Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | Director | May 21, 2026 | May 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date May 21, 2026 · Filed May 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 566,724 |
Ending reported balance
After 2026-05-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-21 · Exercise / conversion · Acquired 700 · Balance 564,762 Row 2 · 2026-05-21 · Exercise / conversion · Acquired 1,962 · Balance 566,724 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-21 · Exercise / conversion · Disposed 700 · Balance 0 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,662 |
Reported balance
After 2026-05-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-21 · Grant · Acquired 2,662 · Balance 2,662 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 700 |
Reported balance
After 2026-05-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-21 · Exercise / conversion · Disposed 1,962 · Balance 700 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date.
F3: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2020 Filed Jun 13, 2020 01:56 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $12.83 | $25,660.00 |
DisclosureSEC source: 0001209191-20-036493 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,876 Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 22:37 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $12.43 | $24,860.00 |
DisclosureSEC source: 0001209191-20-033729 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,876 Read SEC document |
| May 14, 2020 Filed May 16, 2020 00:49 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 2,000 | $10.78 | $21,550.00 |
DisclosureSEC source: 0001209191-20-029913 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,876 Read SEC document |
| May 13, 2020 Filed May 15, 2020 00:53 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $11.12 | $55,620.00 |
DisclosureSEC source: 0001209191-20-029407 · doc4.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,876 Read SEC document |
| May 12, 2020 Filed May 15, 2020 00:53 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $11.88 | $59,400.00 |
DisclosureSEC source: 0001209191-20-029407 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,876 Read SEC document |
| May 01, 2020 Filed May 4, 2020 22:42 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $12.08 | $60,400.00 |
DisclosureSEC source: 0001209191-20-026927 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 392,876 Read SEC document |
| April 24, 2020 Filed Apr 29, 2020 01:44 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 6,000 | $11.67 | $70,020.00 |
DisclosureSEC source: 0001209191-20-026083 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,876 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 21:47 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $14.08 | $70,400.00 |
DisclosureSEC source: 0001209191-20-017809 · doc4.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,876 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 21:47 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $14.58 | $72,900.00 |
DisclosureSEC source: 0001209191-20-017809 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,876 Read SEC document |
| March 10, 2020 Filed Apr 29, 2020 01:35 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $14.08 | $70,400.00 |
DisclosureSEC source: 0001209191-20-026081 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,876 Read SEC document |
| March 10, 2020 Filed Apr 29, 2020 01:35 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $14.58 | $72,900.00 |
DisclosureSEC source: 0001209191-20-026081 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,876 Read SEC document |
| March 10, 2020 Filed Apr 29, 2020 18:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $14.08 | $70,400.00 |
DisclosureSEC source: 0001209191-20-026135 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,876 Read SEC document |
| March 10, 2020 Filed Apr 29, 2020 18:43 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $14.58 | $72,900.00 |
DisclosureSEC source: 0001209191-20-026135 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,876 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:42 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $15.77 | $78,850.00 |
DisclosureSEC source: 0001209191-20-017179 · doc4.xml · nonDerivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 391,876 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:42 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001209191-20-017179 · doc4.xml · nonDerivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 386,876 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:42 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.10 | $80,486.50 |
DisclosureSEC source: 0001209191-20-017179 · doc4.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 381,876 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:42 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.38 | $81,900.00 |
DisclosureSEC source: 0001209191-20-017179 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 01:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $15.77 | $78,850.00 |
DisclosureSEC source: 0001209191-20-026079 · doc4a.xml · nonDerivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 01:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001209191-20-026079 · doc4a.xml · nonDerivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 01:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.10 | $80,486.50 |
DisclosureSEC source: 0001209191-20-026079 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 01:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.38 | $81,900.00 |
DisclosureSEC source: 0001209191-20-026079 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 18:39 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $15.77 | $78,850.00 |
DisclosureSEC source: 0001209191-20-026133 · doc4a.xml · nonDerivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 18:39 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.00 | $80,000.00 |
DisclosureSEC source: 0001209191-20-026133 · doc4a.xml · nonDerivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 18:39 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.10 | $80,486.50 |
DisclosureSEC source: 0001209191-20-026133 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,876 Read SEC document |
| March 06, 2020 Filed Apr 29, 2020 18:39 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 5,000 | $16.38 | $81,900.00 |
DisclosureSEC source: 0001209191-20-026133 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,876 Read SEC document |
| March 05, 2020 Filed Mar 6, 2020 01:36 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,437 | $16.68 | $157,409.16 |
DisclosureSEC source: 0001209191-20-016811 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,876 Read SEC document |
| March 05, 2020 Filed Apr 29, 2020 01:15 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,437 | $16.68 | $157,409.16 |
DisclosureSEC source: 0001209191-20-026077 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,876 Read SEC document |
| March 05, 2020 Filed Apr 29, 2020 18:36 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,437 | $16.68 | $157,409.16 |
DisclosureSEC source: 0001209191-20-026131 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,876 Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:33 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 553 | $16.68 | $9,224.04 |
DisclosureSEC source: 0001209191-20-016809 · doc4.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,439 Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 01:33 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,000 | $16.88 | $151,920.00 |
DisclosureSEC source: 0001209191-20-016809 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,886 Read SEC document |
| March 03, 2020 Filed Apr 29, 2020 01:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 553 | $16.68 | $9,224.04 |
DisclosureSEC source: 0001209191-20-026075 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,439 Read SEC document |
| March 03, 2020 Filed Apr 29, 2020 01:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,000 | $16.88 | $151,920.00 |
DisclosureSEC source: 0001209191-20-026075 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,886 Read SEC document |
| March 03, 2020 Filed Apr 29, 2020 18:32 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 553 | $16.68 | $9,224.04 |
DisclosureSEC source: 0001209191-20-026128 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,439 Read SEC document |
| March 03, 2020 Filed Apr 29, 2020 18:32 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,000 | $16.88 | $151,920.00 |
DisclosureSEC source: 0001209191-20-026128 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 341,886 Read SEC document |
| March 02, 2020 Filed Mar 5, 2020 02:51 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 10 | $16.68 | $166.80 |
DisclosureSEC source: 0001209191-20-016450 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,886 Read SEC document |
| March 02, 2020 Filed Apr 29, 2020 01:03 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 10 | $16.68 | $166.80 |
DisclosureSEC source: 0001209191-20-026073 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,886 Read SEC document |
| March 02, 2020 Filed Apr 29, 2020 18:28 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 10 | $16.68 | $166.80 |
DisclosureSEC source: 0001209191-20-026126 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,886 Read SEC document |
| August 30, 2019 Filed Apr 28, 2020 23:39 UTC | RBB Bancorp RBB · Entity 5572 | GiftCommon Stock, No Par Value | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-026054 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,876 F1 · price: Gift Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $18.25 Strike: $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-19-047263 · doc4.xml · derivative · entry 6 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $17.08 Strike: $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-19-047263 · doc4.xml · derivative · entry 5 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:30 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-19-047263 · doc4.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $18.25 Strike: $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-20-016435 · doc4a.xml · derivative · entry 6 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. Read SEC document |
| August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 10,000 | $17.08 Strike: $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-20-016435 · doc4a.xml · derivative · entry 5 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2025-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. Read SEC document |
| August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 4 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 3 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $18.25 | $182,500.00 |
DisclosureSEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 2 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 21, 2019 Filed Mar 5, 2020 02:23 UTC Amendment | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 10,000 | $17.08 | $170,800.00 |
DisclosureSEC source: 0001209191-20-016435 · doc4a.xml · nonDerivative · entry 1 Kao James · CIK 0001711522 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,876 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.