Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DXC Technology CoDXC · Entity 4594 | EVP and General Counsel | May 21, 2026 | May 26, 2026 |
| NetApp, Inc.NTAP · Entity 3101 | EVP, GC & Secretary | December 07, 2021 | December 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DXC Technology Co
Report date May 21, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 260,094 |
Reported balance
After 2026-05-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-21 · Tax withholding · Disposed 8,388 · Balance 260,094 F1: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026. F2: Amount reported includes unvested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026.
F2: Amount reported includes unvested RSUs.
NetApp, Inc.
Report date December 07, 2021 · Filed December 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 64,591 |
Reported balance
After 2021-12-07 transaction · row 1
1 source rowRow 1 · 2021-12-07 · Sale · Disposed 2,062 · Balance 64,591 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 13 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Underlying: Common Stock · 4,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,487 | $59.20 | $88,030.40 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 11 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,917 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 10 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,404 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,479 | $59.20 | $146,756.80 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 9 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,404 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 8 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,222 | $59.20 | $190,742.40 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 7 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,883 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,105 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,413 | $59.20 | $83,649.60 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,605 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,018 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,404 | $59.20 | $142,316.80 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,168 Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 20:24 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 357 | $50.32 | $17,964.24 |
DisclosureSEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,722 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 17,183 | $69.69 | $1,197,483.27 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,365 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,548 F4 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 14,626 | $69.69 | $1,019,285.94 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,548 Read SEC document |
| May 16, 2019 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 29,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,174 F2 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017. F3 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| November 30, 2018 Filed May 20, 2019 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 6 | $56.84 | $341.04 |
DisclosureSEC source: 0001614094-19-000013 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,674 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on November 30, 2018. Read SEC document |
| June 05, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 2,521 | $72.18 | $181,954.69 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,668 F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 12,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · derivative · entry 7 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 Underlying: Common Stock · 12,000 shares Expires 2025-06-01 F5 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,148 | $70.00 Strike: $36.59 | $80,360.00 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · derivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,148 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 55,100 nonqualified stock options, subject to the option vesting monthly in equal installments over four years beginning on July 3, 2014, subject to continued service on each applicable vesting date. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 5,700 | $70.28 | $400,613.10 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,189 F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.16 to $70.46. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 6,819 | $69.95 | $477,008.83 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,889 F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018. F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $69.44 to $70.15. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 1,148 | $70.00 | $80,360.00 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,708 F1 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018. Read SEC document |
| June 04, 2018 Filed Jun 6, 2018 20:22 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 1,148 | $36.59 | $42,005.32 |
DisclosureSEC source: 0001614094-18-000058 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,856 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 03, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 10,625 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 16 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F6 · derivative.exercise_date: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. F6 · derivative.expiration_date: The restricted stock unit shares vest as to 25% of the shares on the one-year anniversary of the grant date, and 25% of the shares on each annual anniversary thereafter for the next 3 years. Read SEC document |
| June 03, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 5,267 | $69.71 | $367,162.57 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 11 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,708 Read SEC document |
| June 03, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 10,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 10 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 5,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 15 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 5,000 shares Expires 2024-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F5 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 6,500 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 14 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,000 Underlying: Common Stock · 6,500 shares Expires 2023-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 13 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,700 Underlying: Common Stock · 4,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 2,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · derivative · entry 12 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,550 Underlying: Common Stock · 2,850 shares Expires 2022-06-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,479 | $69.71 | $172,811.09 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 9 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,350 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 8 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,829 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 3,222 | $69.71 | $224,605.62 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 7 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,829 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 6,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 2,404 | $69.71 | $167,582.84 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,551 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,955 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 1,413 | $69.71 | $98,500.23 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,105 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 2,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 5, 2018 20:40 UTC | NetApp, Inc. NTAP · Entity 3101 | OtherCommon Stock | 981 | $21.31 | $20,904.62 |
DisclosureSEC source: 0001614094-18-000048 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,668 F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan on May 31, 2018. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 19,336 | $70.68 | $1,366,668.48 |
DisclosureSEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,687 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 39,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,023 F3 · shares: Represents the settlement of performance share units originally granted on June 1, 2016. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 4,521 | $70.68 | $319,544.28 |
DisclosureSEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 4 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,023 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 9,120 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 3 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,544 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | Tax withholdingCommon Stock | 11,581 | $70.68 | $818,545.08 |
DisclosureSEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 2 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,424 Read SEC document |
| May 16, 2018 Filed May 18, 2018 20:51 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantCommon Stock | 23,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-18-000033 · edgardoc.xml · nonDerivative · entry 1 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,005 F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015. F2 · price: Performance stock units convert into stock on a one-for-one basis. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 21,500 | $70.01 Strike: $53.22 | $1,505,129.00 |
DisclosureSEC source: 0001614094-18-000026 · edgardoc.xml · derivative · entry 8 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,500 shares Expires 2018-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,625 | $70.01 Strike: $37.64 | $1,093,843.75 |
DisclosureSEC source: 0001614094-18-000026 · edgardoc.xml · derivative · entry 7 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,625 shares Expires 2020-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 24,107 | $70.01 Strike: $36.59 | $1,687,634.64 |
DisclosureSEC source: 0001614094-18-000026 · edgardoc.xml · derivative · entry 6 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,148 Underlying: Common Stock · 24,107 shares Expires 2021-06-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date. Read SEC document |
| May 08, 2018 Filed May 10, 2018 20:19 UTC | NetApp, Inc. NTAP · Entity 3101 | SaleCommon Stock | 61,232 | $70.01 | $4,286,607.39 |
DisclosureSEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 5 FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,645 F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018. F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $70.00 to $70.02. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.