi Veena M · CIK 0001820707 · SVP, Strategy & Corp Developmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,627 Underlying: Common Stock · 5,627 shares Expires 2024-11-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock. F2 · derivative.exercise_date: The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 17:22 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 178 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004276 · form4.xml · derivative · entry 4 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357 Underlying: Common Stock · 178 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of 3M common stock. F3 · derivative.exercise_date: The restricted stock units vest one third each year and fully vest in three years from the grant date of February 4, 2020. F3 · derivative.expiration_date: The restricted stock units vest one third each year and fully vest in three years from the grant date of February 4, 2020. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 17:22 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 91 | $177.10 | $16,116.10 |
DisclosureSEC source: 0001127602-21-004276 · form4.xml · nonDerivative · entry 2 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,141.6284 Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 17:22 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 178 | $177.10 | $31,523.80 |
DisclosureSEC source: 0001127602-21-004276 · form4.xml · nonDerivative · entry 1 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232.6284 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 00:45 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 10,425 | $0.00 Strike: $175.02 | $0.00 |
DisclosureSEC source: 0001127602-21-003858 · form4.xml · derivative · entry 4 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,425 Underlying: Common Stock · 10,425 shares Expires 2031-02-01 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:45 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 203.794 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003858 · form4.xml · nonDerivative · entry 2 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,054.6284 F2 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 00:45 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 369.333 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-003858 · form4.xml · nonDerivative · entry 1 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,258.4224 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2018. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. Read SEC document |
| February 01, 2021 Filed Feb 16, 2021 18:38 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 189 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005756 · form4a.xml · nonDerivative · entry 1 Lakkundi Veena M · CIK 0001820707 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069.4224 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.