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Fain Richard D

Disclosed activity across 1 company

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43305
SEC CIK
0001316987

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ROYAL CARIBBEAN CRUISES LTDRCL · Entity 2975DirectorMay 28, 2026May 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ROYAL CARIBBEAN CRUISES LTD

Report date May 28, 2026 · Filed May 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect151,122 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 831 · Balance 151,122

F1: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes210,706 Reported balance Holding disclosure · report date 2026-05-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 210,706

F2: The reporting person disclaims beneficial ownership of some or all of these shares.

F3: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.

Common StockSEC Table I · non-derivativeIndirectSee Footnotes.5,500 Reported balance Holding disclosure · report date 2026-05-28 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 5,500

F2: The reporting person disclaims beneficial ownership of some or all of these shares.

F4: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.

Common StockSEC Table I · non-derivativeIndirectRichard Fain Family Trust52,695 Reported balance Holding disclosure · report date 2026-05-28 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 52,695

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders.

F2: The reporting person disclaims beneficial ownership of some or all of these shares.

F3: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.

F4: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 28, 2026 Filed May 29, 2026 20:37 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 831 $0.00 $0.00
Disclosure

SEC source: 0001316987-26-000002 · wk-form4_1780087071.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,122

F1 · shares: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders.

Read SEC document
December 23, 2025 Filed Dec 29, 2025 22:00 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 17,552 $0.00 $0.00
Disclosure

SEC source: 0001316987-25-000007 · wk-form4_1767045635.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Richard Fain Family Trust

Disclosed balance after: 52,695

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:38 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 35 $312.06 $10,922.10
Disclosure

SEC source: 0001316987-25-000005 · wk-form4_1754685519.xml · nonDerivative · entry 3

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,291

Read SEC document
August 06, 2025 Filed Aug 8, 2025 20:38 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 8,980 $311.30 $2,795,474.00
Disclosure

SEC source: 0001316987-25-000005 · wk-form4_1754685519.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,326

F2 · shares: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 6, 2025. The actual sale prices ranged from a low of $311.02 to a high of $311.965. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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August 06, 2025 Filed Aug 8, 2025 20:38 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 6,985 $310.65 $2,169,890.25
Disclosure

SEC source: 0001316987-25-000005 · wk-form4_1754685519.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,306

F1 · shares: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 6, 2025. The actual sale prices ranged from a low of $310.22 to a high of $310.99. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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May 28, 2025 Filed May 29, 2025 21:04 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 870 $0.00 $0.00
Disclosure

SEC source: 0000884887-25-000118 · wk-form4_1748552654.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166,291

F1 · shares: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2026, or (ii) date of the Issuer's 2026 Annual Meeting of Shareholders.

Read SEC document
May 19, 2025 Filed May 20, 2025 20:36 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 3,827 $253.66 $970,756.82
Disclosure

SEC source: 0000884887-25-000100 · wk-form4_1747773366.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 165,421

F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 19, 2025. The actual sale prices ranged from a low of $253.43 to a high of $254.07. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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May 19, 2025 Filed May 20, 2025 20:36 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 15,773 $252.96 $3,989,938.08
Disclosure

SEC source: 0000884887-25-000100 · wk-form4_1747773366.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,248

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 19, 2025. The actual sale prices ranged from a low of $252.42 to a high of $253.415. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 23:01 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 1,683 $257.15 $432,783.45
Disclosure

SEC source: 0000884887-25-000052 · wk-form4_1739574100.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,021

F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2025. The actual sale prices ranged from a low of $257.07 to a high of $257.24. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
February 13, 2025 Filed Feb 14, 2025 23:01 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 17,817 $256.64 $4,572,554.88
Disclosure

SEC source: 0000884887-25-000052 · wk-form4_1739574100.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,704

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2025. The actual sale prices ranged from a low of $256.07 to a high of $257.06. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
October 31, 2024 Filed Nov 1, 2024 20:39 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 18,900 $206.64 $3,905,496.00
Disclosure

SEC source: 0000884887-24-000151 · wk-form4_1730493554.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes.

Disclosed balance after: 5,500

F2 · ownership.nature: The reporting person disclaims beneficial ownership of some or all of these shares.

F3 · ownership.nature: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.

Read SEC document
October 30, 2024 Filed Nov 1, 2024 20:39 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 25,000 $210.02 $5,250,500.00
Disclosure

SEC source: 0000884887-24-000151 · wk-form4_1730493554.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 204,521

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 30, 2024. The actual sale prices ranged from a low of $209.45 to a high of $210.36. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
September 25, 2024 Filed Sep 26, 2024 20:30 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 286,146 $0.00 $0.00
Disclosure

SEC source: 0000884887-24-000141 · wk-form4_1727382606.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Grantor Retained Annuity Trust

Disclosed balance after: 0

F1 · ownership.nature: Reflects the mandatory transfer of shares to the holder of the remainder interests as required by the terms of the Grantor Retained Annuity Trust (GRAT). Another 69,742 shares from the GRAT were distributed to the reporting person as an annuity payment and are reported in this Form 4 as directly owned.

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July 30, 2024 Filed Aug 1, 2024 21:03 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 19,338 $156.25 $3,021,562.50
Disclosure

SEC source: 0000884887-24-000132 · wk-form4_1722546187.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,779

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 30, 2024. The actual sale prices ranged from a low of $155.68 to a high of $157.37. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:01 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 9,034 $0.00 $0.00
Disclosure

SEC source: 0000884887-24-000124 · wk-form4_1718398897.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Richard Fain Family Trust

Disclosed balance after: 70,247

Read SEC document
June 13, 2024 Filed Jun 14, 2024 21:01 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 19,584 $153.96 $3,015,152.64
Disclosure

SEC source: 0000884887-24-000124 · wk-form4_1718398897.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,117

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on June 13, 2024. The actual sale prices ranged from a low of $153.62 to a high of $154.70. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
March 24, 2024 Filed Mar 26, 2024 21:38 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 47,882 $135.77 $6,500,939.14
Disclosure

SEC source: 0000884887-24-000094 · wk-form4_1711489109.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,701

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 03/24/2024.

Read SEC document
February 27, 2024 Filed Feb 28, 2024 21:46 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 8,160 $123.14 $1,004,822.40
Disclosure

SEC source: 0000884887-24-000085 · wk-form4_1709156743.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,583

F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 27, 2024. The actual sale prices ranged from a low of $123.12 to a high of $123.18. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:40 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 2,372 $0.00 $0.00
Disclosure

SEC source: 0000884887-24-000025 · wk-form4_1707781244.xml · nonDerivative · entry 3

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 254,743

F3 · shares: Represents shares of common stock underlying restricted stock units granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 29, 2025, or (ii) date of the Issuer's 2025 Annual Meeting of Shareholders.

Read SEC document
February 08, 2024 Filed Feb 12, 2024 23:40 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 124,330 $0.00 $0.00
Disclosure

SEC source: 0000884887-24-000025 · wk-form4_1707781244.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,371

F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The actual number of shares underlying the award was determined by the Compensation Committee on 02/08/2024. The award vests in one installment on 03/24/2024.

F2 · balance_after: Includes 89,888 shares returned to the reporting person from a grantor retained annuity trust.

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December 05, 2023 Filed Feb 12, 2024 23:40 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 6,144 $0.00 $0.00
Disclosure

SEC source: 0000884887-24-000025 · wk-form4_1707781244.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Richard Fain Family Trust

Disclosed balance after: 79,281

Read SEC document
February 20, 2023 Filed Apr 14, 2023 20:39 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 8,604 $73.12 $629,124.48
Disclosure

SEC source: 0000884887-23-000012 · form4.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,578

F2 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 02/20/2023.

Read SEC document
February 20, 2023 Filed Apr 14, 2023 20:39 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 26,797 $0.00 $0.00
Disclosure

SEC source: 0000884887-23-000012 · form4.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,182

F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The award vested in one installment on 02/20/2023.

Read SEC document
February 09, 2023 Filed Feb 13, 2023 23:52 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 2,682 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-002617 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,385

F1 · shares: Represents shares of common stock underlying immediately vested restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The shares underlying the RSUs are issuable one year following the RSU grant date.

Read SEC document
December 29, 2022 Filed Feb 13, 2023 23:40 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-002609 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,479

F1 · acquired: Represents charitable contribution of shares.

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March 24, 2022 Filed Mar 28, 2022 21:21 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 13,046 $75.99 $991,398.16
Disclosure

SEC source: 0001567619-22-007606 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,479

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 3/24/2022.

Read SEC document
February 10, 2022 Filed Feb 14, 2022 23:37 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 2,256 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-004524 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,525

F1 · shares: Represents shares of common stock underlying immediately vested restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The shares underlying the RSUs are issuable one year following the RSU grant date.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 01:23 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 17,989 $79.80 $1,435,522.20
Disclosure

SEC source: 0001567619-22-003101 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 579,269

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/07/2022.

Read SEC document
February 07, 2022 Filed Feb 10, 2022 01:23 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 50,020 $0.00 $0.00
Disclosure

SEC source: 0001567619-22-003101 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,258

F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The target award was authorized by the Compensation Committee on 02/13/2019. The award vested in one installment on 02/07/2022.

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March 24, 2021 Filed Mar 26, 2021 22:22 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 33,155 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 5

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,238

F8 · shares: Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date.

F5 · price: Granted in consideration for service as an officer of the issuer.

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March 24, 2021 Filed Mar 26, 2021 22:22 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 17,622 $84.83 $1,494,874.26
Disclosure

SEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 4

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 514,083

F6 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 03/24/2021.

F7 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 3/24/2021.

Read SEC document
March 24, 2021 Filed Mar 26, 2021 22:22 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 44,785 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 3

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,705

F4 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The number of shares underlying the award was determined by the Compensation Committee on 03/24/2021. The award vested in one installment on 03/24/2021.

F5 · price: Granted in consideration for service as an officer of the issuer.

Read SEC document
February 20, 2021 Filed Feb 23, 2021 21:28 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 10,042 $78.12 $784,430.83
Disclosure

SEC source: 0001567619-21-004688 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,002

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/20/2021.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/19/2021.

Read SEC document
January 15, 2021 Filed Jan 20, 2021 21:36 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Exercise / conversionStock Option (Right to Buy) · Derivative 37,513 $0.00 Strike: $46.18 $0.00
Disclosure

SEC source: 0001567619-21-001238 · doc1.xml · derivative · entry 5

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 37,513 shares

Expires 2021-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Immediately. The award vested in four annual installments commencing on the first anniversary of the grant date (February 8, 2011).

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January 15, 2021 Filed Jan 20, 2021 21:36 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 26,999 $74.58 $2,013,585.42
Disclosure

SEC source: 0001567619-21-001238 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,033

F1 · shares: Reflects 26,999 shares withheld by the Issuer at the market price of $74.58 per share to fund the cashless exercise of 37,513 options at an exercise price of $46.18 per share and shares withheld by the Issuer to cover the reporting person's tax liability associated with the exercise of the options.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 01/15/2021.

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January 15, 2021 Filed Jan 20, 2021 21:36 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Exercise / conversionCommon Stock 37,513 $46.18 $1,732,350.34
Disclosure

SEC source: 0001567619-21-001238 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 808,032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 15, 2020 Filed Dec 16, 2020 21:30 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 10,404 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021207 · doc1.xml · nonDerivative · entry 3

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 770,519

F2 · acquired: Represents charitable contribution of shares.

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December 14, 2020 Filed Dec 16, 2020 21:30 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-021207 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 780,923

F2 · acquired: Represents charitable contribution of shares.

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December 14, 2020 Filed Dec 16, 2020 21:30 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 OtherCommon Stock 67,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001567619-20-021207 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,923

F1 · price: Transfer to a family trust in exchange for real property valued at $5,204,979.78, or $76.79 per share.

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November 03, 2020 Filed Mar 26, 2021 22:22 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 205,135 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,920

F1 · date: Due to an administrative error, the Form 4 was filed late on March 26, 2021.

F3 · acquired: Represents a gift to a trust for the benefit of certain members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest.

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October 26, 2020 Filed Mar 26, 2021 22:22 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 65,947 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 692,055

F1 · date: Due to an administrative error, the Form 4 was filed late on March 26, 2021.

F2 · acquired: Represents contribution of shares to a charitable organization associated with the Fain family.

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March 02, 2020 Filed Feb 9, 2021 21:38 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GiftCommon Stock 12,989 $0.00 $0.00
Disclosure

SEC source: 0001567619-21-002624 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,530

F1 · acquired: Represents charitable contribution of shares.

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February 20, 2020 Filed Feb 21, 2020 21:54 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 25,521 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004581 · doc1.xml · nonDerivative · entry 3

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 858,705

F5 · shares: Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date.

F2 · price: Granted in consideration for service as an officer of the issuer.

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February 19, 2020 Filed Feb 21, 2020 21:54 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 47,823 $111.47 $5,330,829.81
Disclosure

SEC source: 0001567619-20-004581 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,184

F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 02/19/2020.

F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/19/2020.

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February 19, 2020 Filed Feb 21, 2020 21:54 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 GrantCommon Stock 121,534 $0.00 $0.00
Disclosure

SEC source: 0001567619-20-004581 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,007

F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The target award was authorized by the Compensation Committee on 02/07/2017. The actual number of shares underlying the award was determined by the Compensation Committee on 02/19/2020. The award vested in one installment on 02/19/2020.

F2 · price: Granted in consideration for service as an officer of the issuer.

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February 13, 2020 Filed Feb 18, 2020 21:45 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 Tax withholdingCommon Stock 6,178 $114.71 $708,647.49
Disclosure

SEC source: 0001567619-20-004218 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 759,473

F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/13/2020.

F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/13/2020.

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February 05, 2020 Filed Feb 6, 2020 21:35 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 7,486 $120.24 $900,120.38
Disclosure

SEC source: 0001567619-20-002317 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,651

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 5, 2020. The actual sale prices ranged from a low of $119.80 to a high of $120.65. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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February 05, 2020 Filed Feb 6, 2020 21:35 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 12,514 $119.36 $1,493,636.00
Disclosure

SEC source: 0001567619-20-002317 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,137

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 5, 2020. The actual sale prices ranged from a low of $118.766 to a high of $119.752. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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January 06, 2020 Filed Jan 7, 2020 23:32 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 2,199 $131.59 $289,370.37
Disclosure

SEC source: 0001567619-20-000729 · doc1.xml · nonDerivative · entry 2

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,651

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 6, 2020. The actual sale prices ranged from a low of $131.43 to a high of $131.81. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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January 06, 2020 Filed Jan 7, 2020 23:32 UTC ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 SaleCommon Stock 17,801 $131.01 $2,332,114.35
Disclosure

SEC source: 0001567619-20-000729 · doc1.xml · nonDerivative · entry 1

Fain Richard D · CIK 0001316987 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,850

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019.

F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 6, 2020. The actual sale prices ranged from a low of $130.43 to a high of $131.34. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.