Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EAST WEST BANCORP INCEWBC · Entity 3302 | Director · Chief Executive Officer | May 06, 2026 | May 07, 2026 |
| MATTEL INC /DE/MAT · Entity 1046 | Director | May 28, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EAST WEST BANCORP INC
Report date May 06, 2026 · Filed May 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 707,930 |
Ending reported balance
After 2026-05-06 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2026-05-06 · Sale · Disposed 1,688 · Balance 736,242 F1: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share. Row 2 · 2026-05-06 · Sale · Disposed 28,312 · Balance 707,930 F2: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share. |
| Common StockSEC Table I · non-derivative | Indirect401 (k) Plan | 7,776 |
Reported balance
Holding disclosure · report date 2026-05-06 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 7,776 |
Filing footnotes · ownership attribution and instrument terms
F1: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share.
F2: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share.
MATTEL INC /DE/
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 11,753 |
Reported balance
After 2026-05-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 11,753 · Balance 11,753 F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights. F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.
F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2018 Filed May 2, 2018 17:48 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 5,771 | $67.23 | $387,984.33 |
DisclosureSEC source: 0001069157-18-000036 · wf-form4_152528328360641.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 539,871 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 1065-1 trading plan adopted by the reporting person on April 24, 2018. Read SEC document |
| April 27, 2018 Filed Apr 30, 2018 22:25 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GiftCommon Stock | 14,917 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-18-000034 · wf-form4_152512712203738.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 545,642 F1 · shares: Charitable donation. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:30 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 180,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-18-000024 · wf-form4_152087583375440.xml · derivative · entry 4 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,784 shares Expires 2018-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:30 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 84,177 | $67.59 | $5,689,523.43 |
DisclosureSEC source: 0001069157-18-000024 · wf-form4_152087583375440.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,559 Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:30 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 180,784 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-18-000024 · wf-form4_152087583375440.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,736 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance-Based Restricted Stock Units granted on February 27, 2015 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 8, 2018, 180.56% of the units granted on February 27, 2015 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| February 16, 2018 Filed Feb 21, 2018 20:23 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GrantCommon Stock | 30 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-18-000018 · wf-form4_151924457502812.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,952 F1 · shares: Represents a grant of Restricted Stock Units ("RSU") to each of the Company's associates on February 16, 2018, which fully vests after three years on February 16, 2021. Each RSU represents the right to receive, at settlement, one share of the Company's common stock. Read SEC document |
| June 02, 2017 Filed Jun 6, 2017 17:31 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | GiftCommon Stock | 27,635 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-17-000050 · wf-form4_149677026287257.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,922 F1 · price: This transaction represents a charitable donation by the reporting person. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:41 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantPhantom Stock · Derivative | 4,966 | $22.15 | $109,996.90 |
DisclosureSEC source: 0001523711-17-000068 · wf-form4_149557204520652.xml · derivative · entry 2 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,861 Underlying: Common Stock · 4,966 shares Expires not disclosed F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account. F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc. F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc. Read SEC document |
| May 19, 2017 Filed May 23, 2017 20:41 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 6,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000068 · wf-form4_149557204520652.xml · derivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,321 Underlying: Common Stock · 6,321 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 19, 2017, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights. F2 · derivative.exercise_date: The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). F2 · derivative.expiration_date: The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the grant date. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date). Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 23:49 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 18,300 | $56.18 | $1,028,004.33 |
DisclosureSEC source: 0001069157-17-000038 · wf-form4_149316417473517.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,557 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.80, inclusive. Read SEC document |
| April 24, 2017 Filed Apr 25, 2017 23:49 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 7,700 | $55.89 | $430,316.04 |
DisclosureSEC source: 0001069157-17-000038 · wf-form4_149316417473517.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,857 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $55.14 to $55.99, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4. Read SEC document |
| April 19, 2017 Filed Apr 21, 2017 17:28 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 26,200 | $51.10 | $1,338,937.90 |
DisclosureSEC source: 0001069157-17-000036 · wf-form4_149279567572549.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 517,557 F1 · price: A total of 26,200 shares were sold at a weighted average price of $51.1045. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.36, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:03 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 407 | $52.05 | $21,183.01 |
DisclosureSEC source: 0001069157-17-000032 · wf-form4_149203102548075.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 543,757 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.00 to $52.11, inclusive. Read SEC document |
| April 10, 2017 Filed Apr 12, 2017 21:03 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 25,793 | $51.29 | $1,323,010.67 |
DisclosureSEC source: 0001069157-17-000032 · wf-form4_149203102548075.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,164 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $51.01 to $51.99, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) and (2) of this Form 4. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 22:46 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 26,200 | $51.15 | $1,340,153.58 |
DisclosureSEC source: 0001069157-17-000030 · wf-form4_149143239954697.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,957 F1 · price: A total of 26,200 shares were sold at a weighted average price of $51.1509. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.86, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| March 28, 2017 Filed Mar 29, 2017 21:35 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 26,200 | $51.00 | $1,336,200.00 |
DisclosureSEC source: 0001069157-17-000026 · wf-form4_149082334438664.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,157 F1 · price: A total of 26,200 shares were sold at a weighted average price of $51.00. The shares were sold in multiple transactions at prices ranging from $51.00 to $51.01, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| March 20, 2017 Filed Mar 22, 2017 22:39 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | SaleCommon Stock | 26,200 | $54.08 | $1,416,958.88 |
DisclosureSEC source: 0001628280-17-002805 · wf-form4_149022234680242.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,357 F1 · price: A total of 26,200 shares were sold at a weighted average price of $54.0824. The shares were sold in multiple transactions at prices ranging from $53.73 to $54.42, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:19 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 176,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001069157-17-000023 · wf-form4_148910516428589.xml · derivative · entry 4 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,250 Underlying: Common Stock · 176,390 shares Expires 2017-03-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:19 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Tax withholdingCommon Stock | 85,783 | $54.87 | $4,706,913.21 |
DisclosureSEC source: 0001069157-17-000023 · wf-form4_148910516428589.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,557 Read SEC document |
| March 07, 2017 Filed Mar 10, 2017 00:19 UTC | EAST WEST BANCORP INC EWBC · Entity 3302 | Exercise / conversionCommon Stock | 176,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001069157-17-000023 · wf-form4_148910516428589.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 734,340 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Performance-Based Restricted Stock Units granted on March 7, 2014 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 7, 2017, 200% of the units granted on March 7, 2014 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:52 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionStock Option - Right to Buy · Derivative | 4,500 | $0.00 Strike: $20.41 | $0.00 |
DisclosureSEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · derivative · entry 6 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2018-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:52 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionStock Option - Right to Buy · Derivative | 4,500 | $0.00 Strike: $28.83 | $0.00 |
DisclosureSEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · derivative · entry 5 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,500 shares Expires 2017-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:52 UTC | MATTEL INC /DE/ MAT · Entity 1046 | SaleCommon Stock | 4,500 | $30.79 | $138,559.50 |
DisclosureSEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 4 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:52 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 4,500 | $20.41 | $91,845.00 |
DisclosureSEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 3 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:52 UTC | MATTEL INC /DE/ MAT · Entity 1046 | SaleCommon Stock | 4,500 | $30.79 | $138,564.00 |
DisclosureSEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 2 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 Read SEC document |
| November 21, 2016 Filed Nov 22, 2016 21:52 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 4,500 | $28.83 | $129,735.00 |
DisclosureSEC source: 0001523711-16-000161 · wf-form4_147985152751245.xml · nonDerivative · entry 1 NG DOMINIC · CIK 0001201236 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.