Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AGILYSYS INCAGYS · Entity 897 | Director | May 27, 2026 | May 29, 2026 |
| AVIAT NETWORKS, INC.AVNW · Entity 6172 | Director | November 07, 2025 | November 12, 2025 |
| LEAF GROUP LTD.LEAF · Entity 138166 | See Explanation of Responses | February 16, 2021 | February 23, 2021 |
| QUANTUM CORP /DE/QTM · Entity 4987 | Director | April 01, 2017 | April 03, 2017 |
| UNIVERSAL ELECTRONICS INCUEIC · Entity 366 | Director | May 26, 2026 | May 28, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AGILYSYS INC
Report date May 27, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,424 |
Reported balance
After 2026-05-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-27 · Grant · Acquired 1,424 · Balance 1,424 F1: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc. F2: The restricted stock units vest on May 27, 2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Agilysys, Inc. 2024 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of common stock of Agilysys, Inc.
F2: The restricted stock units vest on May 27, 2027.
AVIAT NETWORKS, INC.
Report date November 07, 2025 · Filed November 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,618 |
Reported balance
After 2025-11-07 transaction · row 1
1 source rowRow 1 · 2025-11-07 · Grant · Acquired 5,480 · Balance 95,618 F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: This represents a Restricted Stock Unit (RSU) grant. The RSU shall vest the earlier of the 2026 Annual Shareholder meeting or one year from the grant date.
LEAF GROUP LTD.
Report date February 16, 2021 · Filed February 23, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2021-02-16 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: John Mutch may be deemed to be a member of a Section 13(d) group with VIEX Opportunities Fund, LP - Series One, a series of VIEX Opportunities Fund, LP, VIEX GP, LLC, VIEX Capital Advisors, LLC, Eric Singer, Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and Mike McConnell that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: John Mutch may be deemed to be a member of a Section 13(d) group with VIEX Opportunities Fund, LP - Series One, a series of VIEX Opportunities Fund, LP, VIEX GP, LLC, VIEX Capital Advisors, LLC, Eric Singer, Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont and Mike McConnell that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.
QUANTUM CORP /DE/
Report date April 01, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2017-04-01 transaction · row 1
1 source rowRow 1 · 2017-04-01 · Grant · Acquired 50,000 · Balance 50,000 F1: Upon the resignation of Mr. Mutch from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Mutch's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Mutch resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Mutch shall forfeit the entirety of the grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the resignation of Mr. Mutch from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Mutch's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Mutch resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Mutch shall forfeit the entirety of the grant.
UNIVERSAL ELECTRONICS INC
Report date May 26, 2026 · Filed May 28, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy John Mutch Sole and Separate Property Trust | 54,591 |
Reported balance
After 2026-05-26 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2026-05-26 · Grant · Acquired 31,017 · Balance 54,591 F1: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders. F2: These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units awarded on May 26, 2026 as director compensation and vest on the earlier of (i) May 26, 2027 and (ii) the date of the next annual meeting of stockholders.
F2: These shares are held by the John Mutch Sole and Separate Property Trust. Mr. Mutch disclaims beneficial ownership of the shares.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MAXWELL TECHNOLOGIES INC
Report date May 16, 2019 · Filed May 16, 2019
Section 16 reporting ended · disclosed 2019-05-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-05-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-16 · Exercise / conversion · Acquired 19,785 · Balance 35,155 F1: These units do not carry a conversion price. Row 2 · 2019-05-16 · Other · Disposed 35,155 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 678 shares of Tesla common stock and $120.86 in lieu of fractional shares of Tesla common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-05-16 · Exercise / conversion · Disposed 19,785 · Balance 0 F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement. F5: These units do not expire. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.37 · Expires 2028-05-15 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F6: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share. |
| Stock Options (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.53 · Expires 2027-05-22 | Direct | 0 |
Reported balance
After 2019-05-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-05-16 · Disposition to issuer · Disposed 5,000 · Balance 0 F7: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: These units do not carry a conversion price.
F2: Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 678 shares of Tesla common stock and $120.86 in lieu of fractional shares of Tesla common stock.
F3: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
F4: This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.
F5: These units do not expire.
F6: Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.
F7: Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.
YuMe Inc
Report date February 02, 2018 · Filed February 07, 2018
Section 16 reporting ended · disclosed 2018-02-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-02-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-02-02 · Disposition to issuer · Disposed 20,883 · Balance 0 F1: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below) |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of upon the closing of the exchange offer initiated by Redwood Merger Sub I, Inc. ("Purchaser") pursuant to the Agreement and Plan of Merger and Reorganization by and among RhythmOne plc, ("RhythmOne"), Purchaser (a wholly owned subsidiary of RhythmOne), Redwood Merger Sub II, Inc., and Issuer, dated as of September 4, 2017 (the "Merger Agreement"), (continued below)
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2017 Filed Nov 17, 2017 00:19 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 3,755 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-17-000062 · wf-form4_151087795674768.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Read SEC document |
| August 02, 2017 Filed Aug 4, 2017 18:54 UTC | YuMe Inc YUME · Entity 169668 | GrantRestricted Stock Units · Derivative | 20,883 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-17-013847 · rdgdoc.xml · derivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,883 Underlying: Common Stock · 20,883 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: On August 2, 2017 the Reporting Person was granted 20,883 restricted stock units, which will vest over three years in three equal annual installments commencing on July 27, 2018. F2 · derivative.expiration_date: On August 2, 2017 the Reporting Person was granted 20,883 restricted stock units, which will vest over three years in three equal annual installments commencing on July 27, 2018. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 22:41 UTC | AGILYSYS INC AGYS · Entity 897 | GrantCommon Stock | 7,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-17-000499 · edgar.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,696 F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2018. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:09 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantStock Option (Right to Buy) · Derivative | 5,000 | $0.00 Strike: $5.53 | $0.00 |
DisclosureSEC source: 0001209191-17-035168 · doc4.xml · derivative · entry 2 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2027-05-22 F4 · derivative.exercise_date: Option becomes exercisable in one year as long as holder remains in service to the Company. Read SEC document |
| May 22, 2017 Filed May 24, 2017 20:09 UTC | MAXWELL TECHNOLOGIES INC MXWL · Entity 157477 | GrantRestricted Stock Units · Derivative | 15,370 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035168 · doc4.xml · derivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,370 Underlying: Common Stock · 15,370 shares Expires not disclosed F1 · security: Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock. F2 · derivative.exercise_date: The RSUs vest in full on May 20, 2018 as long as the holder remains in service to the Company. F3 · derivative.expiration_date: These units do not expire. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 20:13 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024132 · doc4.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Upon the resignation of Mr. Mutch from Quantum Corporation's board of directors in accordance with Section 1(j) of the Settlement Agreement, dated as of March 2, 2017, between the Company and Viex Capital Advisors LLC, Mr. Mutch's Restricted Stock Units will vest in full immediately upon such resignation. If Mr. Mutch resigns for any other reason or is removed from the Board prior to the vesting in full of this grant, Mr. Mutch shall forfeit the entirety of the grant. Read SEC document |
| January 11, 2017 Filed Jan 12, 2017 23:02 UTC | AVIAT NETWORKS, INC. AVNW · Entity 6172 | GrantCommon Stock | 4,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001377789-17-000004 · wf-form4_148426216065200.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,245 Read SEC document |
| September 15, 2016 Filed Sep 20, 2016 01:46 UTC | AGILYSYS INC AGYS · Entity 897 | GrantCommon Stock | 6,071 | $0.00 | $0.00 |
DisclosureSEC source: 0000950138-16-001355 · edgar.xml · nonDerivative · entry 1 MUTCH JOHN · CIK 0001228146 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,583 F1 · security: Restricted shares granted under the Agilysys, Inc. 2016 Stock Incentive Plan. The shares vest on March 31, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.