Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HYDROFARM HOLDINGS GROUP, INC.HYFM · Entity 8322 | Chief Executive Officer | August 18, 2025 | August 20, 2025 |
| Utz Brands, Inc.UTZ · Entity 4492 | Director | April 23, 2026 | April 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HYDROFARM HOLDINGS GROUP, INC.
Report date August 18, 2025 · Filed August 20, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 56,683 |
Reported balance
After 2025-08-18 transaction · row 1
1 source rowRow 1 · 2025-08-18 · Tax withholding · Disposed 496 · Balance 56,683 F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 1,167 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.
Utz Brands, Inc.
Report date April 23, 2026 · Filed April 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 69,080 |
Reported balance
After 2026-04-23 transaction · row 1
1 source rowRow 1 · 2026-04-23 · Grant · Acquired 16,927 · Balance 69,080 F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (as amended, the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.
F2: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on April 23, 2027, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
CALAVO GROWERS INC
Report date May 28, 2026 · Filed May 29, 2026
Section 16 reporting ended · disclosed 2026-05-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Disposition to issuer · Disposed 24,556 · Balance 0 F1: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2026, by and among Calavo Growers, Inc. ("Calavo") Mission Produce, Inc. ("Mission Produce"), Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo ("Calavo Common Stock") was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-28 · Disposition to issuer · Disposed 2,200 · Balance 0 F2: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69. F3: The restricted stock units fully vested on April 23, 2025, and the reporting person's receipt of 2,200 shares of common stock was deferred pursuant to the restricted stock unit award agreement between the reporting person and Calavo. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.84 | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-05-28 · Disposition to issuer · Disposed 10,000 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding. F5: Subject to footnote (4), the stock option vests in equal increments on each anniversary date of the grant on June 3, 2024 over a five-year period, and each increment is exercisable for five years from its vesting date. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $20.33 · Expires 2035-12-07 | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-28 · Disposition to issuer · Disposed 100,000 · Balance 0 F4: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding. F6: Subject to footnote (4), 25% of the shares underlying the stock option are fully vested as of December 8, 2025, and the remainder of the shares underlying the stock option vest in three equal annual installments over the subsequent three years subject to the Reporting Person's continuous service with Calavo as of each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 14, 2026, by and among Calavo Growers, Inc. ("Calavo") Mission Produce, Inc. ("Mission Produce"), Cantaloupe Merger Sub I, Inc. and Cantaloupe Merger Sub II, LLC. Pursuant to the Merger Agreement, at the First Effective Time (as defined in the Merger Agreement), each share of common stock, par value $0.001 per share, of Calavo ("Calavo Common Stock") was converted into the right to receive (i) 0.9790 shares of common stock, par value $0.001 per share, of Mission Produce and cash in lieu of fractional shares and (ii) $14.85 in cash, without interest.
F2: Pursuant to the Merger Agreement, each restricted stock unit constituting a Deferred RSU (as defined in the Merger Agreement), was cancelled at the First Effective Time and converted into a right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying the Deferred RSU, by (b) the merger consideration value of $27.69.
F3: The restricted stock units fully vested on April 23, 2025, and the reporting person's receipt of 2,200 shares of common stock was deferred pursuant to the restricted stock unit award agreement between the reporting person and Calavo.
F4: Pursuant to the Merger Agreement, each outstanding and unexercised stock option, whether or not vested or exercisable, was cancelled at the at the First Effective Time and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (a) the number of shares of Calavo Common Stock underlying such stock option, by (b) the excess, if any, of the merger consideration value of $27.69 over the exercise price per share of Calavo Common Stock applicable to the stock option, less any applicable tax withholding.
F5: Subject to footnote (4), the stock option vests in equal increments on each anniversary date of the grant on June 3, 2024 over a five-year period, and each increment is exercisable for five years from its vesting date.
F6: Subject to footnote (4), 25% of the shares underlying the stock option are fully vested as of December 8, 2025, and the remainder of the shares underlying the stock option vest in three equal annual installments over the subsequent three years subject to the Reporting Person's continuous service with Calavo as of each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2023 Filed Jan 17, 2023 21:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,748 | $1.69 | $4,644.12 |
DisclosureSEC source: 0001104659-23-004234 · tm233620-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,684 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| January 17, 2023 Filed Mar 28, 2023 21:45 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 2,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-23-037804 · tm2310798-2_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 359,265 F1 · shares: On March 23, 2022, Mr. Lindeman was granted a target of 8,677 performance stock units ("PSUs") under the Issuer's 2020 Equity Incentive Plan. Each PSU represents the right, upon achievement of certain specified performance-based vesting criteria, to receive one share of the Issuer's common stock. On January 17, 2023, the Compensation Committee of the Board of Directors determined that 25% of the performance-based conditions were met resulting in 2,170 PSUs earned by Mr. Lindeman. This transaction is late due to an inadvertent administrative error and not any error of Mr. Lindeman. Read SEC document |
| December 19, 2022 Filed Dec 19, 2022 22:31 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,564 | $1.84 | $6,557.76 |
DisclosureSEC source: 0001104659-22-128335 · tm2233086-1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,432 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| November 17, 2022 Filed Nov 18, 2022 21:13 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,559 | $2.66 | $9,466.94 |
DisclosureSEC source: 0001104659-22-120295 · tm2230999-1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,996 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| October 17, 2022 Filed Oct 17, 2022 20:18 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,559 | $2.31 | $8,221.29 |
DisclosureSEC source: 0001104659-22-109335 · tm2226413-2_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,555 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| September 19, 2022 Filed Sep 20, 2022 20:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,979 | $2.74 | $8,162.46 |
DisclosureSEC source: 0001104659-22-101551 · tm2225113-2_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 377,114 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 20:55 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 35,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-092593 · tm2224117d1_4seq1.xml · nonDerivative · entry 2 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,093 F2 · shares: On August 17, 2022, Mr. Lindeman was granted 35,000 RSUs under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on August 17, 2023. Read SEC document |
| August 17, 2022 Filed Aug 18, 2022 20:55 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,303 | $4.64 | $10,685.92 |
DisclosureSEC source: 0001104659-22-092593 · tm2224117d1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,093 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units ("RSUs"), which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| July 18, 2022 Filed Jul 20, 2022 20:03 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,303 | $3.22 | $7,415.66 |
DisclosureSEC source: 0001104659-22-081144 · tm2221430-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,396 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| June 21, 2022 Filed Jun 22, 2022 20:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,303 | $3.98 | $9,165.94 |
DisclosureSEC source: 0001104659-22-073475 · tm2219116d1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 349,699 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 17, 2022 Filed May 17, 2022 22:12 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,303 | $7.51 | $17,295.53 |
DisclosureSEC source: 0001104659-22-062143 · tm2215890-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,002 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 05, 2022 Filed May 9, 2022 20:09 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 8,369 | $14.47 | $121,099.43 |
DisclosureSEC source: 0001739566-22-000131 · wf-form4_165212696330262.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,044 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2023, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| April 18, 2022 Filed Apr 25, 2022 20:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,303 | $12.31 | $28,349.93 |
DisclosureSEC source: 0001104659-22-049605 · tm2213472-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,305 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 25, 2022 Filed Mar 28, 2022 20:24 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,456 | $15.74 | $54,397.44 |
DisclosureSEC source: 0001104659-22-038790 · tm2210638-2_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 356,608 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 12,574 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 23, 2022 Filed Mar 24, 2022 23:54 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 37,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-037645 · tm2210402-2_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,064 F1 · shares: On March 23, 2022 (the "Grant Date"), Mr. Lindeman was granted 37,723 restricted stock units ("RSUs") under the Issuer's 2020 Employee, Director and Consultant Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on the Grant Date. Read SEC document |
| March 17, 2022 Filed Mar 18, 2022 21:27 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,308 | $14.87 | $34,319.96 |
DisclosureSEC source: 0001104659-22-035698 · tm229803-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,341 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| February 25, 2022 Filed Mar 1, 2022 23:53 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | GrantCommon Stock, $0.0001 par value per share | 10,000 | $20.40 | $204,000.00 |
DisclosureSEC source: 0001104659-22-028852 · tm228071-1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 324,649 F1 · shares: On February 25, 2022, Mr. Lindeman was granted 10,000 restricted stock units ("RSUs") under the Issuer's 2020 Equity Incentive Plan. The RSUs vest in three equal annual installments beginning on February 25, 2023. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 22:00 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,308 | $20.77 | $47,937.16 |
DisclosureSEC source: 0001104659-22-025222 · tm227161-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,649 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| January 19, 2022 Filed Jan 20, 2022 23:45 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 2,581 | $22.92 | $59,156.52 |
DisclosureSEC source: 0001104659-22-006093 · tm224047d1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 316,957 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 22:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,559 | $25.38 | $90,327.42 |
DisclosureSEC source: 0001104659-21-152239 · tm2135909-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,538 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: On November 18, 2021, the reporting person filed a Form 4 that inadvertently reported that 3,559 shares of common stock were withheld to satisfy a tax withholding obligation. In fact, on November 17, 2021, 3,565 shares of common stock were withheld to satisfy a tax withholding obligation and the reporting person had directly owned 323,097 shares of common stock. Read SEC document |
| November 17, 2021 Filed Nov 18, 2021 22:24 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,559 | $43.07 | $153,286.13 |
DisclosureSEC source: 0001104659-21-141286 · tm2133452-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,103 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| October 18, 2021 Filed Oct 19, 2021 21:00 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,559 | $35.63 | $126,807.17 |
DisclosureSEC source: 0001104659-21-127619 · tm2130565d1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 326,662 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| September 20, 2021 Filed Sep 21, 2021 21:22 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 3,565 | $46.36 | $165,273.40 |
DisclosureSEC source: 0001104659-21-117965 · tm2128155-2_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,221 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 20:12 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 4,154 | $41.58 | $172,723.32 |
DisclosureSEC source: 0001104659-21-107019 · tm2125344-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,786 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| July 19, 2021 Filed Jul 19, 2021 22:43 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 4,154 | $48.11 | $199,848.94 |
DisclosureSEC source: 0001104659-21-093592 · tm2122580-1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,940 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 20:01 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 4,154 | $57.02 | $236,861.08 |
DisclosureSEC source: 0001104659-21-083462 · tm2120288d1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,094 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| May 16, 2021 Filed May 17, 2021 20:43 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 4,154 | $55.93 | $232,333.22 |
DisclosureSEC source: 0001104659-21-068188 · tm2116754-1_4seq1.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 346,248 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,378 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| May 05, 2021 Filed May 7, 2021 22:00 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 4,392 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-21-000067 · wf-form4_162042479256960.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,675 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 5, 2022, subject to the reporting person's continuous service to the Company through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 00:31 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 4,155 | $60.09 | $249,673.95 |
DisclosureSEC source: 0001104659-21-052101 · tm2113376-1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,402 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 8,379 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 12:35 UTC | HYDROFARM HOLDINGS GROUP, INC. HYFM · Entity 8322 | Tax withholdingCommon Stock, $0.0001 par value per share | 47,595 | $66.61 | $3,170,302.95 |
DisclosureSEC source: 0001104659-21-040049 · tm2110591d1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,557 F1 · shares: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 100,537 stock-settled restricted stock units, which may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number. F2 · price: The reported price in Column 4 is a weighted average sale price. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 00:09 UTC | Utz Brands, Inc. UTZ · Entity 4492 | GrantClass A Common Stock | 5,703 | $0.00 | $0.00 |
DisclosureSEC source: 0001739566-20-000037 · wf-form4_160444854029502.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,283 F1 · shares: The shares of Issuer's Class A Common Stock are subject to a restricted stock unit award under the Utz Brands, Inc. 2020 Omnibus Equity Incentive Plan (the "Plan"). Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. F2 · shares: The restricted stock units vest under the following schedule: subject to the terms of the restricted stock unit award agreement, 100% of the shares subject to the restricted stock units vest on May 6, 2021, subject to the reporting person's continuous employment through such dates and subject to certain conditions detailed in the Plan. Read SEC document |
| September 10, 2020 Filed Sep 14, 2020 20:33 UTC | Utz Brands, Inc. UTZ · Entity 4492 | PurchaseClass A Common Stock | 5,580 | $17.92 | $99,993.60 |
DisclosureSEC source: 0001104659-20-104840 · tm2030784-1_4.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,580 Read SEC document |
| January 08, 2020 Filed Jan 11, 2020 02:06 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | SaleCommon Stock | 2,500 | $85.25 | $213,125.00 |
DisclosureSEC source: 0001250853-20-000015 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,800 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.25 to $85.27, inclusive. The reporting person undertakes to provide to Calavo Growers, Inc., any security holder of Calavo Growers, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| December 19, 2019 Filed Jan 17, 2020 23:38 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 725 | $91.46 | $66,308.50 |
DisclosureSEC source: 0001250853-20-000021 · primary_doc.xml · nonDerivative · entry 3 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,391 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the reporting person. Read SEC document |
| December 18, 2019 Filed Dec 21, 2019 01:27 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | GrantCommon Stock | 4,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-19-000112 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,300 Read SEC document |
| December 18, 2019 Filed Jan 17, 2020 23:38 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 449 | $87.63 | $39,345.87 |
DisclosureSEC source: 0001250853-20-000021 · primary_doc.xml · nonDerivative · entry 2 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,116 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the reporting person. Read SEC document |
| December 14, 2019 Filed Jan 17, 2020 23:38 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 235 | $86.92 | $20,426.20 |
DisclosureSEC source: 0001250853-20-000021 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,565 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the reporting person. Read SEC document |
| June 20, 2019 Filed Jun 22, 2019 01:58 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | SaleCommon Stock | 3,000 | $97.90 | $293,700.00 |
DisclosureSEC source: 0001250853-19-000078 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,449 Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 02:12 UTC Amendment | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 663 | $81.49 | $54,027.87 |
DisclosureSEC source: 0001250853-18-000162 · primary_doc.xml · nonDerivative · entry 2 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,449 F2 · shares: On December 21, 2018, the reporting person filed a Form 4 mistakenly reporting that the 663 shares being surrendered to satisfy a tax withholding obligation had been acquired, rather than disposed of. This amended Form 4 correctly reports that the 663 shares being surrendered to satisfy a tax withholding obligation were disposed of, not acquired. Read SEC document |
| December 19, 2018 Filed Dec 22, 2018 01:25 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 663 | $81.49 | $54,027.87 |
DisclosureSEC source: 0001250853-18-000157 · primary_doc.xml · nonDerivative · entry 3 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,449 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the reporting person. Read SEC document |
| December 18, 2018 Filed Dec 22, 2018 02:12 UTC Amendment | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 418 | $84.73 | $35,417.14 |
DisclosureSEC source: 0001250853-18-000162 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,112 F1 · shares: On December 21, 2018, the reporting person filed a Form 4 mistakenly reporting that the 418 shares being surrendered to satisfy a tax withholding obligation had been acquired, rather than disposed of. This amended Form 4 correctly reports that the 418 shares being surrendered to satisfy a tax withholding obligation were disposed of, not acquired. Read SEC document |
| December 18, 2018 Filed Dec 22, 2018 01:25 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 418 | $84.73 | $35,417.14 |
DisclosureSEC source: 0001250853-18-000157 · primary_doc.xml · nonDerivative · entry 2 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,112 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the reporting person. Read SEC document |
| December 14, 2018 Filed Dec 22, 2018 01:25 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | GrantCommon Stock | 1,981 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-18-000157 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,530 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 23:58 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 632 | $94.75 | $59,882.00 |
DisclosureSEC source: 0001250853-18-000116 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,549 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the Reporting Person. Read SEC document |
| December 19, 2017 Filed Dec 20, 2017 22:59 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | Tax withholdingCommon Stock | 721 | $77.40 | $55,805.40 |
DisclosureSEC source: 0001250853-17-000103 · primary_doc.xml · nonDerivative · entry 2 Lindeman Bruce John · CIK 0001649692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,181 F1 · shares: These shares are being surrendered to satisfy a tax withholding obligation of the reporting person. Read SEC document |
| December 18, 2017 Filed Dec 20, 2017 22:59 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | GrantCommon Stock | 3,624 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-17-000103 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,902 Read SEC document |
| December 19, 2016 Filed Dec 21, 2016 19:15 UTC | CALAVO GROWERS INC CVGW · Entity 43584 | GrantCommon Stock | 5,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001250853-16-000190 · primary_doc.xml · nonDerivative · entry 1 Lindeman Bruce John · CIK 0001649692 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,278 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.