Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROYAL CARIBBEAN CRUISES LTDRCL · Entity 2975 | Director | May 28, 2026 | May 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROYAL CARIBBEAN CRUISES LTD
Report date May 28, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,122 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 831 · Balance 151,122 F1: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 210,706 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 210,706 F2: The reporting person disclaims beneficial ownership of some or all of these shares. F3: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes. | 5,500 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,500 F2: The reporting person disclaims beneficial ownership of some or all of these shares. F4: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family. |
| Common StockSEC Table I · non-derivative | IndirectRichard Fain Family Trust | 52,695 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,695 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders.
F2: The reporting person disclaims beneficial ownership of some or all of these shares.
F3: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
F4: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 05, 2019 Filed Dec 6, 2019 21:45 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 100 | $121.14 | $12,114.00 |
DisclosureSEC source: 0001567619-19-022728 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. Read SEC document |
| December 05, 2019 Filed Dec 6, 2019 21:45 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 19,900 | $120.54 | $2,398,793.76 |
DisclosureSEC source: 0001567619-19-022728 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 805,751 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 5, 2019. The actual sale prices ranged from a low of $120.06 to a high of $120.98. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 700 | $113.65 | $79,558.01 |
DisclosureSEC source: 0001567619-19-020523 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 825,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 5, 2019. The actual sale prices ranged from a low of $113.62 to a high of $113.67. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| November 05, 2019 Filed Nov 6, 2019 21:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 19,300 | $113.12 | $2,183,123.36 |
DisclosureSEC source: 0001567619-19-020523 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,351 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 5, 2019. The actual sale prices ranged from a low of $112.62 to a high of $113.55. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| October 11, 2019 Filed Oct 15, 2019 20:52 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $105.00 | $2,100,000.00 |
DisclosureSEC source: 0001567619-19-019570 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 845,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. Read SEC document |
| September 05, 2019 Filed Sep 6, 2019 20:33 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $105.66 | $2,113,168.00 |
DisclosureSEC source: 0001567619-19-017993 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 865,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 5, 2019. The actual sale prices ranged from a low of $105.40 to a high of $105.80. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:33 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,012 | $0.00 Strike: $25.16 | $0.00 |
DisclosureSEC source: 0001567619-19-015944 · doc1.xml · derivative · entry 6 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,012 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Immediately. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:33 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 9,869 | $108.88 | $1,074,579.16 |
DisclosureSEC source: 0001567619-19-015944 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 5, 2019. The actual sale prices ranged from a low of $108.58 to a high of $109.37. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:33 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 10,131 | $108.04 | $1,094,529.94 |
DisclosureSEC source: 0001567619-19-015944 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,520 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 5, 2019. The actual sale prices ranged from a low of $107.55 to a high of $108.54. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 05, 2019 Filed Aug 7, 2019 20:33 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionCommon Stock | 15,012 | $25.16 | $377,701.92 |
DisclosureSEC source: 0001567619-19-015944 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 905,651 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 20:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $25.16 | $0.00 |
DisclosureSEC source: 0001567619-19-014726 · doc1.xml · derivative · entry 6 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,012 Underlying: Common Stock · 20,000 shares Expires 2020-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: Immediately. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 20:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 2,200 | $110.63 | $243,395.90 |
DisclosureSEC source: 0001567619-19-014726 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,639 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 11, 2019. The actual sale prices ranged from a low of $110.58 to a high of $110.77. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 20:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 17,800 | $110.17 | $1,960,953.02 |
DisclosureSEC source: 0001567619-19-014726 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 892,839 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 11, 2019. The actual sale prices ranged from a low of $109.58 to a high of $110.57. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| July 11, 2019 Filed Jul 12, 2019 20:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionCommon Stock | 20,000 | $25.16 | $503,200.00 |
DisclosureSEC source: 0001567619-19-014726 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 910,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2019 Filed Mar 1, 2019 22:27 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-005848 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,639 F1 · acquired: Represents charitable contribution of shares. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:41 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 5,874 | $118.08 | $693,601.92 |
DisclosureSEC source: 0001567619-19-004447 · doc1.xml · nonDerivative · entry 4 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 920,639 F6 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/13/2019. F7 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/13/2019. Read SEC document |
| February 13, 2019 Filed Feb 14, 2019 21:41 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 18,526 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004447 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 926,513 F5 · shares: Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. Award vests in four equal annual installments commencing on the first anniversary of the grant date. F2 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 40,602 | $116.08 | $4,713,080.16 |
DisclosureSEC source: 0001567619-19-004447 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,987 F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 02/12/2019. F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/12/2019. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 21:41 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 106,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-004447 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 948,589 F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The target award was authorized by the Compensation Committee on 02/09/2016. The actual number of shares underlying the award was determined by the Compensation Committee on 02/12/2019. The award vested in one installment on 02/12/2019. F2 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 21:16 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | PurchaseCommon Stock | 18,900 | $105.60 | $1,995,807.87 |
DisclosureSEC source: 0001567619-18-007902 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 24,400 F1 · price: Represents the weighted-average purchase price per share of a series of transactions, all of which were executed on December 13, 2018. The actual purchase prices ranged from a low of $105.290 to a high of $105.750. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares purchased at each price within the range. F2 · ownership.nature: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family. F3 · ownership.nature: The reporting person disclaims beneficial ownership of some or all of these shares. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 12,800 | $108.76 | $1,392,072.96 |
DisclosureSEC source: 0001140361-18-028805 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,537 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on June 13, 2018. The actual sale prices ranged from a low of $108.33 to a high of $109.19. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 4,000 | $107.72 | $430,890.40 |
DisclosureSEC source: 0001140361-18-028805 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 855,337 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on June 13, 2018. The actual sale prices ranged from a low of $107.33 to a high of $108.25. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 3,200 | $106.73 | $341,525.44 |
DisclosureSEC source: 0001140361-18-028805 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 859,337 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on June 13, 2018. The actual sale prices ranged from a low of $106.33 to a high of $107.325. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:31 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 300 | $107.20 | $32,158.50 |
DisclosureSEC source: 0001140361-18-024206 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,537 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:31 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 19,700 | $106.60 | $2,099,962.87 |
DisclosureSEC source: 0001140361-18-024206 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,837 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 14, 2018. The actual sale prices ranged from a low of $106.10 to a high of $107.06. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 20:35 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 2,500 | $115.41 | $288,519.50 |
DisclosureSEC source: 0001140361-18-018650 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,537 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on April 13, 2018. The actual sale prices ranged from a low of $115.3001 to a high of $115.5401. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 20:35 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 17,500 | $114.76 | $2,008,301.75 |
DisclosureSEC source: 0001140361-18-018650 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 885,037 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on April 13, 2018. The actual sale prices ranged from a low of $114.30 to a high of $115.2801. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 9,200 | $126.62 | $1,164,880.08 |
DisclosureSEC source: 0001140361-18-013660 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 902,537 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on March 13, 2018. The actual sale prices ranged from a low of $126.395 to a high of $126.95. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 10,800 | $126.09 | $1,361,792.52 |
DisclosureSEC source: 0001140361-18-013660 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911,737 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on March 13, 2018. The actual sale prices ranged from a low of $125.3901 to a high of $126.39. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:54 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 4,700 | $129.28 | $607,608.48 |
DisclosureSEC source: 0001140361-18-008410 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 922,537 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F5 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2018. The actual sale prices ranged from a low of $128.76 to a high of $129.56. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:54 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 15,300 | $128.39 | $1,964,429.73 |
DisclosureSEC source: 0001140361-18-008410 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,237 F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F4 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2018. The actual sale prices ranged from a low of $127.755 to a high of $128.74. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 22:54 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 14,928 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-008410 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 942,537 F1 · shares: Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date. F2 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 21:48 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 7,970 | $128.63 | $1,025,141.25 |
DisclosureSEC source: 0001140361-18-006325 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,609 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 02/07/2018. F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 02/07/2018. Read SEC document |
| February 06, 2018 Filed Feb 7, 2018 21:59 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 30,007 | $125.29 | $3,759,577.03 |
DisclosureSEC source: 0001140361-18-005613 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,579 F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 02/06/2018. F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 02/06/2018. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 22:31 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionStock Option (Right to Buy) · Derivative | 81,587 | $0.00 Strike: $38.31 | $0.00 |
DisclosureSEC source: 0001140361-18-004212 · doc1.xml · derivative · entry 4 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 81,587 shares Expires 2018-02-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Immediately. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 22:31 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionCommon Stock | 81,587 | $38.31 | $3,125,190.04 |
DisclosureSEC source: 0001140361-18-004212 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 889,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Feb 7, 2018 21:59 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 76,258 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-005613 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,586 F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The target award was authorized by the Compensation Committee on 02/06/2015. The actual number of shares underlying the award was determined by the Compensation Committee on 01/23/2018. The award vested in one installment on 02/06/2018. F2 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 21:52 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $128.10 | $2,562,042.00 |
DisclosureSEC source: 0001140361-18-002209 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 807,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 16, 2018. The actual sale prices ranged from a low of $127.80 to a high of $128.7701. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 23:26 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 1,200 | $123.74 | $148,488.00 |
DisclosureSEC source: 0001140361-17-046314 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827,741 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. Read SEC document |
| December 13, 2017 Filed Dec 14, 2017 23:26 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 18,800 | $122.96 | $2,311,574.68 |
DisclosureSEC source: 0001140361-17-046314 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 828,941 F2 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on December 13, 2017. The actual sale prices ranged from a low of $122.59 to a high of $123.39. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| December 11, 2017 Filed Dec 14, 2017 23:26 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-046314 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 847,741 F1 · acquired: Represents charitable contribution of shares. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:15 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 7,675 | $124.13 | $952,683.94 |
DisclosureSEC source: 0001140361-17-042878 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 887,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 13, 2017. The actual sale prices ranged from a low of $123.87 to a high of $124.54. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| November 13, 2017 Filed Nov 14, 2017 22:15 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 12,325 | $123.53 | $1,522,522.04 |
DisclosureSEC source: 0001140361-17-042878 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 895,416 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 13, 2017. The actual sale prices ranged from a low of $122.87 to a high of $123.8601. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 21:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $125.70 | $2,514,000.00 |
DisclosureSEC source: 0001140361-17-038794 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 13, 2017. The actual sale prices ranged from a low of $125.50 to a high of $125.85. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 13, 2017 Filed Sep 13, 2017 20:30 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $121.29 | $2,425,758.00 |
DisclosureSEC source: 0001140361-17-035328 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 927,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on September 13, 2017. The actual sale prices ranged from a low of $120.63 to a high of $121.765. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 20:53 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $118.95 | $2,379,000.00 |
DisclosureSEC source: 0001140361-17-032451 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 947,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 14, 2017. The actual sale prices ranged from a low of $118.35 to a high of $119.31. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 02, 2017 Filed Aug 3, 2017 21:05 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 210,706 | $115.83 | $24,405,802.06 |
DisclosureSEC source: 0001140361-17-030068 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 210,706 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 2, 2017. The actual sale prices ranged from a low of $114.66 to a high of $117.59. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. F2 · ownership.nature: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. F3 · ownership.nature: The reporting person disclaims beneficial ownership of some or all of these shares. Read SEC document |
| July 13, 2017 Filed Jul 14, 2017 20:31 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $109.62 | $2,192,330.00 |
DisclosureSEC source: 0001140361-17-027882 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 967,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 13, 2017. The actual sale prices ranged from a low of $108.89 to a high of $110.29. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| June 13, 2017 Filed Jun 15, 2017 20:34 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $111.62 | $2,232,338.00 |
DisclosureSEC source: 0001140361-17-025174 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 987,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on June 13, 2017. The actual sale prices ranged from a low of $110.88 to a high of $112.49. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 15, 2017 Filed May 16, 2017 20:57 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 20,000 | $107.77 | $2,155,370.00 |
DisclosureSEC source: 0001140361-17-021015 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,007,741 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 14, 2017. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 15, 2017. The actual sale prices ranged from a low of $106.97 to a high of $108.14. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.