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FAWCETT MATTHEW K

Disclosed activity across 2 companies

Tapewire entity
44230
SEC CIK
0001447874

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DXC Technology CoDXC · Entity 4594EVP and General CounselMay 21, 2026May 26, 2026
NetApp, Inc.NTAP · Entity 3101EVP, GC & SecretaryDecember 07, 2021December 09, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DXC Technology Co

Report date May 21, 2026 · Filed May 26, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect260,094 Reported balance After 2026-05-21 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-21 · Tax withholding · Disposed 8,388 · Balance 260,094

F1: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026.

F2: Amount reported includes unvested RSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026.

F2: Amount reported includes unvested RSUs.

NetApp, Inc.

Report date December 07, 2021 · Filed December 09, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect64,591 Reported balance After 2021-12-07 transaction · row 1
1 source row

Row 1 · 2021-12-07 · Sale · Disposed 2,062 · Balance 64,591

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2026 Filed May 26, 2026 20:40 UTC DXC Technology Co DXC · Entity 4594 Tax withholdingCommon Stock 8,388 $9.23 $77,421.24
Disclosure

SEC source: 0001688568-26-000041 · wk-form4_1779828051.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,094

F1 · shares: Shares withheld to satisfy tax liabilities arising from 21,315 restricted stock units (RSUs) that vested on May 21, 2026.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 15, 2026 Filed May 19, 2026 21:54 UTC DXC Technology Co DXC · Entity 4594 Tax withholdingCommon Stock 11,664 $8.94 $104,276.16
Disclosure

SEC source: 0001688568-26-000033 · wk-form4_1779227696.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,482

F1 · shares: Shares withheld to satisfy tax liabilities arising from 29,641 restricted stock units (RSUs) that vested on May 15, 2026.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 12, 2026 Filed May 14, 2026 21:46 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 135,667 $0.00 $0.00
Disclosure

SEC source: 0001688568-26-000027 · wk-form4_1778795190.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 280,146

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock upon the vesting date. The RSUs will vest in three equal annual installments beginning May 12, 2027.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 21, 2025 Filed May 23, 2025 22:03 UTC DXC Technology Co DXC · Entity 4594 Tax withholdingCommon Stock 8,388 $14.76 $123,806.88
Disclosure

SEC source: 0001688568-25-000037 · wk-form4_1748037809.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,479

F1 · shares: Shares withheld to satisfy tax liabilities arising from 21,316 restricted stock units (RSUs) that vested on May 21, 2025.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 16, 2025 Filed May 20, 2025 21:50 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 88,922 $0.00 $0.00
Disclosure

SEC source: 0001688568-25-000030 · wk-form4_1747777791.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,867

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock upon the vesting date. The RSUs will vest in three equal annual installments beginning May 16, 2026.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
May 21, 2024 Filed May 23, 2024 21:11 UTC DXC Technology Co DXC · Entity 4594 GrantCommon Stock 63,945 $0.00 $0.00
Disclosure

SEC source: 0001688568-24-000045 · wk-form4_1716498654.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,945

F1 · shares: Award of restricted stock units (RSUs). Each RSU entitles the reporting person to receive one share of common stock upon the vesting date. The RSUs will vest in three equal annual installments beginning May 21, 2025.

F2 · balance_after: Amount reported includes unvested RSUs.

Read SEC document
December 07, 2021 Filed Dec 9, 2021 21:11 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 2,062 $91.00 $187,642.00
Disclosure

SEC source: 0001614094-21-000089 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,591

Read SEC document
December 02, 2021 Filed Dec 6, 2021 22:28 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 3,437 $90.05 $309,511.13
Disclosure

SEC source: 0001614094-21-000086 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,653

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $90.05 to $90.07. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:46 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 14,300 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000048 · edgardoc.xml · derivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · EVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,300

Underlying: Common Stock · 14,300 shares

Expires 2028-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2021, the reporting person was granted 14,300 restricted stock units. Restricted stock unit awards shall vest as to twenty-five percent (25%) of the shares May 15, 2022 and 1/16th (6.25%) of the shares quarterly thereafter for the next three years, subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 4,375 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 17

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,125

Underlying: Common Stock · 4,375 shares

Expires 2027-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 16

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common Stock · 2,875 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 15

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000

Underlying: Common Stock · 3,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · derivative · entry 14

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,840 $76.71 $141,146.40
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 13

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,090

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 3,977 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 12

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,930

F5 · shares: Represents the settlement of AOI performance share units originally granted on June 4, 2018.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 3,210 $76.71 $246,239.10
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 11

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,953

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 6,937 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 10

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,163

F3 · shares: Represents the settlement of TSR performance share units originally granted on June 4, 2018.

F4 · price: Performance stock units convert into stock on a one-for-one basis.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,702 $76.71 $130,560.42
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 9

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,226

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 4,375 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 899 $76.71 $68,962.29
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,553

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 938 $76.71 $71,953.98
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,577

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,563 $76.71 $119,897.73
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,515

Read SEC document
June 01, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 28, 2021 Filed Jun 3, 2021 23:36 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 585 $36.27 $21,217.66
Disclosure

SEC source: 0001614094-21-000034 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,078

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.

F2 · balance_after: Includes 2,675 shares received under the broad-based dividend reinvestment plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 20:09 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 17,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000049 · edgardoc.xml · derivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2027-07-01

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On July 1, 2020, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Read SEC document
June 02, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 9,487 $42.74 $405,499.99
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 12

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,818

F4 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F5 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $42.52 to $42.95. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,875 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · derivative · entry 16

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,625

Underlying: Common Stock · 2,875 shares

Expires 2026-06-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · derivative · entry 15

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 3,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · derivative · entry 14

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · derivative · entry 13

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,500 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 994 $42.67 $42,413.98
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 11

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,305

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 2,875 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 10

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,299

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,037 $42.67 $44,248.79
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 9

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,424

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 8

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,461

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 1,729 $42.67 $73,776.43
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 7

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,461

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 6

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 2,247 $42.67 $95,879.49
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 5

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,190

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionCommon Stock 6,500 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 4

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 Tax withholdingCommon Stock 8,015 $42.67 $342,000.05
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 3

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,937

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June 01, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 GrantCommon Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 2

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,952

F2 · shares: Represents the settlement of performance share unites originally granted on June 1, 2017.

F3 · price: Performance stock units convert into stock on a one-for-one basis.

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May 29, 2020 Filed Jun 3, 2020 20:43 UTC NetApp, Inc. NTAP · Entity 3101 OtherCommon Stock 425 $37.86 $16,090.08
Disclosure

SEC source: 0001614094-20-000027 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,952

F1 · kind: Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.

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June 21, 2019 Filed Jun 25, 2019 20:11 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 38,195 $61.55 $2,350,990.10
Disclosure

SEC source: 0001614094-19-000031 · edgardoc.xml · nonDerivative · entry 1

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,527

F1 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $61.50 to $61.755. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 03, 2019 Filed Jun 4, 2019 20:24 UTC NetApp, Inc. NTAP · Entity 3101 GrantRestricted Stock Unit · Derivative 11,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 18

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Common Stock · 11,500 shares

Expires 2026-06-03

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F10 · derivative.exercise_date: On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

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June 03, 2019 Filed Jun 4, 2019 20:24 UTC NetApp, Inc. NTAP · Entity 3101 SaleCommon Stock 11,195 $58.76 $657,855.14
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · nonDerivative · entry 12

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,722

F2 · kind: The sale(s) reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 3, 2018.

F3 · price: The price in Column 4 is a weighted average price. The prices actually received ranged from $58.42 to $59.10. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

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June 01, 2019 Filed Jun 4, 2019 20:24 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 3,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 17

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 3,000 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

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June 01, 2019 Filed Jun 4, 2019 20:24 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 16

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.

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June 01, 2019 Filed Jun 4, 2019 20:24 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 6,500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 15

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 6,500 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: On June 1, 2016, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.

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June 01, 2019 Filed Jun 4, 2019 20:24 UTC NetApp, Inc. NTAP · Entity 3101 Exercise / conversionRestricted Stock Unit · Derivative 2,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001614094-19-000023 · edgardoc.xml · derivative · entry 14

FAWCETT MATTHEW K · CIK 0001447874 · SVP, GC & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,850 shares

Expires 2022-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016 and subject to continued service on each applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.