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person · Reporting owner

NG DOMINIC

Disclosed activity across 2 companies

Tapewire entity
43051
SEC CIK
0001201236

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
EAST WEST BANCORP INCEWBC · Entity 3302Director · Chief Executive OfficerMay 06, 2026May 07, 2026
MATTEL INC /DE/MAT · Entity 1046DirectorMay 28, 2026June 01, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EAST WEST BANCORP INC

Report date May 06, 2026 · Filed May 07, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect707,930 Ending reported balance After 2026-05-06 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-06 · Sale · Disposed 1,688 · Balance 736,242

F1: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share.

Row 2 · 2026-05-06 · Sale · Disposed 28,312 · Balance 707,930

F2: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share.

Common StockSEC Table I · non-derivativeIndirect401 (k) Plan7,776 Reported balance Holding disclosure · report date 2026-05-06 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 7,776

Filing footnotes · ownership attribution and instrument terms

F1: A total of 1,688 shares were sold at a weighted average price of $124.7613 per share.

F2: A total of 28,312 shares were sold at a weighted average price of $125.3408 per share.

MATTEL INC /DE/

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect11,753 Reported balance After 2026-05-28 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 11,753 · Balance 11,753

F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.

F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.

F2: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 10, 2020 Filed Jun 12, 2020 19:06 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantPhantom Stock · Derivative 12,588 $9.93 $124,998.84
Disclosure

SEC source: 0001523711-20-000022 · wf-form4_159198876869332.xml · derivative · entry 1

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,594

Underlying: Common Stock · 12,588 shares

Expires not disclosed

F1 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F2 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F2 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:02 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 122,102 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000023 · wf-form4_158335935639418.xml · derivative · entry 4

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 122,102 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.expiration_date: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:02 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 57,843 $40.43 $2,338,592.49
Disclosure

SEC source: 0001069157-20-000023 · wf-form4_158335935639418.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,549

F2 · shares: Shares withheld for payment of tax liability in connection with the vesting of Performance-Based Restricted Stock Units.

Read SEC document
March 02, 2020 Filed Mar 4, 2020 22:02 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 122,102 $0.00 $0.00
Disclosure

SEC source: 0001069157-20-000023 · wf-form4_158335935639418.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670,392

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 2, 2017 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 2, 2020, 167% of the units granted on March 2, 2017 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:48 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 41 $49.23 $2,018.43
Disclosure

SEC source: 0001069157-20-000012 · wf-form4_158025171858076.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,331

F1 · shares: Restricted Stock Units ("RSU") granted on January 24, 2020 fully vest after three years on January 24, 2023. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
August 29, 2019 Filed Aug 29, 2019 20:57 UTC EAST WEST BANCORP INC EWBC · Entity 3302 PurchaseCommon Stock 6,131 $40.40 $247,702.21
Disclosure

SEC source: 0001069157-19-000067 · wf-form4_156711223535219.xml · nonDerivative · entry 3

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,290

F3 · price: A total of 6,131 shares were purchased at a weighted average price of $40.4016. The shares were purchased in multiple transactions at prices ranging from $40.33 to $40.48, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 20:57 UTC EAST WEST BANCORP INC EWBC · Entity 3302 PurchaseCommon Stock 3,909 $38.91 $152,097.63
Disclosure

SEC source: 0001069157-19-000067 · wf-form4_156711223535219.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 542,159

F2 · price: A total of 3,909 shares were purchased at a weighted average price of $38.9096. The shares were purchased in multiple transactions at prices ranging from $38.36 to $39.22, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
August 27, 2019 Filed Aug 29, 2019 20:57 UTC EAST WEST BANCORP INC EWBC · Entity 3302 PurchaseCommon Stock 15,800 $38.01 $600,513.76
Disclosure

SEC source: 0001069157-19-000067 · wf-form4_156711223535219.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,250

F1 · price: A total of 15,800 shares were purchased at a weighted average price of $38.0072. The shares were purchased in multiple transactions at prices ranging from $37.72 to $38.70, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 16, 2019 Filed May 20, 2019 19:33 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantPhantom Stock · Derivative 11,221 $11.14 $125,001.94
Disclosure

SEC source: 0001523711-19-000042 · wf-form4_155838082155139.xml · derivative · entry 2

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,006

Underlying: Common Stock · 11,221 shares

Expires not disclosed

F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

Read SEC document
May 16, 2019 Filed May 20, 2019 19:33 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 12,567 $0.00 $0.00
Disclosure

SEC source: 0001523711-19-000042 · wf-form4_155838082155139.xml · derivative · entry 1

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,567

Underlying: Common Stock · 12,567 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 16, 2019, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionPerformance-Based Restricted Stock Units · Derivative 213,609 $0.00 $0.00
Disclosure

SEC source: 0001069157-19-000022 · wf-form4_155182488571481.xml · derivative · entry 4

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 213,609 shares

Expires 2019-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

F1 · derivative.exercise_date: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Tax withholdingCommon Stock 98,271 $54.76 $5,381,319.96
Disclosure

SEC source: 0001069157-19-000022 · wf-form4_155182488571481.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,450

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 Exercise / conversionCommon Stock 213,609 Not disclosed Not disclosed
Disclosure

SEC source: 0001069157-19-000022 · wf-form4_155182488571481.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 620,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Performance-Based Restricted Stock Units granted on March 1, 2016 fully vest in three years. Number of vested units depends on meeting pre-established performance criteria. As of March 1, 2019, 167% of the units granted on March 1, 2016 were earned and vested. On the settlement date, for each vested Performance-Based Restricted Stock Unit, the reporting person received one share of Common Stock.

Read SEC document
February 04, 2019 Filed Feb 5, 2019 22:59 UTC EAST WEST BANCORP INC EWBC · Entity 3302 GrantCommon Stock 39 $51.84 $2,021.76
Disclosure

SEC source: 0001069157-19-000008 · wf-form4_154940757718620.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,181

F1 · shares: Restricted Stock Units ("RSU") granted on February 4, 2019 fully vest after three years on February 4, 2022. Each RSU represents the right to receive, at settlement, one share of common stock.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 16:52 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 2,000 $70.23 $140,463.00
Disclosure

SEC source: 0001069157-18-000104 · wf-form4_153003193845871.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 407,142

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.02 to $70.50, inclusive.

Read SEC document
June 22, 2018 Filed Jun 26, 2018 16:52 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 3,770 $69.28 $261,172.41
Disclosure

SEC source: 0001069157-18-000104 · wf-form4_153003193845871.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,142

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.99 to $69.94, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:45 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 100 $70.50 $7,050.00
Disclosure

SEC source: 0001069157-18-000100 · wf-form4_152962830633060.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,912

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 00:45 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,670 $70.10 $397,482.88
Disclosure

SEC source: 0001069157-18-000100 · wf-form4_152962830633060.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,012

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.43 to $70.42, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 00:08 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 2,070 $69.98 $144,855.70
Disclosure

SEC source: 0001069157-18-000098 · wf-form4_152945331312691.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,682

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.92 to $70.05, inclusive.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 00:08 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 3,700 $69.65 $257,707.96
Disclosure

SEC source: 0001069157-18-000098 · wf-form4_152945331312691.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,752

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.91 to $69.90, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 19:00 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 3,570 $69.87 $249,422.33
Disclosure

SEC source: 0001069157-18-000096 · wf-form4_152943484135743.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,452

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.70 to $70.15, inclusive.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 19:00 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 2,200 $69.36 $152,593.98
Disclosure

SEC source: 0001069157-18-000096 · wf-form4_152943484135743.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,022

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.69 to $69.67, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 16:38 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 200 $71.25 $14,249.00
Disclosure

SEC source: 0001069157-18-000092 · wf-form4_152908067369731.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,222

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.13 to $71.36, inclusive.

Read SEC document
June 13, 2018 Filed Jun 15, 2018 16:38 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,571 $70.46 $392,524.30
Disclosure

SEC source: 0001069157-18-000092 · wf-form4_152908067369731.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,422

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.12 to $71.07, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 17:11 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 1,000 $72.75 $72,746.00
Disclosure

SEC source: 0001069157-18-000090 · wf-form4_152882345730136.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,993

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.39 to $72.91, inclusive.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 17:11 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 4,771 $71.57 $341,472.40
Disclosure

SEC source: 0001069157-18-000090 · wf-form4_152882345730136.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,993

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.22 to $72.07, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 22:27 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $72.65 $419,263.15
Disclosure

SEC source: 0001069157-18-000088 · wf-form4_152875602845202.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,764

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $72.31 to $72.90, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 2,971 $72.95 $216,734.45
Disclosure

SEC source: 0001069157-18-000086 · wf-form4_152840689755638.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,535

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.74 to $73.06, inclusive.

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June 06, 2018 Filed Jun 7, 2018 21:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 2,800 $72.16 $202,039.04
Disclosure

SEC source: 0001069157-18-000086 · wf-form4_152840689755638.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,506

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.69 to $72.61, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
June 04, 2018 Filed Jun 5, 2018 16:59 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $71.27 $411,276.66
Disclosure

SEC source: 0001069157-18-000082 · wf-form4_152821794949900.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,306

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.83 to $71.69, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 20:18 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $71.10 $410,292.13
Disclosure

SEC source: 0001069157-18-000080 · wf-form4_152814348597303.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,077

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.69 to $71.48, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 30, 2018 Filed May 31, 2018 00:28 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $70.33 $405,854.81
Disclosure

SEC source: 0001069157-18-000076 · wf-form4_152772647415830.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 464,848

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.72 to $70.70, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 29, 2018 Filed May 30, 2018 16:10 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 1,300 $69.90 $90,864.02
Disclosure

SEC source: 0001069157-18-000074 · wf-form4_152769662563547.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 470,619

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.68 to $70.15, inclusive.

Read SEC document
May 29, 2018 Filed May 30, 2018 16:10 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 4,471 $69.09 $308,889.32
Disclosure

SEC source: 0001069157-18-000074 · wf-form4_152769662563547.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,919

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.67 to $69.51, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 25, 2018 Filed May 29, 2018 15:51 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $70.49 $406,769.51
Disclosure

SEC source: 0001069157-18-000070 · wf-form4_152760906403925.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 476,390

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.14 to $71.03, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 23, 2018 Filed May 24, 2018 00:56 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $71.42 $412,159.63
Disclosure

SEC source: 0001069157-18-000066 · wf-form4_152712336863098.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,161

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $71.14 to $71.69, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 21, 2018 Filed May 22, 2018 15:30 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $71.30 $411,474.03
Disclosure

SEC source: 0001069157-18-000064 · wf-form4_152700302475366.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,932

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.94 to $71.59, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 18, 2018 Filed May 21, 2018 21:35 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $70.71 $408,044.90
Disclosure

SEC source: 0001069157-18-000062 · wf-form4_152693852385033.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 493,703

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $70.47 to $71.09, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 17, 2018 Filed May 21, 2018 18:07 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantPhantom Stock · Derivative 8,181 $15.28 $125,005.68
Disclosure

SEC source: 0001523711-18-000034 · wf-form4_152692597012736.xml · derivative · entry 2

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,785

Underlying: Common Stock · 8,181 shares

Expires not disclosed

F3 · derivative.exercise_price: Distributions from the Reporting Person's phantom stock account will be in the form of shares of Mattel, Inc. Common Stock equal in value to the value of the phantom stock account.

F4 · derivative.exercise_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

F4 · derivative.expiration_date: The phantom stock units will be settled in shares of Mattel, Inc. Common Stock following the Reporting Person's separation from service with Mattel, Inc.

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May 17, 2018 Filed May 21, 2018 18:07 UTC MATTEL INC /DE/ MAT · Entity 1046 GrantRestricted Stock Units · Derivative 9,162 $0.00 $0.00
Disclosure

SEC source: 0001523711-18-000034 · wf-form4_152692597012736.xml · derivative · entry 1

NG DOMINIC · CIK 0001201236 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,162

Underlying: Common Stock · 9,162 shares

Expires not disclosed

F1 · derivative.exercise_price: The Restricted Stock Units ("RSUs") were granted on May 17, 2018, pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Each RSU represents a contingent right to receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share on the settlement date). The RSUs are accompanied by dividend equivalent rights.

F2 · derivative.exercise_date: The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

F2 · derivative.expiration_date: The RSUs are fully vested on the grant date. Vested RSUs generally will be settled on the third anniversary of the date of grant. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the settlement date).

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May 16, 2018 Filed May 17, 2018 16:34 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 256 $71.31 $18,254.92
Disclosure

SEC source: 0001069157-18-000058 · wf-form4_152657482725130.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,474

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.30 to $71.32, inclusive.

Read SEC document
May 16, 2018 Filed May 17, 2018 16:34 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,515 $70.87 $390,860.73
Disclosure

SEC source: 0001069157-18-000058 · wf-form4_152657482725130.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,730

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.29 to $71.28, inclusive. The reporting person undertakes to provide to East West Bancorp Inc., any security holder of East West Bancorp Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 14, 2018 Filed May 15, 2018 15:24 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $70.33 $405,870.97
Disclosure

SEC source: 0001069157-18-000056 · wf-form4_152639787007970.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.88 to $70.71, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 11, 2018 Filed May 11, 2018 22:54 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $69.61 $401,731.43
Disclosure

SEC source: 0001069157-18-000054 · wf-form4_152607920903176.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 511,016

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.25 to $69.99, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

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May 09, 2018 Filed May 10, 2018 23:13 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 2,671 $69.42 $185,417.08
Disclosure

SEC source: 0001069157-18-000052 · wf-form4_152599393840129.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,787

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.25 to $69.59, inclusive.

Read SEC document
May 09, 2018 Filed May 10, 2018 23:13 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 3,100 $68.74 $213,086.25
Disclosure

SEC source: 0001069157-18-000052 · wf-form4_152599393840129.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 519,458

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.24 to $69.22, inclusive. The reporting person undertakes to provide to East West Bancorp Inc., any security holder of East West Bancorp Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 07, 2018 Filed May 8, 2018 16:52 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $67.70 $390,715.17
Disclosure

SEC source: 0001069157-18-000048 · wf-form4_152579836163103.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 522,558

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.15 to $68.08, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document
May 04, 2018 Filed May 7, 2018 16:40 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 4,679 $67.52 $315,918.59
Disclosure

SEC source: 0001069157-18-000044 · wf-form4_152571117243426.xml · nonDerivative · entry 2

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 528,329

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.10 to $67.93, inclusive.

Read SEC document
May 04, 2018 Filed May 7, 2018 16:40 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 1,092 $66.41 $72,520.48
Disclosure

SEC source: 0001069157-18-000044 · wf-form4_152571117243426.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,008

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.95 to $66.94, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., any security holder of East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) and (3) of this Form 4.

Read SEC document
May 02, 2018 Filed May 4, 2018 18:11 UTC EAST WEST BANCORP INC EWBC · Entity 3302 SaleCommon Stock 5,771 $67.14 $387,488.60
Disclosure

SEC source: 0001069157-18-000042 · wf-form4_152545745029749.xml · nonDerivative · entry 1

NG DOMINIC · CIK 0001201236 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 534,100

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 24, 2018.

F2 · price: A total of 5,771 shares were sold at a weighted average price of $67.1441. The shares were sold in multiple transactions at prices ranging from $66.975 to $67.31, inclusive. The reporting person undertakes to provide to East West Bancorp, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the preceding sentence.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.