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Sigal Charles Elliott

Disclosed activity across 4 companies

Tapewire entity
43528
SEC CIK
0001661908

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALNYLAM PHARMACEUTICALS, INC.ALNY · Entity 3132DirectorMay 20, 2026May 22, 2026
Adaptimmune Therapeutics PLCADAP · Entity 9824DirectorJuly 03, 2023July 03, 2023
Vir Biotechnology, Inc.VIR · Entity 4522DirectorMay 27, 2026May 28, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALNYLAM PHARMACEUTICALS, INC.

Report date May 20, 2026 · Filed May 22, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,446 Reported balance After 2026-05-20 transaction · row 1
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 671 · Balance 1,446

F1: These shares are represented by restricted stock units (RSUs) granted under the Second Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $298.48 · Expires 2036-05-20Direct1,441 Reported balance After 2026-05-20 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-20 · Grant · Acquired 1,441 · Balance 1,441

F3: The stock option will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Common StockSEC Table I · non-derivativeIndirectby Trust2,000 Reported balance Holding disclosure · report date 2026-05-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,000

F2: Shares held by Sigal Family Investments, LLC, of which the reporting person is Managing Member.

Filing footnotes · ownership attribution and instrument terms

F1: These shares are represented by restricted stock units (RSUs) granted under the Second Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

F2: Shares held by Sigal Family Investments, LLC, of which the reporting person is Managing Member.

F3: The stock option will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Adaptimmune Therapeutics PLC

Report date July 03, 2023 · Filed July 03, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to purchase Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.16 · Expires 2033-07-03Direct933,317 Reported balance After 2023-07-03 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-07-03 · Grant · Acquired 933,317 · Balance 933,317

F1: The exercise price was converted from GBP0.12 based on an exchange rate of $U.S. 1.270841 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Filing footnotes · ownership attribution and instrument terms

F1: The exercise price was converted from GBP0.12 based on an exchange rate of $U.S. 1.270841 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Vir Biotechnology, Inc.

Report date May 27, 2026 · Filed May 28, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect39,806 Reported balance After 2026-05-27 transaction · row 1
1 source row

Row 1 · 2026-05-27 · Grant · Acquired 8,000 · Balance 39,806

F1: Acquisition of restricted stock units (RSUs) pursuant to the Issuer's Equity Incentive Plan.

F2: The RSUs will vest in full on May 27, 2027.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.10 · Expires 2036-05-26Direct16,000 Reported balance After 2026-05-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2026-05-27 · Grant · Acquired 16,000 · Balance 16,000

F4: The shares subject to the stock option will vest and become exercisable in full on May 27, 2027.

Common StockSEC Table I · non-derivativeIndirectBy Sigal Family Investments, LLC10,000 Reported balance Holding disclosure · report date 2026-05-27 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 10,000

F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Acquisition of restricted stock units (RSUs) pursuant to the Issuer's Equity Incentive Plan.

F2: The RSUs will vest in full on May 27, 2027.

F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

F4: The shares subject to the stock option will vest and become exercisable in full on May 27, 2027.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Surface Oncology, Inc.

Report date September 08, 2023 · Filed September 08, 2023

Section 16 reporting ended · disclosed 2023-09-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectSee Footnote0 Reported balance After 2023-09-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2023-09-08 · Disposition to issuer · Disposed 45,453 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of June 15, 2023 (the "Merger Agreement"), by and among the Issuer, Coherus BioSciences, Inc. ("Coherus"), Crimson Merger Sub I, Inc., a direct, wholly owned subsidiary of Coherus ("Merger Sub I"), and Crimson Merger Sub II, LLC, a direct, wholly owned subsidiary of Coherus ("Merger Sub II"), pursuant to which Merger Sub I merged with and into the Issuer effective as of September 8, 2023 (the "Effective Time"), with Surface surviving such merger as a direct, wholly owned subsidiary of Coherus (the "First Merger"), and, as part of the same overall transaction, promptly after the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II surviving such merger.

F2: At the Effective Time, each issued and outstanding share of common stock of the Issuer was cancelled and converted into the right to receive (i) 0.1960 (the "Exchange Ratio") shares of common stock of Coherus and (ii) one contingent value right (each, a "CVR") representing a contractual right to receive contingent future conditional payments pursuant to the terms of a Contingent Value Rights Agreement by and between Coherus and Computershare Inc.

F3: The shares are held by Sigal Family Investments, LLC. The Reporting Person may be deemed to have voting and dispositive power with respect to the shares held by Sigal Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.35Direct0 Reported balance After 2023-09-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2023-09-08 · Disposition to issuer · Disposed 113,636 · Balance 0

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of June 15, 2023 (the "Merger Agreement"), by and among the Issuer, Coherus BioSciences, Inc. ("Coherus"), Crimson Merger Sub I, Inc., a direct, wholly owned subsidiary of Coherus ("Merger Sub I"), and Crimson Merger Sub II, LLC, a direct, wholly owned subsidiary of Coherus ("Merger Sub II"), pursuant to which Merger Sub I merged with and into the Issuer effective as of September 8, 2023 (the "Effective Time"), with Surface surviving such merger as a direct, wholly owned subsidiary of Coherus (the "First Merger"), and, as part of the same overall transaction, promptly after the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II surviving such merger.

F4: At the Effective Time, each option to purchase shares of the Issuer's Common Stock that was outstanding immediately prior to the Effective Time that had an exercise price per share equal to or less than $1.0354 (any such option, an "In-the-Money Option") was cancelled and converted into the right to receive (i) 0.1960 shares of common stock of Coherus and (ii) a number of CVRs equal to the number of shares of Surface common stock underlying such In-the-Money Option.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of June 15, 2023 (the "Merger Agreement"), by and among the Issuer, Coherus BioSciences, Inc. ("Coherus"), Crimson Merger Sub I, Inc., a direct, wholly owned subsidiary of Coherus ("Merger Sub I"), and Crimson Merger Sub II, LLC, a direct, wholly owned subsidiary of Coherus ("Merger Sub II"), pursuant to which Merger Sub I merged with and into the Issuer effective as of September 8, 2023 (the "Effective Time"), with Surface surviving such merger as a direct, wholly owned subsidiary of Coherus (the "First Merger"), and, as part of the same overall transaction, promptly after the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II surviving such merger.

F2: At the Effective Time, each issued and outstanding share of common stock of the Issuer was cancelled and converted into the right to receive (i) 0.1960 (the "Exchange Ratio") shares of common stock of Coherus and (ii) one contingent value right (each, a "CVR") representing a contractual right to receive contingent future conditional payments pursuant to the terms of a Contingent Value Rights Agreement by and between Coherus and Computershare Inc.

F3: The shares are held by Sigal Family Investments, LLC. The Reporting Person may be deemed to have voting and dispositive power with respect to the shares held by Sigal Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F4: At the Effective Time, each option to purchase shares of the Issuer's Common Stock that was outstanding immediately prior to the Effective Time that had an exercise price per share equal to or less than $1.0354 (any such option, an "In-the-Money Option") was cancelled and converted into the right to receive (i) 0.1960 shares of common stock of Coherus and (ii) a number of CVRs equal to the number of shares of Surface common stock underlying such In-the-Money Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 27, 2026 Filed May 28, 2026 23:25 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $9.10 $0.00
Disclosure

SEC source: 0001628280-26-038966 · wk-form4_1780010743.xml · derivative · entry 3

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2036-05-26

F4 · shares: The shares subject to the stock option will vest and become exercisable in full on May 27, 2027.

Read SEC document
May 27, 2026 Filed May 28, 2026 23:25 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-038966 · wk-form4_1780010743.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,806

F1 · kind: Acquisition of restricted stock units (RSUs) pursuant to the Issuer's Equity Incentive Plan.

F2 · shares: The RSUs will vest in full on May 27, 2027.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:20 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (Right to Buy) · Derivative 1,441 $0.00 Strike: $298.48 $0.00
Disclosure

SEC source: 0001178670-26-000042 · form4.xml · derivative · entry 3

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,441

Underlying: Common Stock · 1,441 shares

Expires 2036-05-20

F3 · derivative.exercise_date: The stock option will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
May 20, 2026 Filed May 22, 2026 20:20 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantCommon Stock 671 $0.00 $0.00
Disclosure

SEC source: 0001178670-26-000042 · form4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,446

F1 · shares: These shares are represented by restricted stock units (RSUs) granted under the Second Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 23:31 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $4.94 $0.00
Disclosure

SEC source: 0001628280-25-028902 · wk-form4_1748907056.xml · derivative · entry 3

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2035-05-29

F4 · shares: The shares subject to the stock option will vest and become exercisable in full on May 30, 2026.

Read SEC document
May 30, 2025 Filed Jun 2, 2025 23:31 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-028902 · wk-form4_1748907056.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,806

F1 · kind: Acquisition of restricted stock units (RSUs) pursuant to the Issuer's Equity Incentive Plan.

F2 · shares: The RSUs will vest in full on May 30, 2026.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:04 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 1,558 $0.00 Strike: $258.35 $0.00
Disclosure

SEC source: 0001735276-25-000060 · edgardoc.xml · derivative · entry 3

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,558

Underlying: Common Stock · 1,558 shares

Expires 2035-05-08

F3 · derivative.exercise_date: The stock option vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
May 08, 2025 Filed May 12, 2025 20:04 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantCommon Stock 775 $0.00 $0.00
Disclosure

SEC source: 0001735276-25-000060 · edgardoc.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 775

F1 · shares: These shares are represented by restricted stock units (RSUs) granted under the Amended and Restated 2018 Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. The RSUs will vest in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:18 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 16,000 $0.00 Strike: $10.39 $0.00
Disclosure

SEC source: 0001628280-24-026221 · wk-form4_1717431521.xml · derivative · entry 3

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 16,000 shares

Expires 2034-05-29

Read SEC document
May 30, 2024 Filed Jun 3, 2024 16:18 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-026221 · wk-form4_1717431521.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,806

Read SEC document
May 16, 2024 Filed May 20, 2024 20:08 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 5,228 $0.00 Strike: $151.22 $0.00
Disclosure

SEC source: 0001735276-24-000052 · edgardoc.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,228

Underlying: Common Stock · 5,228 shares

Expires 2034-05-16

F1 · derivative.exercise_date: This award vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 16:00 UTC Surface Oncology, Inc. SURF · Entity 109857 Disposition to issuerStock Option (Right to Buy) · Derivative 113,636 $0.00 Strike: $0.35 $0.00
Disclosure

SEC source: 0001209191-23-048762 · doc4.xml · derivative · entry 2

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,636 shares

Expires not disclosed

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of June 15, 2023 (the "Merger Agreement"), by and among the Issuer, Coherus BioSciences, Inc. ("Coherus"), Crimson Merger Sub I, Inc., a direct, wholly owned subsidiary of Coherus ("Merger Sub I"), and Crimson Merger Sub II, LLC, a direct, wholly owned subsidiary of Coherus ("Merger Sub II"), pursuant to which Merger Sub I merged with and into the Issuer effective as of September 8, 2023 (the "Effective Time"), with Surface surviving such merger as a direct, wholly owned subsidiary of Coherus (the "First Merger"), and, as part of the same overall transaction, promptly after the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II surviving such merger.

F4 · derivative.exercise_date: At the Effective Time, each option to purchase shares of the Issuer's Common Stock that was outstanding immediately prior to the Effective Time that had an exercise price per share equal to or less than $1.0354 (any such option, an "In-the-Money Option") was cancelled and converted into the right to receive (i) 0.1960 shares of common stock of Coherus and (ii) a number of CVRs equal to the number of shares of Surface common stock underlying such In-the-Money Option.

F4 · derivative.expiration_date: At the Effective Time, each option to purchase shares of the Issuer's Common Stock that was outstanding immediately prior to the Effective Time that had an exercise price per share equal to or less than $1.0354 (any such option, an "In-the-Money Option") was cancelled and converted into the right to receive (i) 0.1960 shares of common stock of Coherus and (ii) a number of CVRs equal to the number of shares of Surface common stock underlying such In-the-Money Option.

Read SEC document
September 08, 2023 Filed Sep 8, 2023 16:00 UTC Surface Oncology, Inc. SURF · Entity 109857 Disposition to issuerCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-048762 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: This Form 4 reports securities disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of June 15, 2023 (the "Merger Agreement"), by and among the Issuer, Coherus BioSciences, Inc. ("Coherus"), Crimson Merger Sub I, Inc., a direct, wholly owned subsidiary of Coherus ("Merger Sub I"), and Crimson Merger Sub II, LLC, a direct, wholly owned subsidiary of Coherus ("Merger Sub II"), pursuant to which Merger Sub I merged with and into the Issuer effective as of September 8, 2023 (the "Effective Time"), with Surface surviving such merger as a direct, wholly owned subsidiary of Coherus (the "First Merger"), and, as part of the same overall transaction, promptly after the First Merger, the surviving corporation of the First Merger merged with and into Merger Sub II, with Merger Sub II surviving such merger.

F2 · price: At the Effective Time, each issued and outstanding share of common stock of the Issuer was cancelled and converted into the right to receive (i) 0.1960 (the "Exchange Ratio") shares of common stock of Coherus and (ii) one contingent value right (each, a "CVR") representing a contractual right to receive contingent future conditional payments pursuant to the terms of a Contingent Value Rights Agreement by and between Coherus and Computershare Inc.

F3 · ownership.nature: The shares are held by Sigal Family Investments, LLC. The Reporting Person may be deemed to have voting and dispositive power with respect to the shares held by Sigal Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

Read SEC document
July 03, 2023 Filed Jul 3, 2023 21:02 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 933,317 $0.00 Strike: $0.16 $0.00
Disclosure

SEC source: 0001104659-23-077668 · tm2320409-4_4seq1.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 933,317

Underlying: Ordinary Shares · 933,317 shares

Expires 2033-07-03

F1 · derivative.exercise_price: The exercise price was converted from GBP0.12 based on an exchange rate of $U.S. 1.270841 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Read SEC document
May 22, 2023 Filed May 24, 2023 18:33 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 12,054 $0.00 Strike: $25.74 $0.00
Disclosure

SEC source: 0001209191-23-031840 · doc4.xml · derivative · entry 3

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,054

Underlying: Common Stock · 12,054 shares

Expires 2033-05-21

Read SEC document
May 22, 2023 Filed May 24, 2023 18:33 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantCommon Stock 6,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031840 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,806

Read SEC document
May 18, 2023 Filed May 19, 2023 20:06 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 3,454 $0.00 Strike: $189.87 $0.00
Disclosure

SEC source: 0001735276-23-000067 · edgardoc.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,454

Underlying: Common Stock · 3,454 shares

Expires 2033-05-18

F1 · derivative.exercise_date: This award vests in full upon the earlier of the first anniversary of the grant date and the date of any earlier retirement or resignation of the Reporting Person, provided such date of retirement or resignation occurs no more than 90 days prior to the first anniversary of the grant date.

Read SEC document
March 01, 2023 Filed Mar 2, 2023 21:27 UTC Vir Biotechnology, Inc. VIR · Entity 4522 PurchaseCommon Stock 2,500 $22.73 $56,815.50
Disclosure

SEC source: 0001209191-23-014673 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sigal Family Investments, LLC

Disclosed balance after: 10,000

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sigal Family Investments, LLC on October 21, 2022, of which the reporting person is the manager.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.595 to $22.94, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
January 05, 2023 Filed Jan 9, 2023 16:51 UTC Vir Biotechnology, Inc. VIR · Entity 4522 PurchaseCommon Stock 2,500 $24.96 $62,395.50
Disclosure

SEC source: 0001209191-23-002507 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sigal Family Investments, LLC

Disclosed balance after: 7,500

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sigal Family Investments, LLC on October 21, 2022, of which the reporting person is the manager.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.81 to $25.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
January 04, 2023 Filed Jan 5, 2023 22:00 UTC Vir Biotechnology, Inc. VIR · Entity 4522 PurchaseCommon Stock 2,500 $25.25 $63,136.25
Disclosure

SEC source: 0001209191-23-001932 · doc4.xml · nonDerivative · entry 2

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sigal Family Investments, LLC

Disclosed balance after: 5,000

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sigal Family Investments, LLC on October 21, 2022, of which the reporting person is the manager.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.08 to $25.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
January 03, 2023 Filed Jan 5, 2023 22:00 UTC Vir Biotechnology, Inc. VIR · Entity 4522 PurchaseCommon Stock 2,500 $25.60 $63,992.50
Disclosure

SEC source: 0001209191-23-001932 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Sigal Family Investments, LLC

Disclosed balance after: 2,500

F1 · kind: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sigal Family Investments, LLC on October 21, 2022, of which the reporting person is the manager.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.41 to $25.81, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

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August 22, 2022 Filed Aug 24, 2022 20:08 UTC ALNYLAM PHARMACEUTICALS, INC. ALNY · Entity 3132 GrantStock Option (right to buy) · Derivative 4,456 $0.00 Strike: $217.91 $0.00
Disclosure

SEC source: 0001735276-22-000074 · edgardoc.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,456

Underlying: Common Stock · 4,456 shares

Expires 2032-08-22

F1 · derivative.exercise_date: The stock option will vest as to one third of the shares on each of the first, second and third anniversaries of the date of grant.

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July 01, 2022 Filed Jul 1, 2022 21:01 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 737,050 $0.00 Strike: $0.28 $0.00
Disclosure

SEC source: 0001104659-22-076896 · tm2220260-3_4seq1.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,050

Underlying: Ordinary Shares · 737,050 shares

Expires 2032-07-02

F1 · derivative.exercise_price: The exercise price was converted from GBP0.23 based on an exchange rate of $U.S. 1.216007 to GBP1.00. The actual exercise price will be the pounds sterling amount.

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June 08, 2022 Filed Jun 10, 2022 20:00 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 24,000 $0.00 Strike: $2.01 $0.00
Disclosure

SEC source: 0001209191-22-036151 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,000

Underlying: Common Stock · 24,000 shares

Expires 2032-06-08

F1 · derivative.exercise_date: The Options shall vest in twelve equal monthly installments following the date of grant or, if earlier, upon the date of the next Annual Meeting; provided, however, that all vesting shall cease if the director resigns from the Board of Directors or otherwise ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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May 23, 2022 Filed May 25, 2022 22:09 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 12,810 $0.00 Strike: $24.14 $0.00
Disclosure

SEC source: 0001209191-22-031959 · doc4.xml · derivative · entry 2

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,810

Underlying: Common Stock · 12,810 shares

Expires 2032-05-22

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May 23, 2022 Filed May 25, 2022 22:09 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantCommon Stock 6,405 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-031959 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,779

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July 01, 2021 Filed Jul 2, 2021 21:01 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 474,385 $0.00 Strike: $0.71 $0.00
Disclosure

SEC source: 0001104659-21-088967 · tm2121284-3_4seq1.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,385

Underlying: Ordinary Shares · 474,385 shares

Expires 2031-07-02

F1 · derivative.exercise_price: The exercise price was converted from GBP0.51 based on an exchange rate of $U.S. 1.3807 to GBP1.00. The actual exercise price will be the pounds sterling amount.

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June 08, 2021 Filed Jun 10, 2021 16:30 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 17,700 $0.00 Strike: $7.69 $0.00
Disclosure

SEC source: 0001209191-21-039464 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,700

Underlying: Common Stock · 17,700 shares

Expires 2031-06-08

F1 · derivative.exercise_date: The Options shall vest in full upon the earlier to occur of the first anniversary of the date of grant or the date of the next Annual Meeting; provided, however, that all vesting shall cease if the director resigns from the Board of Directors or otherwise ceases to serve as a director, unless the Board of Directors determines that the circumstances warrant continuation of vesting.

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May 21, 2021 Filed May 25, 2021 20:48 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 6,748 $0.00 Strike: $45.28 $0.00
Disclosure

SEC source: 0001209191-21-035717 · doc4.xml · derivative · entry 2

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,748

Underlying: Common Stock · 6,748 shares

Expires 2031-05-20

Read SEC document
May 21, 2021 Filed May 25, 2021 20:48 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantCommon Stock 3,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-035717 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,374

Read SEC document
July 10, 2020 Filed Jul 15, 2020 00:22 UTC Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 57,777 $0.00 Strike: $48.71 $0.00
Disclosure

SEC source: 0001209191-20-042454 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,777

Underlying: Common Stock · 57,777 shares

Expires 2030-07-10

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on July 10, 2021, and the remaining shares vest in 24 equal monthly installments thereafter.

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July 10, 2020 Filed Oct 13, 2020 23:16 UTC Amendment Vir Biotechnology, Inc. VIR · Entity 4522 GrantStock Option (Right to Buy) · Derivative 28,394 $0.00 Strike: $48.71 $0.00
Disclosure

SEC source: 0001209191-20-054743 · doc4a.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,394

Underlying: Common Stock · 28,394 shares

Expires 2030-07-09

F1 · derivative.exercise_date: 1/3 of the shares subject to the stock option vest and become exercisable on July 10, 2021, and the remaining shares vest in 24 equal monthly installments thereafter.

Read SEC document
July 01, 2020 Filed Jul 1, 2020 21:07 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 184,258 $0.00 Strike: $1.67 $0.00
Disclosure

SEC source: 0001104659-20-079786 · a4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,258

Underlying: Ordinary Shares · 184,258 shares

Expires 2030-07-02

F1 · derivative.exercise_price: The exercise price was converted from GBP1.35 based on an exchange rate of $U.S. 1.2387 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Read SEC document
June 10, 2020 Filed Jun 12, 2020 08:00 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 12,000 $0.00 Strike: $4.35 $0.00
Disclosure

SEC source: 0001209191-20-036181 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2030-06-10

F1 · derivative.exercise_date: This option shall vest in full upon the earlier to occur of the first anniversary of the date of grant or the date of the next Annual Meeting; provided, however, that all vesting shall cease if the director resigns from the Board of Directors or otherwise ceases to serve as a director.

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October 01, 2019 Filed Oct 3, 2019 16:33 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 13,572 $0.00 Strike: $1.17 $0.00
Disclosure

SEC source: 0001209191-19-052219 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,572

Underlying: Common Stock · 13,572 shares

Expires 2029-10-01

F1 · derivative.exercise_date: This option was issued to the Reporting Person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of retainer and committee fees of $9,750 which would have been paid quarterly. This option shall vest in full on December 31, 2019.

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July 02, 2019 Filed Jul 3, 2019 21:00 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 234,407 $0.00 Strike: $0.61 $0.00
Disclosure

SEC source: 0001104659-19-039326 · a4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,407

Underlying: Ordinary Shares · 234,407 shares

Expires 2029-07-02

F1 · derivative.exercise_price: The exercise price was converted from GBP0.48 based on an exchange rate of $U.S. 1.2638 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 17:19 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 5,696 $0.00 Strike: $2.79 $0.00
Disclosure

SEC source: 0001209191-19-040466 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,696

Underlying: Common Stock · 5,696 shares

Expires 2029-07-01

F1 · derivative.exercise_date: This option was issued to the reporting person pursuant to the Issuer's Non-Employee Director Compensation Policy in lieu of retainer and committee fees of $9,750 which would have been paid quarterly. This option shall vest in full on September 30, 2019.

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June 05, 2019 Filed Jun 6, 2019 16:46 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 12,100 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001209191-19-035103 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,100

Underlying: Common Stock · 12,100 shares

Expires 2029-06-05

F1 · derivative.exercise_date: This option shall vest in full upon the earlier to occur of the first anniversary of the date of grant or the date of the next Annual Meeting; provided, however, that all vesting shall cease if the director resigns from the Board of Directors or otherwise ceases to serve as a director.

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July 02, 2018 Filed Jul 5, 2018 16:06 UTC Surface Oncology, Inc. SURF · Entity 109857 GrantStock Option (Right to Buy) · Derivative 8,882 $0.00 Strike: $16.83 $0.00
Disclosure

SEC source: 0000899243-18-019432 · doc4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,882

Underlying: Common Stock · 8,882 shares

Expires 2028-07-02

F1 · derivative.exercise_date: The stock option vests and becomes exercisable in 24 equal monthly installments after May 1, 2018.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 21:00 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 154,809 $0.00 Strike: $2.18 $0.00
Disclosure

SEC source: 0001104659-18-042320 · a4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,809

Underlying: Ordinary Shares · 154,809 shares

Expires 2028-06-22

F1 · derivative.exercise_price: The exercise price was converted from GBP1.65 based on an exchange rate of $U.S. 1.3250 to GBP1.00. The actual exercise price will be the pounds sterling amount.

Read SEC document
April 23, 2018 Filed Apr 23, 2018 16:15 UTC Surface Oncology, Inc. SURF · Entity 109857 ConversionSeries A Preferred Stock · Derivative 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-025822 · doc4.xml · derivative · entry 2

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 45,453 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.

F1 · price: The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.

F1 · derivative.exercise_date: The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.

F1 · derivative.expiration_date: The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.

F1 · derivative.underlying_shares: The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.

F2 · ownership.nature: The shares are held by Sigal Family Investments, LLC. The Reporting Person may be deemed to have voting and dispositive power with respect to the shares held by Sigal Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

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April 23, 2018 Filed Apr 23, 2018 16:15 UTC Surface Oncology, Inc. SURF · Entity 109857 ConversionCommon Stock 45,453 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-18-025822 · doc4.xml · nonDerivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 45,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Series A Preferred Stock automatically converted into the Issuer's common stock on a 2.2-for-1 basis at the closing of the Issuer's initial public offering without payment or further consideration and had no expiration date.

F2 · ownership.nature: The shares are held by Sigal Family Investments, LLC. The Reporting Person may be deemed to have voting and dispositive power with respect to the shares held by Sigal Family Investments, LLC. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

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July 03, 2017 Filed Jul 3, 2017 21:01 UTC Adaptimmune Therapeutics PLC ADAP · Entity 9824 GrantOption to purchase Ordinary Shares · Derivative 220,788 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001104659-17-043263 · a4.xml · derivative · entry 1

Sigal Charles Elliott · CIK 0001661908 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,788

Underlying: Ordinary Shares · 220,788 shares

Expires 2027-07-03

F1 · derivative.exercise_price: The exercise price was converted from GBP0.58 based on the closing midpoint exchange rate for the U.S. dollar on the day prior to the date of grant listed in the Financial Times. The actual exercise price will be the pounds sterling amount.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.