Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hercules Capital, Inc.HTGC · Entity 4164 | Chief Financial Officer | May 18, 2026 | May 28, 2026 |
| TriplePoint Venture Growth BDC Corp.TPVG · Entity 6241 | Chief Financial Officer | October 25, 2017 | October 27, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hercules Capital, Inc.
Report date May 18, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,386 |
Reported balance
Holding disclosure · report date 2026-05-18 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 30,386 F1: Includes 25,756 shares of an unvested restricted stock award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant vests as to one third of the shares approximately one year after, but not before, the first anniversary of the grant date followed by equal quarterly vestings over approximately two years. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-05-18 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Represents 25,756 units of an unvested restricted stock unit award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant will vest 100% on May 15, 2033. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 25,756 shares of an unvested restricted stock award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant vests as to one third of the shares approximately one year after, but not before, the first anniversary of the grant date followed by equal quarterly vestings over approximately two years.
F2: Represents 25,756 units of an unvested restricted stock unit award granted on May 15, 2026 pursuant to the 2018 Amended Equity Incentive Plan. The grant will vest 100% on May 15, 2033.
TriplePoint Venture Growth BDC Corp.
Report date October 25, 2017 · Filed October 27, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 7,386 |
Reported balance
After 2017-10-25 transaction · row 1
1 source rowRow 1 · 2017-10-25 · Purchase · Acquired 7,386 · Balance 7,386 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 25, 2017 Filed Oct 27, 2017 19:27 UTC | TriplePoint Venture Growth BDC Corp. TPVG · Entity 6241 | PurchaseCommon stock, par value $0.01 per share | 7,386 | $13.65 | $100,818.90 |
DisclosureSEC source: 0001140361-17-039797 · doc1.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,386 Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 17:55 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 188 | $13.43 | $2,524.84 |
DisclosureSEC source: 0001593968-17-000912 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,446 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on July 10, 2017. Read SEC document |
| June 10, 2017 Filed Jun 13, 2017 15:20 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 120 | $13.05 | $1,566.00 |
DisclosureSEC source: 0001593968-17-000783 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,634 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on June 10, 2017. Read SEC document |
| May 22, 2017 Filed May 23, 2017 20:22 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 418 | $13.31 | $5,563.58 |
DisclosureSEC source: 0001593968-17-000707 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,378 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 20:36 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 219 | $15.08 | $3,302.52 |
DisclosureSEC source: 0001593968-17-000603 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,754 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on April 10, 2017. Read SEC document |
| March 13, 2017 Filed Mar 14, 2017 21:03 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 367 | $14.85 | $5,449.95 |
DisclosureSEC source: 0001593968-17-000433 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,960 F1 · balance_after: Includes additional Dividend Shares relating to deemed reinvested dividend equivalent rights that accrued on Restricted Stock Units (RSUs) previously granted. Such additional Dividend Shares are in the form of additional RSUs vest and are settled at the same time as the RSUs in respect of which the dividend equivalent rights accrued. Each such additional Dividend Share RSU is the economic equivalent of one share of Hercules Capital, Inc. common stock. Read SEC document |
| March 10, 2017 Filed Mar 13, 2017 22:16 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 139 | $14.69 | $2,041.91 |
DisclosureSEC source: 0001593968-17-000427 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,973 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 10, 2017. Read SEC document |
| January 24, 2017 Filed Jan 26, 2017 21:13 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | GrantRestricted Stock Units | 17,593 | $0.00 | $0.00 |
DisclosureSEC source: 0001593968-17-000153 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,593 F1 · shares: Each restricted stock unit represents a contingent right to receive one share of Hercules Capital, Inc. stock. F2 · shares: The restricted stock units vest one-third on January 24, 2018 and the remaining two-thirds vest quarterly in equal amounts over the following two years. Vested shares will be delivered to reporting person as soon as reasonably practicable on the earlier of (a) January 24, 2021 and (b) the date (i) reporting person separates from service from Issuer, (ii) dies or becomes disabled or (iii) there is a change in control of the Issuer. Read SEC document |
| January 10, 2017 Filed Jan 12, 2017 18:48 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 876 | $14.21 | $12,447.96 |
DisclosureSEC source: 0001593968-17-000085 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,112 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on January 10, 2017. Read SEC document |
| December 10, 2016 Filed Dec 12, 2016 22:08 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 117 | $13.67 | $1,599.39 |
DisclosureSEC source: 0001593968-16-001308 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,988 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 10, 2016. Read SEC document |
| September 10, 2016 Filed Sep 13, 2016 16:51 UTC | Hercules Capital, Inc. HTGC · Entity 4164 | Tax withholdingCommon Stock | 117 | $13.53 | $1,583.01 |
DisclosureSEC source: 0001593968-16-001051 · primary_01.xml · nonDerivative · entry 1 Olson Andrew · CIK 0001627218 · VP Finance & Sr Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,105 F1 · shares: Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on September 10, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.