Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DELTA AIR LINES, INC.DAL · Entity 3029 | EVP & Chief People Officer | November 07, 2024 | November 22, 2024 |
| FLOWERS FOODS INCFLO · Entity 4729 | Director | May 29, 2026 | June 01, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DELTA AIR LINES, INC.
Report date November 07, 2024 · Filed November 22, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 85,123 |
Ending reported balance
After 2024-11-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-11-07 · Sale · Disposed 4,207 · Balance 104,783 F1: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $60.700 to $60.730 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. Row 2 · 2024-11-21 · Sale · Disposed 19,660 · Balance 85,123 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. The reported shares were sold in multiple transactions through a broker-dealer at prices ranging from $60.700 to $60.730 per share, inclusive. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc.
FLOWERS FOODS INC
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,260 |
Reported balance
After 2026-05-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 22,260 · Balance 22,260 F1: Granted under the Flowers Foods, Inc. 2026 Equity and Incentive Compensation Plan. F2: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price. F3: No expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Granted under the Flowers Foods, Inc. 2026 Equity and Incentive Compensation Plan.
F2: In accordance with the terms of the Deferred Shares Agreement for Directors, the deferred shares awarded do not have a conversion or exercise price.
F3: No expiration date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2020 Filed Feb 4, 2020 22:15 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,813 | $55.74 | $101,056.62 |
DisclosureSEC source: 0001683168-20-000352 · ownership.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · Director · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,203 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 22:15 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,584 | $55.74 | $88,292.16 |
DisclosureSEC source: 0001683168-20-000352 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · Director · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,016 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| January 31, 2020 Filed Feb 8, 2020 01:30 UTC Amendment | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 3,305 | $55.74 | $184,220.70 |
DisclosureSEC source: 0001683168-20-000409 · ownership.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,898 F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2019 under Delta's 2019 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| January 31, 2020 Filed Feb 8, 2020 01:30 UTC Amendment | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,813 | $55.74 | $101,056.62 |
DisclosureSEC source: 0001683168-20-000409 · ownership.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,203 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| January 31, 2020 Filed Feb 8, 2020 01:30 UTC Amendment | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,584 | $55.74 | $88,292.16 |
DisclosureSEC source: 0001683168-20-000409 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief People Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,016 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 34,000 | $58.00 | $1,972,000.00 |
DisclosureSEC source: 0001683168-19-001014 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,600 Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:38 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantEmployee Stock Option (right to buy) · Derivative | 50,570 | $0.00 Strike: $51.23 | $0.00 |
DisclosureSEC source: 0001683168-19-000296 · ownership.xml · derivative · entry 4 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,570 Underlying: Common Stock · 50,570 shares Expires 2028-02-06 F4 · derivative.exercise_date: On February 8, 2018, the Committee granted Ms. Smith an option to purchase 50,570 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 16,857 shares vested, and the option for the remaining 33,713 shares will vest in equal installments on February 1, 2020 and February 1, 2021. The performance criteria was certified by the Committee on February 6, 2019. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F4 · balance_after: On February 8, 2018, the Committee granted Ms. Smith an option to purchase 50,570 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 16,857 shares vested, and the option for the remaining 33,713 shares will vest in equal installments on February 1, 2020 and February 1, 2021. The performance criteria was certified by the Committee on February 6, 2019. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:38 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 21,980 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-000296 · ownership.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,600 F3 · shares: The Committee granted Ms. Smith 21,980 shares of restricted common stock under Delta's 2019 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F3 · price: The Committee granted Ms. Smith 21,980 shares of restricted common stock under Delta's 2019 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:38 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 16,399 | $50.52 | $828,477.48 |
DisclosureSEC source: 0001683168-19-000296 · ownership.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,620 F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 06, 2019 Filed Feb 7, 2019 21:38 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 36,792 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-19-000296 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,019 F1 · shares: Settlement of performance awards granted under Delta's 2016 long-term incentive program which were earned effective February 6, 2019. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: Settlement of performance awards granted under Delta's 2016 long-term incentive program which were earned effective February 6, 2019. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:37 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,813 | $49.92 | $90,504.96 |
DisclosureSEC source: 0001683168-19-000260 · ownership.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,227 F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 8, 2018 under Delta's 2018 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:37 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,506 | $49.92 | $75,179.52 |
DisclosureSEC source: 0001683168-19-000260 · ownership.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,040 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 21:37 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 2,426 | $49.92 | $121,105.92 |
DisclosureSEC source: 0001683168-19-000260 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,546 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| August 20, 2018 Filed Aug 21, 2018 20:48 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 4,353 | $57.50 | $250,275.74 |
DisclosureSEC source: 0001683168-18-002458 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,972 Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,250 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001683168-18-001990 · ownership.xml · derivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,250 shares Expires 2018-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is currently exercisable. Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 12,250 | $53.00 | $649,250.00 |
DisclosureSEC source: 0001683168-18-001990 · ownership.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,325 Read SEC document |
| July 19, 2018 Filed Jul 20, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionCommon Stock | 12,250 | $7.99 | $97,877.50 |
DisclosureSEC source: 0001683168-18-001990 · ownership.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001683168-18-001576 · smith_f4.xml · derivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,250 Underlying: Common Stock · 12,000 shares Expires 2018-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option is currently exercisable. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 12,000 | $54.50 | $654,000.00 |
DisclosureSEC source: 0001683168-18-001576 · smith_f4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,325 Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionCommon Stock | 12,000 | $7.99 | $95,880.00 |
DisclosureSEC source: 0001683168-18-001576 · smith_f4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:08 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantEmployee Stock Option (right to buy) · Derivative | 31,290 | $0.00 Strike: $49.33 | $0.00 |
DisclosureSEC source: 0001683168-18-000367 · smith_f4.xml · derivative · entry 4 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,290 Underlying: Common Stock · 31,290 shares Expires 2027-02-08 F4 · derivative.exercise_date: On February 9, 2017, the Committee granted Ms. Smith an option to purchase 31,290 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 10,430 shares vested, and the option for the remaining 20,860 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F4 · balance_after: On February 9, 2017, the Committee granted Ms. Smith an option to purchase 31,290 shares of common stock. The option vests based on Delta's satisfaction of certain performance criteria. Because the performance criteria were met, the option as to 10,430 shares vested, and the option for the remaining 20,860 shares will vest in equal installments on February 1, 2019 and February 1, 2020. The performance criteria was certified by the Committee on February 8, 2018. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:08 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 18,060 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000367 · smith_f4.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,325 F3 · shares: The Committee granted Ms. Smith 18,060 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F3 · price: The Committee granted Ms. Smith 18,060 shares of restricted common stock under Delta's 2018 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:08 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 12,730 | $51.23 | $652,157.90 |
DisclosureSEC source: 0001683168-18-000367 · smith_f4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,265 F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:08 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 27,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000367 · smith_f4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,995 F1 · shares: Settlement of performance awards granted under Delta's 2015 long-term incentive program which were earned effective February 8, 2018. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: Settlement of performance awards granted under Delta's 2015 long-term incentive program which were earned effective February 8, 2018. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:34 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 2,270 | $56.42 | $128,073.40 |
DisclosureSEC source: 0001683168-18-000290 · smith_frm4.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,795 F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 9, 2017 under Delta's 2017 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:34 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 3,468 | $56.42 | $195,664.56 |
DisclosureSEC source: 0001683168-18-000290 · smith_frm4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,065 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 21:34 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 2,458 | $56.42 | $138,680.36 |
DisclosureSEC source: 0001683168-18-000290 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,533 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| January 22, 2018 Filed Jan 23, 2018 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GiftCommon Stock | 1,402 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-18-000209 · smith_f4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,991 F1 · price: The shares were gifted to the California Polytechnic State University Foundation. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,250 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001683168-18-000175 · smith_f4.xml · derivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,250 Underlying: Common Stock · 24,250 shares Expires 2018-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is currently exercisable. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 24,250 | $59.03 | $1,431,574.50 |
DisclosureSEC source: 0001683168-18-000175 · smith_f4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,393 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $58.96 to $59.12 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. Read SEC document |
| January 16, 2018 Filed Jan 18, 2018 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionCommon Stock | 24,250 | $7.99 | $193,757.50 |
DisclosureSEC source: 0001683168-18-000175 · smith_f4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,643 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2017 Filed Dec 19, 2017 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 894 | $56.50 | $50,511.00 |
DisclosureSEC source: 0001683168-17-003351 · smith_f4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,393 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GiftCommon Stock | 73 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-003338 · smith_f4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,287 F1 · kind: The shares were gifted to the Atlanta Habitat for Humanity. F1 · price: The shares were gifted to the Atlanta Habitat for Humanity. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $7.99 | $0.00 |
DisclosureSEC source: 0001683168-17-002667 · smith_frm4.xml · derivative · entry 4 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,500 Underlying: Common Stock · 30,000 shares Expires 2018-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option is currently exercisable. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 3,863 | $53.56 | $206,913.87 |
DisclosureSEC source: 0001683168-17-002667 · smith_frm4.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,360 F2 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $53.56 to $53.57 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 30,000 | $53.62 | $1,608,480.00 |
DisclosureSEC source: 0001683168-17-002667 · smith_frm4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,223 F1 · price: The reported shares were sold in open market transactions through a broker-dealer at prices ranging from $53.58 to $53.62 per share. The Reporting Person undertakes to provide, upon request, details regarding the number of shares sold at each separate price to the staff of the Securities and Exchange Commission, Delta Air Lines, Inc., or a security holder of Delta Air Lines, Inc. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Exercise / conversionCommon Stock | 30,000 | $7.99 | $239,700.00 |
DisclosureSEC source: 0001683168-17-002667 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,223 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2017 Filed Jul 20, 2017 20:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 3,700 | $54.00 | $199,800.00 |
DisclosureSEC source: 0001683168-17-001821 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,223 Read SEC document |
| May 12, 2017 Filed May 15, 2017 20:33 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 4,475 | $49.32 | $220,724.90 |
DisclosureSEC source: 0001683168-17-001264 · smith_frm4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,923 Read SEC document |
| May 03, 2017 Filed May 15, 2017 20:33 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GiftCommon Stock | 1,750 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-001264 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,398 F1 · price: The shares were gifted to California Polytechnic State University. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 15,010 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000324 · smith_frm4.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,148 F3 · shares: The Committee granted Ms. Smith 15,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F3 · price: The Committee granted Ms. Smith 15,010 shares of restricted common stock under Delta's 2017 long-term incentive program. The shares will vest pursuant to the terms of the award agreement. This grant was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 9,441 | $49.33 | $465,724.53 |
DisclosureSEC source: 0001683168-17-000324 · smith_frm4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,138 F2 · shares: Shares withheld for payment of tax liability upon settlement of the performance awards earned under Delta's 2014 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:36 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GrantCommon Stock | 19,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-17-000324 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,579 F1 · shares: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). F1 · price: Settlement of performance awards granted under Delta's 2014 long-term incentive program which were earned effective February 9, 2017. The grant of the performance awards was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rule 16b-3(d). Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:40 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 2,551 | $47.26 | $120,560.26 |
DisclosureSEC source: 0001683168-17-000229 · smith_frm4.xml · nonDerivative · entry 3 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,891 F3 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 2, 2016 under Delta's 2016 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:40 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,891 | $47.26 | $89,368.66 |
DisclosureSEC source: 0001683168-17-000229 · smith_frm4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,442 F2 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 5, 2015 under Delta's 2015 long-term incentive program. This withholding was approved by the Committee and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 21:40 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | Tax withholdingCommon Stock | 1,800 | $47.26 | $85,068.00 |
DisclosureSEC source: 0001683168-17-000229 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,333 F1 · shares: Shares withheld for payment of tax liability upon vesting of a portion of the restricted stock award granted on February 6, 2014 under Delta's 2014 long-term incentive program. This withholding was approved by the Personnel & Compensation Committee of Delta's Board of Directors (the "Committee") and is exempt from Section 16(b) of the Securities Exchange Act of 1934 under Rules 16b-3(d)(1) and 16b-3(e). Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 1,100 | $50.73 | $55,797.50 |
DisclosureSEC source: 0001683168-16-000984 · smith_frm4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,222 Read SEC document |
| December 16, 2016 Filed Dec 19, 2016 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | SaleCommon Stock | 870 | $50.72 | $44,126.40 |
DisclosureSEC source: 0001683168-16-000984 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,322 Read SEC document |
| November 18, 2016 Filed Nov 21, 2016 21:38 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GiftCommon Stock | 107 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-16-000755 · smith_frm4.xml · nonDerivative · entry 1 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,192 F1 · kind: The shares were gifted to the Atlanta Habitat for Humanity. F1 · price: The shares were gifted to the Atlanta Habitat for Humanity. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 21:30 UTC | DELTA AIR LINES, INC. DAL · Entity 3029 | GiftCommon Stock | 800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001683168-16-000512 · smith_f4.xml · nonDerivative · entry 2 Smith Joanne D · CIK 0001620414 · EVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,299 F1 · kind: The shares were gifted to the California Polytechnic State University - San Luis Obispo. F1 · price: The shares were gifted to the California Polytechnic State University - San Luis Obispo. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.