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TPVG

TriplePoint Venture Growth BDC Corp.

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Tapewire entity
6241
SEC CIK
0001580345
Parsed reports
96

Last 12 months

Inside the activity.

87 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025260
Dec 2025460
Jan 2026140
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 18, 2026 Filed Sep 22, 2026 20:43 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 313,865.22 $4.71 $1,477,081.11
Disclosure

SEC source: 0001594983-26-000015 · wk-form4_1790109778.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 2,312,354.22

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
September 18, 2026 Filed Sep 22, 2026 20:42 UTC
Srivastava SajalDirector · President and CIO
SaleCommon Stock 313,865.22 $4.71 $1,477,081.11
Disclosure

SEC source: 0001594986-26-000015 · wk-form4_1790109731.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 12, 2026 Filed Jan 13, 2026 15:50 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 23,799 $6.66 $158,508.48
Disclosure

SEC source: 0001594983-26-000011 · wk-form4_1768319441.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,998,489

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 12, 2026 Filed Jan 13, 2026 15:50 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 23,799 $6.66 $158,508.48
Disclosure

SEC source: 0001594986-26-000011 · wk-form4_1768319408.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,998,489

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 15:50 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 16,000 $6.56 $104,923.20
Disclosure

SEC source: 0001594983-26-000011 · wk-form4_1768319441.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,974,690

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 09, 2026 Filed Jan 13, 2026 15:50 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 16,000 $6.56 $104,923.20
Disclosure

SEC source: 0001594986-26-000011 · wk-form4_1768319408.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,974,690

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 22:43 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 16,833 $6.61 $111,202.16
Disclosure

SEC source: 0001594986-26-000009 · wk-form4_1767998636.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,958,690

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 22:43 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 16,833 $6.61 $111,202.16
Disclosure

SEC source: 0001594983-26-000009 · wk-form4_1767998632.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,958,690

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:43 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 30,877 $6.43 $198,569.99
Disclosure

SEC source: 0001594986-26-000009 · wk-form4_1767998636.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,941,857

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 07, 2026 Filed Jan 9, 2026 22:43 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 30,877 $6.43 $198,569.99
Disclosure

SEC source: 0001594983-26-000009 · wk-form4_1767998632.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,941,857

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 01:11 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 34,000 $6.61 $224,886.20
Disclosure

SEC source: 0001594983-26-000007 · wk-form4_1767834712.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,910,980

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 06, 2026 Filed Jan 8, 2026 01:11 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 34,000 $6.61 $224,886.20
Disclosure

SEC source: 0001594986-26-000007 · wk-form4_1767834693.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,910,980

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 01:11 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 40,000 $6.70 $267,988.00
Disclosure

SEC source: 0001594983-26-000007 · wk-form4_1767834712.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,876,980

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 05, 2026 Filed Jan 8, 2026 01:11 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 40,000 $6.70 $267,988.00
Disclosure

SEC source: 0001594986-26-000007 · wk-form4_1767834693.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,876,980

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 00:27 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 27,153 $6.60 $179,326.56
Disclosure

SEC source: 0001594983-26-000005 · wk-form4_1767659264.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,836,980

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
January 02, 2026 Filed Jan 6, 2026 00:27 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 27,153 $6.60 $179,326.56
Disclosure

SEC source: 0001594986-26-000005 · wk-form4_1767659252.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,836,980

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 31, 2025 Filed Jan 6, 2026 00:27 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 30,459 $6.55 $199,375.48
Disclosure

SEC source: 0001594983-26-000005 · wk-form4_1767659264.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,809,827

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 31, 2025 Filed Jan 6, 2026 00:27 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 30,459 $6.55 $199,375.48
Disclosure

SEC source: 0001594986-26-000005 · wk-form4_1767659252.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,809,827

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 15:24 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 25,000 $6.45 $161,250.00
Disclosure

SEC source: 0001594986-25-000044 · wk-form4_1767194684.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,764,554

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 30, 2025 Filed Dec 31, 2025 15:24 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $6.45 $161,250.00
Disclosure

SEC source: 0001594983-25-000046 · wk-form4_1767194680.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,764,554

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 30, 2025 Filed Jan 5, 2026 21:45 UTC Amendment
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 39,814 $6.44 $256,553.45
Disclosure

SEC source: 0001594986-26-000003 · wk-form4a_1767649507.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,779,368

F1 · shares: Previously, it was reported that 25,000 shares were automatically purchased pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. However, after a correction, the actual number of shares purchased was 39,814.

F2 · price: Previously reported at $6.45.

F3 · balance_after: Previously reported as 1,764,554.

Read SEC document
December 30, 2025 Filed Jan 5, 2026 21:44 UTC Amendment
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 39,814 $6.44 $256,553.45
Disclosure

SEC source: 0001594983-26-000003 · wk-form4a_1767649470.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,779,368

F1 · shares: Previously, it was reported that 25,000 shares were automatically purchased pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025. However, after a correction, the actual number of shares purchased was 39,814.

F2 · price: Previously reported at $6.45.

F3 · balance_after: Previously reported as 1,764,554.

Read SEC document
December 29, 2025 Filed Dec 31, 2025 15:24 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 27,410 $6.34 $173,910.97
Disclosure

SEC source: 0001594986-25-000044 · wk-form4_1767194684.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,739,554

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 29, 2025 Filed Dec 31, 2025 15:24 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 27,410 $6.34 $173,910.97
Disclosure

SEC source: 0001594983-25-000046 · wk-form4_1767194680.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,739,554

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 17:34 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 31,600 $6.30 $199,064.20
Disclosure

SEC source: 0001594983-25-000044 · wk-form4_1767029655.xml · nonDerivative · entry 4

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,712,144

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 26, 2025 Filed Dec 29, 2025 17:33 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 31,600 $6.30 $199,064.20
Disclosure

SEC source: 0001594986-25-000042 · wk-form4_1767029633.xml · nonDerivative · entry 4

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,712,144

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 17:34 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 26,756 $6.30 $168,635.04
Disclosure

SEC source: 0001594983-25-000044 · wk-form4_1767029655.xml · nonDerivative · entry 3

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,680,544

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 24, 2025 Filed Dec 29, 2025 17:33 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 26,756 $6.30 $168,635.04
Disclosure

SEC source: 0001594986-25-000042 · wk-form4_1767029633.xml · nonDerivative · entry 3

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,680,544

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 17:34 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 31,910 $6.29 $200,595.83
Disclosure

SEC source: 0001594983-25-000044 · wk-form4_1767029655.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,653,788

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 17:33 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 31,910 $6.29 $200,595.83
Disclosure

SEC source: 0001594986-25-000042 · wk-form4_1767029633.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,653,788

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 17:34 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 26,900 $6.29 $169,184.86
Disclosure

SEC source: 0001594983-25-000044 · wk-form4_1767029655.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,621,878

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 22, 2025 Filed Dec 29, 2025 17:33 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 26,900 $6.29 $169,184.86
Disclosure

SEC source: 0001594986-25-000042 · wk-form4_1767029633.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,621,878

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 17:26 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 29,000 $6.25 $181,267.40
Disclosure

SEC source: 0001594983-25-000042 · wk-form4_1766424383.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,594,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 19, 2025 Filed Dec 22, 2025 17:26 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 29,000 $6.25 $181,267.40
Disclosure

SEC source: 0001594986-25-000040 · wk-form4_1766424359.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,594,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 17:26 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 25,000 $6.30 $157,547.50
Disclosure

SEC source: 0001594983-25-000042 · wk-form4_1766424383.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,565,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 18, 2025 Filed Dec 22, 2025 17:26 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 25,000 $6.30 $157,547.50
Disclosure

SEC source: 0001594986-25-000040 · wk-form4_1766424359.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,565,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 18:35 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 27,900 $6.19 $172,832.13
Disclosure

SEC source: 0001594986-25-000038 · wk-form4_1766082930.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,540,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 17, 2025 Filed Dec 18, 2025 18:35 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 27,900 $6.19 $172,832.13
Disclosure

SEC source: 0001594983-25-000039 · wk-form4_1766082897.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,540,978

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 18:35 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 39,044 $6.18 $241,377.82
Disclosure

SEC source: 0001594986-25-000038 · wk-form4_1766082930.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,513,078

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 16, 2025 Filed Dec 18, 2025 18:35 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 39,044 $6.18 $241,377.82
Disclosure

SEC source: 0001594983-25-000039 · wk-form4_1766082897.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,513,078

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 15:54 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 30,000 $6.46 $193,680.00
Disclosure

SEC source: 0001594986-25-000036 · wk-form4_1765900481.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,474,034

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 15, 2025 Filed Dec 16, 2025 15:54 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 30,000 $6.46 $193,680.00
Disclosure

SEC source: 0001594983-25-000037 · wk-form4_1765900470.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,474,034

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 15:54 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 19,919 $6.64 $132,292.04
Disclosure

SEC source: 0001594986-25-000036 · wk-form4_1765900481.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,444,034

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 12, 2025 Filed Dec 16, 2025 15:54 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 19,919 $6.64 $132,292.04
Disclosure

SEC source: 0001594983-25-000037 · wk-form4_1765900470.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,444,034

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 15:41 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 24,590 $6.69 $164,504.64
Disclosure

SEC source: 0001594983-25-000035 · wk-form4_1765554113.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,424,115

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 11, 2025 Filed Dec 12, 2025 15:41 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 24,590 $6.69 $164,504.64
Disclosure

SEC source: 0001594986-25-000034 · wk-form4_1765554080.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,424,115

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 15:41 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 27,200 $6.78 $184,473.12
Disclosure

SEC source: 0001594983-25-000035 · wk-form4_1765554113.xml · nonDerivative · entry 1

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,399,525

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 10, 2025 Filed Dec 12, 2025 15:41 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 27,200 $6.78 $184,473.12
Disclosure

SEC source: 0001594986-25-000034 · wk-form4_1765554080.xml · nonDerivative · entry 1

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,399,525

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 20:59 UTC
Labe JamesDirector · Chief Executive Officer
PurchaseCommon Stock 5,591 $6.72 $37,572.08
Disclosure

SEC source: 0001594983-25-000032 · wk-form4_1765400388.xml · nonDerivative · entry 2

Labe James · CIK 0001594983 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,372,325

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document
December 09, 2025 Filed Dec 10, 2025 20:59 UTC
Srivastava SajalDirector · President and CIO
PurchaseCommon Stock 5,591 $6.72 $37,572.08
Disclosure

SEC source: 0001594986-25-000032 · wk-form4_1765400354.xml · nonDerivative · entry 2

Srivastava Sajal · CIK 0001594986 · Director · President and CIO

10b5-1 filing: Plan reported

Ownership: Indirect · By TriplePoint Capital LLC

Disclosed balance after: 1,372,325

F1 · balance_after: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: The reported purchase of shares occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by TriplePoint Capital LLC on November 6, 2025.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.