Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROYAL CARIBBEAN CRUISES LTDRCL · Entity 2975 | Director | May 28, 2026 | May 29, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROYAL CARIBBEAN CRUISES LTD
Report date May 28, 2026 · Filed May 29, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 151,122 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 831 · Balance 151,122 F1: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 210,706 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 210,706 F2: The reporting person disclaims beneficial ownership of some or all of these shares. F3: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes. | 5,500 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,500 F2: The reporting person disclaims beneficial ownership of some or all of these shares. F4: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family. |
| Common StockSEC Table I · non-derivative | IndirectRichard Fain Family Trust | 52,695 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 52,695 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders.
F2: The reporting person disclaims beneficial ownership of some or all of these shares.
F3: Shares owned by Monument Capital Corporation as nominee for various trusts primarily for the benefit of certain members of the Fain family.
F4: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2026 Filed May 29, 2026 20:37 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 831 | $0.00 | $0.00 |
DisclosureSEC source: 0001316987-26-000002 · wk-form4_1780087071.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,122 F1 · shares: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2027, or (ii) date of the Issuer's 2027 Annual Meeting of Shareholders. Read SEC document |
| December 23, 2025 Filed Dec 29, 2025 22:00 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 17,552 | $0.00 | $0.00 |
DisclosureSEC source: 0001316987-25-000007 · wk-form4_1767045635.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Richard Fain Family Trust Disclosed balance after: 52,695 Read SEC document |
| August 06, 2025 Filed Aug 8, 2025 20:38 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 35 | $312.06 | $10,922.10 |
DisclosureSEC source: 0001316987-25-000005 · wk-form4_1754685519.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,291 Read SEC document |
| August 06, 2025 Filed Aug 8, 2025 20:38 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 8,980 | $311.30 | $2,795,474.00 |
DisclosureSEC source: 0001316987-25-000005 · wk-form4_1754685519.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,326 F2 · shares: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 6, 2025. The actual sale prices ranged from a low of $311.02 to a high of $311.965. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| August 06, 2025 Filed Aug 8, 2025 20:38 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 6,985 | $310.65 | $2,169,890.25 |
DisclosureSEC source: 0001316987-25-000005 · wk-form4_1754685519.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,306 F1 · shares: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 6, 2025. The actual sale prices ranged from a low of $310.22 to a high of $310.99. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 28, 2025 Filed May 29, 2025 21:04 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 870 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-25-000118 · wk-form4_1748552654.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,291 F1 · shares: Represents shares of common stock underlying restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 28, 2026, or (ii) date of the Issuer's 2026 Annual Meeting of Shareholders. Read SEC document |
| May 19, 2025 Filed May 20, 2025 20:36 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 3,827 | $253.66 | $970,756.82 |
DisclosureSEC source: 0000884887-25-000100 · wk-form4_1747773366.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,421 F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 19, 2025. The actual sale prices ranged from a low of $253.43 to a high of $254.07. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| May 19, 2025 Filed May 20, 2025 20:36 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 15,773 | $252.96 | $3,989,938.08 |
DisclosureSEC source: 0000884887-25-000100 · wk-form4_1747773366.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 169,248 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on May 19, 2025. The actual sale prices ranged from a low of $252.42 to a high of $253.415. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 23:01 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 1,683 | $257.15 | $432,783.45 |
DisclosureSEC source: 0000884887-25-000052 · wk-form4_1739574100.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,021 F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2025. The actual sale prices ranged from a low of $257.07 to a high of $257.24. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 13, 2025 Filed Feb 14, 2025 23:01 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 17,817 | $256.64 | $4,572,554.88 |
DisclosureSEC source: 0000884887-25-000052 · wk-form4_1739574100.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,704 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 13, 2025. The actual sale prices ranged from a low of $256.07 to a high of $257.06. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| October 31, 2024 Filed Nov 1, 2024 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 18,900 | $206.64 | $3,905,496.00 |
DisclosureSEC source: 0000884887-24-000151 · wk-form4_1730493554.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes. Disclosed balance after: 5,500 F2 · ownership.nature: The reporting person disclaims beneficial ownership of some or all of these shares. F3 · ownership.nature: Shares owned by The Montana Trust primarily for the benefit of certain members of the Fain family. Read SEC document |
| October 30, 2024 Filed Nov 1, 2024 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 25,000 | $210.02 | $5,250,500.00 |
DisclosureSEC source: 0000884887-24-000151 · wk-form4_1730493554.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 204,521 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 30, 2024. The actual sale prices ranged from a low of $209.45 to a high of $210.36. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| September 25, 2024 Filed Sep 26, 2024 20:30 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 286,146 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-24-000141 · wk-form4_1727382606.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Grantor Retained Annuity Trust Disclosed balance after: 0 F1 · ownership.nature: Reflects the mandatory transfer of shares to the holder of the remainder interests as required by the terms of the Grantor Retained Annuity Trust (GRAT). Another 69,742 shares from the GRAT were distributed to the reporting person as an annuity payment and are reported in this Form 4 as directly owned. Read SEC document |
| July 30, 2024 Filed Aug 1, 2024 21:03 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 19,338 | $156.25 | $3,021,562.50 |
DisclosureSEC source: 0000884887-24-000132 · wk-form4_1722546187.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,779 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on July 30, 2024. The actual sale prices ranged from a low of $155.68 to a high of $157.37. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:01 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 9,034 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-24-000124 · wk-form4_1718398897.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Richard Fain Family Trust Disclosed balance after: 70,247 Read SEC document |
| June 13, 2024 Filed Jun 14, 2024 21:01 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 19,584 | $153.96 | $3,015,152.64 |
DisclosureSEC source: 0000884887-24-000124 · wk-form4_1718398897.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,117 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on June 13, 2024. The actual sale prices ranged from a low of $153.62 to a high of $154.70. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| March 24, 2024 Filed Mar 26, 2024 21:38 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 47,882 | $135.77 | $6,500,939.14 |
DisclosureSEC source: 0000884887-24-000094 · wk-form4_1711489109.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,701 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 03/24/2024. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:46 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 8,160 | $123.14 | $1,004,822.40 |
DisclosureSEC source: 0000884887-24-000085 · wk-form4_1709156743.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,583 F1 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 27, 2024. The actual sale prices ranged from a low of $123.12 to a high of $123.18. The Reporting Person undertakes to provide upon request of the SEC Staff or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 2,372 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-24-000025 · wk-form4_1707781244.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,743 F3 · shares: Represents shares of common stock underlying restricted stock units granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The shares underlying the RSUs vest the earlier of (i) May 29, 2025, or (ii) date of the Issuer's 2025 Annual Meeting of Shareholders. Read SEC document |
| February 08, 2024 Filed Feb 12, 2024 23:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 124,330 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-24-000025 · wk-form4_1707781244.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 252,371 F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The actual number of shares underlying the award was determined by the Compensation Committee on 02/08/2024. The award vests in one installment on 03/24/2024. F2 · balance_after: Includes 89,888 shares returned to the reporting person from a grantor retained annuity trust. Read SEC document |
| December 05, 2023 Filed Feb 12, 2024 23:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 6,144 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-24-000025 · wk-form4_1707781244.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Richard Fain Family Trust Disclosed balance after: 79,281 Read SEC document |
| February 20, 2023 Filed Apr 14, 2023 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 8,604 | $73.12 | $629,124.48 |
DisclosureSEC source: 0000884887-23-000012 · form4.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,578 F2 · shares: Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 02/20/2023. Read SEC document |
| February 20, 2023 Filed Apr 14, 2023 20:39 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 26,797 | $0.00 | $0.00 |
DisclosureSEC source: 0000884887-23-000012 · form4.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,182 F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The award vested in one installment on 02/20/2023. Read SEC document |
| February 09, 2023 Filed Feb 13, 2023 23:52 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 2,682 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-002617 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,385 F1 · shares: Represents shares of common stock underlying immediately vested restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The shares underlying the RSUs are issuable one year following the RSU grant date. Read SEC document |
| December 29, 2022 Filed Feb 13, 2023 23:40 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-23-002609 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 548,479 F1 · acquired: Represents charitable contribution of shares. Read SEC document |
| March 24, 2022 Filed Mar 28, 2022 21:21 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 13,046 | $75.99 | $991,398.16 |
DisclosureSEC source: 0001567619-22-007606 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 568,479 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 3/24/2022. Read SEC document |
| February 10, 2022 Filed Feb 14, 2022 23:37 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 2,256 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-004524 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 581,525 F1 · shares: Represents shares of common stock underlying immediately vested restricted stock units ("RSUs") granted pursuant to the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. The shares underlying the RSUs are issuable one year following the RSU grant date. Read SEC document |
| February 07, 2022 Filed Feb 10, 2022 01:23 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 17,989 | $79.80 | $1,435,522.20 |
DisclosureSEC source: 0001567619-22-003101 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,269 F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/07/2022. Read SEC document |
| February 07, 2022 Filed Feb 10, 2022 01:23 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 50,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-22-003101 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 597,258 F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The target award was authorized by the Compensation Committee on 02/13/2019. The award vested in one installment on 02/07/2022. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 22:22 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 33,155 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 5 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,238 F8 · shares: Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date. F5 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 22:22 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 17,622 | $84.83 | $1,494,874.26 |
DisclosureSEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 4 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 514,083 F6 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 03/24/2021. F7 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 3/24/2021. Read SEC document |
| March 24, 2021 Filed Mar 26, 2021 22:22 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 44,785 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 531,705 F4 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The number of shares underlying the award was determined by the Compensation Committee on 03/24/2021. The award vested in one installment on 03/24/2021. F5 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| February 20, 2021 Filed Feb 23, 2021 21:28 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 10,042 | $78.12 | $784,430.83 |
DisclosureSEC source: 0001567619-21-004688 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758,002 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/20/2021. F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/19/2021. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:36 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionStock Option (Right to Buy) · Derivative | 37,513 | $0.00 Strike: $46.18 | $0.00 |
DisclosureSEC source: 0001567619-21-001238 · doc1.xml · derivative · entry 5 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,513 shares Expires 2021-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Immediately. The award vested in four annual installments commencing on the first anniversary of the grant date (February 8, 2011). Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:36 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 26,999 | $74.58 | $2,013,585.42 |
DisclosureSEC source: 0001567619-21-001238 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 781,033 F1 · shares: Reflects 26,999 shares withheld by the Issuer at the market price of $74.58 per share to fund the cashless exercise of 37,513 options at an exercise price of $46.18 per share and shares withheld by the Issuer to cover the reporting person's tax liability associated with the exercise of the options. F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 01/15/2021. Read SEC document |
| January 15, 2021 Filed Jan 20, 2021 21:36 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Exercise / conversionCommon Stock | 37,513 | $46.18 | $1,732,350.34 |
DisclosureSEC source: 0001567619-21-001238 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 808,032 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2020 Filed Dec 16, 2020 21:30 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 10,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021207 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 770,519 F2 · acquired: Represents charitable contribution of shares. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:30 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-021207 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 780,923 F2 · acquired: Represents charitable contribution of shares. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:30 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | OtherCommon Stock | 67,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001567619-20-021207 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 790,923 F1 · price: Transfer to a family trust in exchange for real property valued at $5,204,979.78, or $76.79 per share. Read SEC document |
| November 03, 2020 Filed Mar 26, 2021 22:22 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 205,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 486,920 F1 · date: Due to an administrative error, the Form 4 was filed late on March 26, 2021. F3 · acquired: Represents a gift to a trust for the benefit of certain members of the Fain family in which Mr. Fain does not have any beneficial or pecuniary interest. Read SEC document |
| October 26, 2020 Filed Mar 26, 2021 22:22 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 65,947 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-007100 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 692,055 F1 · date: Due to an administrative error, the Form 4 was filed late on March 26, 2021. F2 · acquired: Represents contribution of shares to a charitable organization associated with the Fain family. Read SEC document |
| March 02, 2020 Filed Feb 9, 2021 21:38 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GiftCommon Stock | 12,989 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-21-002624 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,530 F1 · acquired: Represents charitable contribution of shares. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:54 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 25,521 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004581 · doc1.xml · nonDerivative · entry 3 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,705 F5 · shares: Represents shares of common stock underlying restricted stock units granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan. In accordance with our vesting into retirement policy, award vests in one installment on the first anniversary of the grant date but will be subject to restrictions on transferability through the fourth anniversary of the grant date. F2 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:54 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 47,823 | $111.47 | $5,330,829.81 |
DisclosureSEC source: 0001567619-20-004581 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 833,184 F3 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain performance shares on 02/19/2020. F4 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/19/2020. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:54 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | GrantCommon Stock | 121,534 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-004581 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 881,007 F1 · shares: Represents shares of common stock underlying performance shares granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan, as amended. The target award was authorized by the Compensation Committee on 02/07/2017. The actual number of shares underlying the award was determined by the Compensation Committee on 02/19/2020. The award vested in one installment on 02/19/2020. F2 · price: Granted in consideration for service as an officer of the issuer. Read SEC document |
| February 13, 2020 Filed Feb 18, 2020 21:45 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | Tax withholdingCommon Stock | 6,178 | $114.71 | $708,647.49 |
DisclosureSEC source: 0001567619-20-004218 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759,473 F1 · shares: Represents the number of shares of common stock withheld by the issuer to cover the reporting person's tax liability associated with the vesting of shares underlying certain restricted stock units on 2/13/2020. F2 · price: Represents the average of the high and low prices for the issuer's common stock on the NYSE on 2/13/2020. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:35 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 7,486 | $120.24 | $900,120.38 |
DisclosureSEC source: 0001567619-20-002317 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 765,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 5, 2020. The actual sale prices ranged from a low of $119.80 to a high of $120.65. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| February 05, 2020 Filed Feb 6, 2020 21:35 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 12,514 | $119.36 | $1,493,636.00 |
DisclosureSEC source: 0001567619-20-002317 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 773,137 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on February 5, 2020. The actual sale prices ranged from a low of $118.766 to a high of $119.752. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 23:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 2,199 | $131.59 | $289,370.37 |
DisclosureSEC source: 0001567619-20-000729 · doc1.xml · nonDerivative · entry 2 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,651 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F3 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 6, 2020. The actual sale prices ranged from a low of $131.43 to a high of $131.81. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
| January 06, 2020 Filed Jan 7, 2020 23:32 UTC | ROYAL CARIBBEAN CRUISES LTD RCL · Entity 2975 | SaleCommon Stock | 17,801 | $131.01 | $2,332,114.35 |
DisclosureSEC source: 0001567619-20-000729 · doc1.xml · nonDerivative · entry 1 Fain Richard D · CIK 0001316987 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 787,850 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 11, 2019. F2 · price: Represents the weighted-average sale price per share of a series of transactions, all of which were executed on January 6, 2020. The actual sale prices ranged from a low of $130.43 to a high of $131.34. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.