Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ASSURANT, INC.AIZ · Entity 3387 | Director | May 22, 2026 | May 26, 2026 |
| FISERV INCFI · Entity 3167 | Director | May 14, 2025 | May 16, 2025 |
| ILLINOIS TOOL WORKS INCITW · Entity 2959 | Director | May 07, 2021 | May 11, 2021 |
| UNITED PARCEL SERVICE INCUPS · Entity 2301 | Chief Marketing Officer | November 13, 2023 | November 15, 2023 |
| XEROX CORPXRX · Entity 12016 | Executive Vice President | April 06, 2018 | April 10, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ASSURANT, INC.
Report date May 22, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,315 |
Reported balance
After 2026-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-05-22 · Grant · Acquired 668 · Balance 2,315 F1: These shares are represented by restricted stock units. F2: Includes restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are represented by restricted stock units.
F2: Includes restricted stock units.
FISERV INC
Report date May 14, 2025 · Filed May 16, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,483 |
Reported balance
After 2025-05-14 transaction · row 1
1 source rowRow 1 · 2025-05-14 · Grant · Acquired 1,212 · Balance 9,483 F1: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date.
ILLINOIS TOOL WORKS INC
Report date May 07, 2021 · Filed May 11, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,808 |
Reported balance
After 2021-05-07 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-05-07 · Grant · Acquired 5 · Balance 10,808 F1: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2: Includes 7,760 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 7, 2021. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 4,440 |
Reported balance
Holding disclosure · report date 2021-05-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,440 F3: Shares of common stock held in spouse's IRA. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees.
F2: Includes 7,760 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 7, 2021.
F3: Shares of common stock held in spouse's IRA.
UNITED PARCEL SERVICE INC
Report date November 13, 2023 · Filed November 15, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 12,350 |
Reported balance
After 2023-11-13 transaction · row 1
1 source rowRow 1 · 2023-11-13 · Other · Acquired 7,000 · Balance 12,350 F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. |
| Class A Common StockSEC Table I · non-derivative | IndirectTrust | 6,697 |
Reported balance
After 2023-11-13 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2023-11-13 · Other · Disposed 7,000 · Balance 6,697 F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof. |
| Class A Common StockSEC Table I · non-derivative | Direct | 39,737.736 |
Reported balance
Holding disclosure · report date 2023-11-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 39,737.736 F2: Includes 294.8564 shares in the reporting person's 401(k) account. |
Filing footnotes · ownership attribution and instrument terms
F1: Conversion of shares of Class A common stock into Class B common stock in accordance with the terms thereof.
F2: Includes 294.8564 shares in the reporting person's 401(k) account.
XEROX CORP
Report date April 06, 2018 · Filed April 10, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 70,457 |
Reported balance
After 2018-04-06 transaction · row 1
1 source rowRow 1 · 2018-04-06 · Grant · Acquired 13,403 · Balance 70,457 F1: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $27.98 · Expires 2028-04-06 | Direct | 41,163 |
Reported balance
After 2018-04-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-04-06 · Grant · Acquired 41,163 · Balance 41,163 F2: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
F2: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2021 Filed Jan 29, 2021 22:31 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 9,020.9371 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-001312 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,749.8816 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 179.5914 shares in the Reporting Person's 401(k) account. Read SEC document |
| November 06, 2020 Filed Nov 10, 2020 21:20 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 16 | $209.42 | $3,350.72 |
DisclosureSEC source: 0001495787-20-000005 · wf-form4_160504324220377.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,703 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 7,655 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 6, 2020. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 21:27 UTC | FISERV INC FISV · Entity 3167 | GrantCommon Stock | 1,102 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-056413 · doc4.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,102 F1 · shares: These restricted stock units each represent a contingent right to receive one share of Fiserv, Inc. common stock. The restricted stock units vest 100% on the earlier of: (i) the first anniversary of the grant date; or (ii) immediately prior to the first annual meeting of shareholders after the grant date. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 21:03 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 17 | $190.55 | $3,239.35 |
DisclosureSEC source: 0001495787-20-000003 · wf-form4_159717978268027.xml · nonDerivative · entry 1 WARREN KEVIN M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,644 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 7,596 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 7, 2020. Read SEC document |
| May 08, 2020 Filed May 12, 2020 20:55 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 920 | $161.01 | $148,129.20 |
DisclosureSEC source: 0000049826-20-000081 · wf-form4_158931692223054.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,582 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant. F2 · balance_after: Includes 7,534 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 8, 2020. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Performance Units · Derivative | 2,330 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-002356 · doc4.xml · derivative · entry 2 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,330 Underlying: Class A Common Stock · 2,330 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Performance Units (RPUs) granted as Management Incentive Performance awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. RPUs vest and convert to shares of Class A common stock on the first anniversary of the grant date. F2 · derivative.exercise_date: Restricted Performance Units (RPUs) granted as Management Incentive Performance awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. RPUs vest and convert to shares of Class A common stock on the first anniversary of the grant date. F2 · derivative.expiration_date: Restricted Performance Units (RPUs) granted as Management Incentive Performance awards under the United Parcel Service, Inc. Incentive Compensation Plan. Each RPU represents the right to receive one share of Class A common stock. RPUs vest and convert to shares of Class A common stock on the first anniversary of the grant date. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 21:08 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 15,541 | $0.00 Strike: $105.54 | $0.00 |
DisclosureSEC source: 0001225208-20-002356 · doc4.xml · derivative · entry 1 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,541 Underlying: Class A Common Stock · 15,541 shares Expires 2030-02-12 F1 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 12, 2021 Read SEC document |
| February 07, 2020 Filed Feb 11, 2020 22:10 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 18 | $183.54 | $3,303.72 |
DisclosureSEC source: 0000049826-20-000018 · wf-form4_158145903679693.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,615 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 6,567 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 7, 2020. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 8,723.3033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001115 · doc4.xml · derivative · entry 3 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,726 Underlying: Class A Common Stock · 8,723.3033 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RPUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest at the rate of one-third per year on each of the first three anniversaries following the grant year. F4 · balance_after: Includes dividend equivalent units attributed to the RSUs. Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 2,697 | $117.93 | $318,057.21 |
DisclosureSEC source: 0001225208-20-001115 · doc4.xml · nonDerivative · entry 2 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,645.1222 F1 · balance_after: Includes 95.7691 shares in the Reporting Person's 401(k) account Read SEC document |
| January 22, 2020 Filed Jan 24, 2020 21:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 8,723.3033 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-001115 · doc4.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,342.1222 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 95.7691 shares in the Reporting Person's 401(k) account Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 22:26 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 19 | $172.79 | $3,283.01 |
DisclosureSEC source: 0000049826-19-000113 · wf-form4_157299277990066.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,558 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 6,510 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 1, 2019. Read SEC document |
| August 02, 2019 Filed Aug 6, 2019 21:17 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 22 | $151.67 | $3,336.74 |
DisclosureSEC source: 0000049826-19-000096 · wf-form4_156512620882509.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,492 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 6,444 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 2, 2019. Read SEC document |
| May 03, 2019 Filed May 7, 2019 21:39 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 942 | $157.41 | $148,280.22 |
DisclosureSEC source: 0000049826-19-000071 · wf-form4_155726513818243.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,426 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and stock grant. F2 · balance_after: Includes 6,378 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 3, 2019. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantOption to Purchase Class A Common · Derivative | 10,983 | $0.00 Strike: $111.80 | $0.00 |
DisclosureSEC source: 0001225208-19-002927 · doc4.xml · derivative · entry 3 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,983 Underlying: Class A Common Stock · 10,983 shares Expires 2029-02-14 F3 · derivative.exercise_date: Securities vest at the rate of 20% annually beginning February 14, 2020. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 1,581.8037 | $111.80 | $176,845.65 |
DisclosureSEC source: 0001225208-19-002927 · doc4.xml · nonDerivative · entry 2 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,540.3903 F2 · balance_after: Includes 17.3405 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 14, 2019 Filed Feb 19, 2019 21:20 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantClass A Common Stock | 5,255.1617 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-002927 · doc4.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,122.194 F1 · kind: Shares acquired as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. F1 · price: Shares acquired as Management Incentive Awards under the United Parcel Service, Inc. Incentive Compensation Plan. F2 · balance_after: Includes 17.3405 shares in the Reporting Person's 401(k) account. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:42 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 25 | $134.43 | $3,360.75 |
DisclosureSEC source: 0000049826-19-000015 · wf-form4_154940296516915.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,424 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 5,376 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 1, 2019. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionRestricted Stock Units · Derivative | 8,424.6918 | $97.56 | $821,912.93 |
DisclosureSEC source: 0001225208-19-001291 · doc4.xml · derivative · entry 3 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,851 Underlying: Class A Common Stock · 8,424.6918 shares Expires 2021-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. These RSUs will convert into shares of UPS Class A common stock on a one for one basis. F3 · derivative.exercise_date: RSUs vest at the rate of one-third per year on each of the first three anniversaries following the grant date. F4 · balance_after: Includes dividend equivalent units attributed to the RSUs. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Tax withholdingClass A Common Stock | 2,575 | $97.56 | $251,217.00 |
DisclosureSEC source: 0001225208-19-001291 · doc4.xml · nonDerivative · entry 2 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,867.0323 F1 · balance_after: Includes 17.3405 shares in the Reporting Person's 401(k) account. Read SEC document |
| January 23, 2019 Filed Jan 25, 2019 22:10 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | Exercise / conversionClass A Common Stock | 8,424.6918 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-001291 · doc4.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,442.0323 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 17.3405 shares in the Reporting Person's 401(k) account. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 22:43 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 25 | $130.71 | $3,267.75 |
DisclosureSEC source: 0000049826-18-000116 · wf-form4_154154417680264.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,359 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 5,311 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 2, 208. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:06 UTC | UNITED PARCEL SERVICE INC UPS · Entity 2301 | GrantRestricted Stock Units · Derivative | 24,880 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-012487 · doc4.xml · derivative · entry 1 Warren Kevin M · CIK 0001495787 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,880 Underlying: Class A Common Stock · 24,880 shares Expires 2021-01-15 F1 · derivative.exercise_price: Represents Restricted Stock Units (RSUs) granted under the United Parcel Service, Inc. Incentive Compensation Plan. Each RSU represents the right to receive one share of Class A common stock. F2 · derivative.exercise_date: Securities vest at the rate of one-third annually beginning January 15, 2019. Read SEC document |
| August 03, 2018 Filed Aug 7, 2018 19:41 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 24 | $139.55 | $3,349.20 |
DisclosureSEC source: 0000049826-18-000099 · wf-form4_153367090305951.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,295 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 5,247 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 3, 208. Read SEC document |
| May 04, 2018 Filed May 8, 2018 20:27 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 1,019 | $145.47 | $148,233.93 |
DisclosureSEC source: 0000049826-18-000070 · wf-form4_152581126399423.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,265 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant. F2 · balance_after: Includes 5,217 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 4, 208. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:57 UTC | XEROX CORP XRX · Entity 12016 | GrantStock Options · Derivative | 41,163 | $0.00 Strike: $27.98 | $0.00 |
DisclosureSEC source: 0001127602-18-014332 · form4.xml · derivative · entry 2 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,163 Underlying: Common Stock · 41,163 shares Expires 2028-04-06 F2 · derivative.exercise_date: This award of stock options vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. Read SEC document |
| April 06, 2018 Filed Apr 10, 2018 20:57 UTC | XEROX CORP XRX · Entity 12016 | GrantRestricted Stock Units | 13,403 | $27.98 | $375,015.94 |
DisclosureSEC source: 0001127602-18-014332 · form4.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,457 F1 · shares: This award of restricted stock units vests in three installments of 25%, 25% and 50% on the first, second and third anniversaries of the date of grant, April 6, 2018. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 21:36 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 19 | $170.38 | $3,237.22 |
DisclosureSEC source: 0000049826-18-000013 · wf-form4_151795299909120.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,225 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 4,177 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 2, 208. Read SEC document |
| November 03, 2017 Filed Nov 7, 2017 21:01 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 21 | $157.30 | $3,303.30 |
DisclosureSEC source: 0000049826-17-000154 · wf-form4_151008850371643.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,187 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 4,139 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of November 3, 2017. Read SEC document |
| August 04, 2017 Filed Aug 8, 2017 20:17 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 23 | $142.88 | $3,286.24 |
DisclosureSEC source: 0000049826-17-000133 · wf-form4_150222343052308.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,144 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 4,096 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of August 4, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:02 UTC | XEROX CORP XRX · Entity 12016 | Exercise / conversionPerformance Shares · Derivative | 1,707 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-022827 · form4.xml · derivative · entry 4 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,599 Underlying: Common Stock · 1,707 shares Expires 1988-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Not applicable. F1 · shares: Performance Shares vested and converted to shares of Common Stock. F5 · derivative.exercise_date: Not applicable. F5 · derivative.expiration_date: Not applicable. F2 · balance_after: On June 14, 2017, Xerox Corporation effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:02 UTC | XEROX CORP XRX · Entity 12016 | GrantRestricted Stock Units | 21,755 | $28.73 | $625,021.15 |
DisclosureSEC source: 0001127602-17-022827 · form4.xml · nonDerivative · entry 3 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,054 F4 · shares: Incentive stock rights under 16b-3 plan payable in shares treated as restricted stock. These rights are subject to vesting requirements. F2 · balance_after: On June 14, 2017, Xerox Corporation effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:02 UTC | XEROX CORP XRX · Entity 12016 | Tax withholdingCommon Stock | 587 | $28.73 | $16,864.51 |
DisclosureSEC source: 0001127602-17-022827 · form4.xml · nonDerivative · entry 2 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,178 F3 · shares: Shares withheld to pay for taxes on the Performance Shares that have vested. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:02 UTC | XEROX CORP XRX · Entity 12016 | Exercise / conversionCommon Stock | 1,707 | $28.73 | $49,042.11 |
DisclosureSEC source: 0001127602-17-022827 · form4.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Performance Shares vested and converted to shares of Common Stock. F2 · balance_after: On June 14, 2017, Xerox Corporation effected a 1-for-4 reverse stock split of its Common Stock. The amount of securities reported in this Form 4 has been adjusted to reflect the reverse stock split. Read SEC document |
| May 05, 2017 Filed May 9, 2017 20:43 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 1,062 | $139.60 | $148,255.20 |
DisclosureSEC source: 0000049826-17-000107 · wf-form4_149436260428726.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,101 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees and annual stock grant. F2 · balance_after: Includes 4,055 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of May 5, 2017. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 19:52 UTC | XEROX CORP XRX · Entity 12016 | GrantPerformance Shares · Derivative | 53,860 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008554 · form4.xml · derivative · entry 3 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,229 Underlying: Common Stock · 53,860 shares Expires 1988-08-08 F1 · derivative.exercise_price: Not applicable. F4 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 19:52 UTC | XEROX CORP XRX · Entity 12016 | GrantPerformance Shares · Derivative | 24,538 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008554 · form4.xml · derivative · entry 2 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,369 Underlying: Common Stock · 24,538 shares Expires 1988-08-08 F1 · derivative.exercise_price: Not applicable. F3 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| February 23, 2017 Filed Feb 27, 2017 19:52 UTC | XEROX CORP XRX · Entity 12016 | GrantPerformance Shares · Derivative | 6,831 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008554 · form4.xml · derivative · entry 1 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,831 Underlying: Common Stock · 6,831 shares Expires 1988-08-08 F1 · derivative.exercise_price: Not applicable. F2 · shares: These performance shares were earned based on the achievement of specific performance criteria that are not tied to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective grant date. F1 · price: Not applicable. F1 · derivative.exercise_date: Not applicable. F1 · derivative.expiration_date: Not applicable. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 22:25 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 26 | $127.21 | $3,307.46 |
DisclosureSEC source: 0000049826-17-000014 · wf-form4_148650632015077.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,025 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 2,978 shares of deferred stock under the ITW Directors' Deferred Fee Plan as of February 3, 2017. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:08 UTC | XEROX CORP XRX · Entity 12016 | Exercise / conversionPerformance Shares · Derivative | 16,901 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001009 · form4.xml · derivative · entry 3 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,901 shares Expires 1988-08-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Not applicable. F1 · shares: These performance shares were earned based on achievement of specific annual performance criteria that are not tied solely to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective earned date. F3 · derivative.exercise_date: Not applicable. F3 · derivative.expiration_date: Not applicable. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:08 UTC | XEROX CORP XRX · Entity 12016 | Tax withholdingCommon Stock | 7,031 | $6.89 | $48,443.59 |
DisclosureSEC source: 0001127602-17-001009 · form4.xml · nonDerivative · entry 2 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,235 F2 · shares: Shares withheld to pay for taxes on the Performance Shares that have vested. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 20:08 UTC | XEROX CORP XRX · Entity 12016 | Exercise / conversionCommon Stock | 16,901 | $6.89 | $116,447.89 |
DisclosureSEC source: 0001127602-17-001009 · form4.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These performance shares were earned based on achievement of specific annual performance criteria that are not tied solely to the market price of Issuer securities. Performance shares, to the extent earned, are scheduled to vest three years from their respective earned date. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:02 UTC | ILLINOIS TOOL WORKS INC ITW · Entity 2959 | GrantCommon Stock | 29 | $114.02 | $3,306.58 |
DisclosureSEC source: 0000049826-16-000275 · wf-form4_147863890882907.xml · nonDerivative · entry 1 Warren Kevin M · CIK 0001495787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,984 F1 · kind: Shares of common stock acquired pursuant to the Illinois Tool Works Inc. 2015 Long Term Incentive Plan representing quarterly director fees. F2 · balance_after: Includes 2,936 shares of deferred stock under the ITW Director Deferred Fee Plan as of November 4, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.