Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Core Scientific, Inc./txCORZ · Entity 389 | Director | May 26, 2026 | May 28, 2026 |
| EQUINIX INCEQIX · Entity 2047 | Director · CEO & President | January 16, 2018 | January 18, 2018 |
| F5, INC.FFIV · Entity 839 | Director | March 08, 2017 | March 13, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Core Scientific, Inc./tx
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 18,961 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 18,961 · Balance 18,961 F1: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two substantially equal installments on May 26, 2027 and May 26, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock unit ("RSU") grant. The RSUs will vest in two substantially equal installments on May 26, 2027 and May 26, 2028, provided that the Reporting Person continues to provide service to the Issuer on each vesting date.
EQUINIX INC
Report date January 16, 2018 · Filed January 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 25,874 |
Reported balance
After 2018-01-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-01-16 · Exercise / conversion · Acquired 11,548 · Balance 25,874 F1: Includes 7 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 14, 2017. |
| Common StockSEC Table I · non-derivative | Direct | 29,722 |
Reported balance
After 2018-01-16 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-01-16 · Exercise / conversion · Acquired 3,848 · Balance 29,722 |
| Common StockSEC Table I · non-derivative | Direct | 32,753 |
Reported balance
After 2018-01-16 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-01-16 · Exercise / conversion · Acquired 3,031 · Balance 32,753 |
| Common StockSEC Table I · non-derivative | Direct | 35,638 |
Reported balance
After 2018-01-16 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2018-01-16 · Exercise / conversion · Acquired 2,885 · Balance 35,638 |
| Common StockSEC Table I · non-derivative | Direct | 33,502 |
Reported balance
After 2018-01-17 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2018-01-17 · Sale · Disposed 2,136 · Balance 33,502 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.60 to $440.57, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 10 to this Form 4. |
| Common StockSEC Table I · non-derivative | Direct | 31,602 |
Reported balance
After 2018-01-17 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2018-01-17 · Sale · Disposed 1,900 · Balance 31,602 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.01 to $441.91 inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 30,502 |
Reported balance
After 2018-01-17 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2018-01-17 · Sale · Disposed 1,100 · Balance 30,502 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.04 to $442.92 inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 28,602 |
Reported balance
After 2018-01-17 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2018-01-17 · Sale · Disposed 1,900 · Balance 28,602 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.13 to $444.11 inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 27,232 |
Reported balance
After 2018-01-17 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2018-01-17 · Sale · Disposed 1,370 · Balance 27,232 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.20 to $445.15 inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 25,482 |
Reported balance
After 2018-01-17 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2018-01-17 · Sale · Disposed 1,750 · Balance 25,482 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.33 to $446.31 inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 25,232 |
Reported balance
After 2018-01-17 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2018-01-17 · Sale · Disposed 250 · Balance 25,232 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.46 to $446.56 inclusive. |
| Common StockSEC Table I · non-derivative | Direct | 24,932 |
Reported balance
After 2018-01-17 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2018-01-17 · Sale · Disposed 300 · Balance 24,932 F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $448.10 to $448.87 inclusive. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 11,548 |
Reported balance
After 2018-01-16 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2018-01-16 · Grant · Acquired 11,548 · Balance 11,548 F11: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index. F12: Restricted stock unit award expires upon reporting person's termination of employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-16 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2018-01-16 · Exercise / conversion · Disposed 11,548 · Balance 0 F11: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index. F12: Restricted stock unit award expires upon reporting person's termination of employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-01-16 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2018-01-16 · Exercise / conversion · Disposed 3,848 · Balance 0 F13: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018. F12: Restricted stock unit award expires upon reporting person's termination of employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 3,030 |
Reported balance
After 2018-01-16 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2018-01-16 · Exercise / conversion · Disposed 3,031 · Balance 3,030 F14: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019. F12: Restricted stock unit award expires upon reporting person's termination of employment. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 5,769 |
Reported balance
After 2018-01-16 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2018-01-16 · Exercise / conversion · Disposed 2,885 · Balance 5,769 F15: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020. F12: Restricted stock unit award expires upon reporting person's termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 7 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 14, 2017.
F2: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.60 to $440.57, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 10 to this Form 4.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.01 to $441.91 inclusive.
F5: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.04 to $442.92 inclusive.
F6: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.13 to $444.11 inclusive.
F7: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.20 to $445.15 inclusive.
F8: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.33 to $446.31 inclusive.
F9: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.46 to $446.56 inclusive.
F10: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $448.10 to $448.87 inclusive.
F11: On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.
F12: Restricted stock unit award expires upon reporting person's termination of employment.
F13: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.
F14: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.
F15: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.
F5, INC.
Report date March 08, 2017 · Filed March 13, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,160 |
Reported balance
After 2017-03-08 transaction · row 1
1 source rowRow 1 · 2017-03-08 · Exercise / conversion · Acquired 2,540 · Balance 9,160 F1: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-03-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-03-08 · Exercise / conversion · Disposed 2,540 · Balance 0 F2: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date. F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,740 |
Reported balance
After 2017-03-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-09 · Grant · Acquired 1,740 · Balance 1,740 F2: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date. F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received upon vesting of the March 10, 2016 award of Restricted Stock Units.
F2: Each Restricted Stock Units represents a contingent right to receive one share of Common Stock of F5 Networks, Inc. on the vest date.
F3: One share of Common Stock of F5 Networks, Inc. was delivered to the reporting person for each Restricted Stock Unit that vested on March 8, 2017.
F4: Restricted Stock Units will fully vest on the first business day prior to the date of the annual shareholder meeting for fiscal 2017 (to be held in 2018) if the reporting person continues to serve as a director on the vest date, and the corresponding number of shares of Common Stock of F5 Networks, Inc. will be issued to the reporting person on the vest date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
NetApp, Inc.
Report date November 21, 2017 · Filed February 16, 2018
Section 16 reporting ended · disclosed 2018-02-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 10,667 |
Reported balance
After 2017-11-21 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-11-21 · Gift · Disposed 1,363 · Balance 10,667 F1: Mr. Smith resigned from the Board of Directors effective February 7, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Smith resigned from the Board of Directors effective February 7, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 17, 2017 Filed Feb 22, 2017 21:50 UTC | EQUINIX INC EQIX · Entity 2047 | GrantRestricted Stock Units · Derivative | 17,643 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000029 · edgar.xml · derivative · entry 7 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,643 Underlying: Common Stock · 17,643 shares Expires not disclosed F6 · derivative.exercise_date: On March 16, 2016, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain AFFO, Revenue and EBITDA targets for 2016. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 17, 2017, 25% will vest on February 15, 2018 and the remaining 25% will on February 15, 2019, subject solely to continued service. F7 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 21:50 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionCommon Stock | 8,822 | $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000029 · edgar.xml · nonDerivative · entry 1 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | GrantRestricted Stock Units · Derivative | 8,654 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · derivative · entry 16 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,654 Underlying: Common Stock · 8,654 shares Expires not disclosed F17 · derivative.exercise_date: On February 16, 2017, the reporting person was granted restricted stock units, the vesting of which is subject solely to continued service through each vesting date. 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020. F15 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 600 | $382.91 | $229,744.98 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 13 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,670 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $382.68 to $383.45 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 600 | $381.84 | $229,102.02 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 12 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,270 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $381.44 to $382.25 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 528 | $380.21 | $200,749.45 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 11 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,870 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $380.11 to $380.51 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 600 | $378.74 | $227,244.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 10 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,398 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $378.54 to $378.94 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 1,100 | $377.76 | $415,535.01 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 9 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,998 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.24 to $378.11 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 418 | $376.13 | $157,223.18 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 8 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,098 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $376.12 to $376.17 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 600 | $374.92 | $224,950.02 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 7 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,516 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $374.55 to $375.55 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 1,000 | $373.75 | $373,747.60 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 6 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,116 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $373..49 to $374.48 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 700 | $372.77 | $260,935.71 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 5 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,116 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $372.30 to $373.25 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 693 | $371.91 | $257,736.61 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 4 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,816 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $371.20 to $372.20 inclusive. Read SEC document |
| February 16, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 1,000 | $370.51 | $370,505.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 3 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,509 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $370.05 to $370.97, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 thru 13 to this Form 4. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionRestricted Stock Units · Derivative | 5,774 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · derivative · entry 15 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,774 Underlying: Common Stock · 5,774 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F16 · derivative.exercise_date: On February 12, 2015 the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and AFFO targets for 2015. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 12, 2016, with 25% additional units scheduled to vest on each of February 15, 2017 and February 15, 2018, subject solely to continued service. F15 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionRestricted Stock Units · Derivative | 8,935 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · derivative · entry 14 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,935 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: On March 6, 2014, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the attainment of certain revenue and EBITDA targets for 2014. The Compensation Committee certified the degree to which the targets were achieved, therefore 50% of the award vested on February 13, 2015, 25% vested on February 15, 2016 and the remaining 25% vested on February 15, 2017, subject solely to continued service. F15 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionCommon Stock | 5,774 | $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 2 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2017 Filed Feb 17, 2017 22:12 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionCommon Stock | 8,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000021 · edgar.xml · nonDerivative · entry 1 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,735 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 85 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on February 14, 2017. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 746 | $377.91 | $281,919.82 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · nonDerivative · entry 5 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $377.66 to $378.34 inclusive. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 1,900 | $376.80 | $715,922.09 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · nonDerivative · entry 4 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,461 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $376.36 to $377.32 inclusive. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | SaleCommon Stock | 1,004 | $375.95 | $377,449.68 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · nonDerivative · entry 3 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,361 F2 · kind: Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $375.28 to $376.14, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 and 5 to this Form 4. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionRestricted Stock Units · Derivative | 3,032 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · derivative · entry 7 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,061 Underlying: Common Stock · 3,032 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019. F7 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionRestricted Stock Units · Derivative | 3,848 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · derivative · entry 6 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,848 Underlying: Common Stock · 3,848 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018. F7 · derivative.expiration_date: Restricted stock unit award expires upon reporting person's termination of employment. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionCommon Stock | 3,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · nonDerivative · entry 2 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 17, 2017 Filed Jan 20, 2017 01:24 UTC | EQUINIX INC EQIX · Entity 2047 | Exercise / conversionCommon Stock | 3,848 | $0.00 | $0.00 |
DisclosureSEC source: 0001645635-17-000005 · edgar.xml · nonDerivative · entry 1 Smith Stephen M · CIK 0001395018 · Director · CEO & President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 14 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 12, 2016. Read SEC document |
| September 15, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | GrantRestricted Stock Unit · Derivative | 7,132 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000174 · edgardoc.xml · derivative · entry 3 Smith Stephen M · CIK 0001395018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,132 Underlying: Common Stock · 7,132 shares Expires not disclosed F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F4 · derivative.exercise_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F4 · derivative.expiration_date: On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionRestricted Stock Unit · Derivative | 4,898 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000174 · edgardoc.xml · derivative · entry 2 Smith Stephen M · CIK 0001395018 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,898 shares Expires 2023-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On May 25, 2016, the reporting person was granted 4,898 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. F3 · derivative.expiration_date: On May 25, 2016, the reporting person was granted 4,898 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant's continuous service on the Board through such date. Read SEC document |
| September 14, 2016 Filed Sep 16, 2016 20:47 UTC | NetApp, Inc. NTAP · Entity 3101 | Exercise / conversionCommon Stock | 4,898 | $0.00 | $0.00 |
DisclosureSEC source: 0001614094-16-000174 · edgardoc.xml · nonDerivative · entry 1 Smith Stephen M · CIK 0001395018 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 4,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis. F2 · ownership.nature: Shares held by the Stephen Smith & Sandra Smith Trust UAD 9/13/2009. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.