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FAWCETT MATTHEW K

Disclosed activity across 2 companies

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44230
SEC CIK
0001447874

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594EVP and General CounselMay 21, 2026May 26, 2026
NetApp, Inc.NTAP · Entity 3101EVP, GC & SecretaryDecember 07, 2021December 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect260,094 Reported balance After 2026-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-21 · Tax withholding · Disposed 8,388 · Balance 260,094

F1: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026.

F2: Amount reported includes unvested RSUs.

NetApp, Inc.

Report date December 07, 2021 · Filed December 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect64,591 Reported balance After 2021-12-07 transaction · row 1
1 source row

Row 1 · 2021-12-07 · Sale · Disposed 2,062 · Balance 64,591

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 08, 2018 Filed May 10, 2018 20:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 24,107 $36.59 $882,075.13
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 15,625 $37.64 $588,125.00
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 20:19 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 21,500 $53.22 $1,144,230.00
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,145

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed May 10, 2018 20:19 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 528 $21.31 $11,251.42
Disclosure

SEC source: 0001614094-18-000026 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,645

F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on November 30, 2017.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 59,375 $51.41 Strike: $37.64 $3,052,468.75
Disclosure

SEC source: 0001614094-17-000122 · edgardoc.xml · derivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,625

Underlying: Common Stock · 59,375 shares

Expires 2020-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 59,375 $51.41 $3,052,468.75
Disclosure

SEC source: 0001614094-17-000122 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 16, 2017 Filed Nov 20, 2017 21:30 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 59,375 $37.64 $2,234,875.00
Disclosure

SEC source: 0001614094-17-000122 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:32 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,845 $46.60 Strike: $36.59 $1,390,777.00
Disclosure

SEC source: 0001614094-17-000108 · edgardoc.xml · derivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,255

Underlying: Common Stock · 29,845 shares

Expires 2021-06-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:32 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 29,845 $46.60 $1,390,777.00
Disclosure

SEC source: 0001614094-17-000108 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
November 09, 2017 Filed Nov 13, 2017 21:32 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 29,845 $36.59 $1,092,028.55
Disclosure

SEC source: 0001614094-17-000108 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 8,070 $39.38 $317,766.74
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.18 to $39.52. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 10,625 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · derivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,625

Underlying: Common Stock · 10,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F5 · derivative.expiration_date: On June 3, 2014, the reporting person was granted 42,500 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 6,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · derivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

F4 · derivative.expiration_date: On June 3, 2013, the reporting person was granted 25,000 restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date, subject to continued service on each applicable vesting date.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 5,544 $39.41 $218,489.04
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,187

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 10,625 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 3,261 $39.41 $128,516.01
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,106

Read SEC document
June 03, 2017 Filed Jun 6, 2017 20:39 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 6,250 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000053 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 6,792 $39.58 $268,804.95
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F2 · kind: The transaction(s) reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $39.41 to $39.735. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 20,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 12

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-06-01

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 11

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Common Stock · 6,500 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 10

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,400

Underlying: Common Stock · 2,850 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · derivative · entry 9

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,250

Underlying: Common Stock · 4,850 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 19,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 3,391 $39.61 $134,317.51
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,909

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,487 $39.61 $58,900.07
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,800

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,530 $39.61 $100,213.30
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

Read SEC document
June 01, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,850 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,967

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2017 Filed Jun 5, 2017 20:34 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 469 $21.31 $9,994.16
Disclosure

SEC source: 0001614094-17-000045 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,117

F1 · kind: Shares acquired under the NetApp's 1999 Employee Stock Purchase Plan on May 31, 2017.

Read SEC document
May 26, 2017 Filed May 31, 2017 20:37 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 12,745 $40.67 $518,300.92
Disclosure

SEC source: 0001614094-17-000036 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $40.65 to $40.77. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:11 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,561 $40.34 $103,310.74
Disclosure

SEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,393

Read SEC document
May 17, 2017 Filed May 19, 2017 21:11 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 5,889 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,954

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2017 Filed May 19, 2017 21:11 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 5,669 $40.34 $228,687.46
Disclosure

SEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,065

Read SEC document
May 17, 2017 Filed May 19, 2017 21:11 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 15,086 $0.00 $0.00
Disclosure

SEC source: 0001614094-17-000027 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,734

F1 · shares: Represents the settlement of performance share units originally granted on June 23, 2015.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $39.45 Strike: $29.44 $986,250.00
Disclosure

SEC source: 0001614094-17-000008 · edgardoc.xml · derivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2019-05-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:10 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 25,000 $39.45 $986,250.00
Disclosure

SEC source: 0001614094-17-000008 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

Read SEC document
February 09, 2017 Filed Feb 13, 2017 21:10 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 25,000 $29.44 $736,000.00
Disclosure

SEC source: 0001614094-17-000008 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2016 Filed Feb 13, 2017 21:10 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 456 $21.31 $9,717.13
Disclosure

SEC source: 0001614094-17-000008 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,648

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.