Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENBRIDGE INCENB · Entity 2898 | Director | June 14, 2019 | June 18, 2019 |
| MOSAIC COMOS · Entity 3647 | Director | May 28, 2026 | June 01, 2026 |
| Spectra Energy Partners, LPSEP · Entity 161617 | Director · President & CEO | November 17, 2016 | November 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENBRIDGE INC
Report date June 14, 2019 · Filed June 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,917 |
Reported balance
After 2019-06-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-06-14 · Grant · Acquired 1,726 · Balance 17,917 F1: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2: Includes 234 DSUs acquired by the Reporting Person between March 23, 2019 and June 14, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represents notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date.
F2: Includes 234 DSUs acquired by the Reporting Person between March 23, 2019 and June 14, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan.
MOSAIC CO
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,310 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Exercise / conversion · Acquired 7,310 · Balance 7,310 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 10,910 |
Reported balance
After 2026-05-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2026-05-28 · Grant · Acquired 10,910 · Balance 10,910 F2: One-for-One F3: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2027 Annual Meeting of Stockholders. F4: Not Applicable |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2026-05-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2026-05-28 · Exercise / conversion · Disposed 7,310 · Balance 0 F2: One-for-One F5: The restricted stock units vested on the date of the issuer's 2026 Annual Meeting of Stockholders. F4: Not Applicable |
| Common StockSEC Table I · non-derivative | Indirect2025 Annuity Trust I dated December 8, 2025 | 93,945 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 93,945 F1: Following an audit of the reporting persons holdings, 71 shares were added to the total position due to a discrepancy. |
| Common StockSEC Table I · non-derivative | Indirect2024 Annuity Trust I dated December 6, 2024 | 49,176 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 49,176 |
Filing footnotes · ownership attribution and instrument terms
F1: Following an audit of the reporting persons holdings, 71 shares were added to the total position due to a discrepancy.
F2: One-for-One
F3: The restricted stock units will vest and be paid to the reporting person on the date of the issuer's 2027 Annual Meeting of Stockholders.
F4: Not Applicable
F5: The restricted stock units vested on the date of the issuer's 2026 Annual Meeting of Stockholders.
Spectra Energy Partners, LP
Report date November 17, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 22,295 |
Reported balance
After 2016-11-17 transaction · row 1
1 source rowRow 1 · 2016-11-17 · Purchase · Acquired 8,000 · Balance 22,295 F1: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.45 to $41.78 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.45 to $41.78 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Baker Hughes Co
Report date December 30, 2022 · Filed January 04, 2023
Section 16 reporting ended · disclosed 2023-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 46,439 |
Ending reported balance
After 2022-12-30 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-12-30 · Exercise / conversion · Acquired 7,840 · Balance 21,990 Row 2 · 2022-12-30 · Exercise / conversion · Acquired 12,500 · Balance 34,490 Row 3 · 2022-12-30 · Exercise / conversion · Acquired 6,972 · Balance 41,462 Row 4 · 2022-12-30 · Exercise / conversion · Acquired 4,977 · Balance 46,439 |
| Restricted Stock Unit D 5 19SEC Table II · derivative / convertible security · Expires 2020-05-10 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-12-30 · Exercise / conversion · Disposed 7,840 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| Restricted Stock Unit D 5_20SEC Table II · derivative / convertible security · Expires 2021-05-14 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-12-30 · Exercise / conversion · Disposed 12,500 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| Restricted Stock Unit D 5_21SEC Table II · derivative / convertible security · Expires 2022-05-14 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2022-12-30 · Exercise / conversion · Disposed 6,972 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| Restricted Stock Unit D 05_22SEC Table II · derivative / convertible security · Expires 2022-05-17 | Direct | 0 |
Reported balance
After 2022-12-30 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2022-12-30 · Exercise / conversion · Disposed 4,977 · Balance 0 F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F3: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer.
F2: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced.
F3: This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced.
Spectra Energy Corp.
Report date February 27, 2017 · Filed March 01, 2017
Section 16 reporting ended · disclosed 2017-03-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 1
1 source rowRow 1 · 2017-02-27 · Disposition to issuer · Disposed 463,573 · Balance 0 F1: Includes shares acquired pursuant to dividend reinvestment. F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
After 2017-02-27 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2017-02-27 · Disposition to issuer · Disposed 1,572 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Common StockSEC Table I · non-derivative | IndirectRetirement Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-02-27 · Disposition to issuer · Disposed 3,819 · Balance 0 F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). |
| Option to Purchase Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-02-27 · Disposition to issuer · Disposed 412,000 · Balance 0 F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. |
| Performance Shares Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2017-02-27 · Disposition to issuer · Disposed 94,000 · Balance 0 F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. |
| Performance Shares Feb 2016SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2017-02-27 · Disposition to issuer · Disposed 99,800 · Balance 0 F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2015SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2017-02-27 · Disposition to issuer · Disposed 59,350 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2017-02-27 · Disposition to issuer · Disposed 62,550 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| LTIP Phantom Stock Grant Feb 2017SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-02-27 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2017-02-27 · Disposition to issuer · Disposed 62,550 · Balance 0 F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. |
| Phantom Shares EspSEC Table II · derivative / convertible security | IndirectBy Trustee Executive Savings Plan | 0 |
Reported balance
After 2017-02-27 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2017-02-27 · Disposition to issuer · Disposed 1,541 · Balance 0 F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to dividend reinvestment.
F2: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration").
F3: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement.
F4: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award.
F5: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement.
F6: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement.
F7: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 10, 2019 Filed May 13, 2019 19:22 UTC | Baker Hughes Co BHGE · Entity 2993 | GrantRestricted Stock Unit D 5 19 · Derivative | 7,840 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001701605-19-000051 · wf-form4_155777534017418.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840 Underlying: Class A Common Stock · 7,840 shares Expires 2020-05-10 F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F1 · price: Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. F2 · derivative.expiration_date: The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director. Read SEC document |
| March 22, 2019 Filed Mar 26, 2019 16:08 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantDeferred Stock Units · Derivative | 1,818 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-19-000069 · wf-form4_155361649817092.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,957 Underlying: Common Shares · 1,818 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 210 DSUs acquired by the Reporting Person between December 21, 2018 and March 22, 2019 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. Read SEC document |
| December 20, 2018 Filed Dec 21, 2018 20:11 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantCommon Shares | 335 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-18-000120 · wf-form4_154542304542143.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,080 F1 · price: Pursuant to the Agreement and Plan of Merger, dated September 17, 2018, among Enbridge Energy Partners, L.P. ("EEP"), Enbridge Inc. ("Enbridge"), Winter Acquisition Sub II, LLC and the other parties thereto, at the closing of the merger on December 20, 2018, each Class A common unit of EEP (other than those held by Enbridge or its subsidiaries) was exchanged for 0.335 of an Enbridge Common Share and cash in lieu of any fractional shares. The market value of Enbridge Common Shares at the effective time of the merger was $10.43. Read SEC document |
| December 17, 2018 Filed Dec 18, 2018 18:26 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantCommon Shares | 24,770 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000895728-18-000105 · wf-form4_154515759151745.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 647,745 F1 · price: Pursuant to the Agreement and Plan of Merger, dated August 24, 2018, among Spectra Energy Partners, LP ("SEP"), Enbridge Inc. ("Enbridge"), Autumn Acquisition Sub, LLC and the other parties thereto, at the closing of the merger on December 17, 2018, each common unit of SEP (other than those held by Enbridge or its subsidiaries) was exchanged for 1.111 Enbridge Common Shares and cash in lieu of any fractional shares. The market value of Enbridge Common Shares at the effective time of the merger was $35.40. Read SEC document |
| December 14, 2018 Filed Dec 18, 2018 18:26 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantDeferred Stock Units · Derivative | 2,014 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-18-000105 · wf-form4_154515759151745.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,929 Underlying: Common Shares · 2,014 shares Expires not disclosed F2 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F3 · balance_after: Includes 182 DSUs acquired by the Reporting Person between September 22, 2018 and December 14, 2018 pursuant to a dividend reinvestment feature under the Enbridge Inc. Directors' Compensation Plan. Read SEC document |
| September 21, 2018 Filed Sep 25, 2018 15:38 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantDeferred Stock Units · Derivative | 1,881 | $0.00 | $0.00 |
DisclosureSEC source: 0000895728-18-000052 · wf-form4_153788991480713.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,733 Underlying: Common Shares · 1,881 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 148 DSUs acquired by the Reporting Person between June 16, 2018 and September 21, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document |
| June 15, 2018 Filed Jun 19, 2018 18:17 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantDeferred Stock Units · Derivative | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-041019 · a4.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,704 Underlying: Common Shares · 2,103 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 127 DSUs acquired by the Reporting Person between March 24, 2018 and June 15, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document |
| May 14, 2018 Filed May 15, 2018 16:54 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 3,402 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000107 · wf-form4_152640324544948.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,402 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on the date of the issuer's 2016 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 14, 2018. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 14, 2018 Filed May 15, 2018 16:54 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 3,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000107 · wf-form4_152640324544948.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 10, 2018 Filed May 11, 2018 21:58 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 9,098 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-18-000088 · wf-form4_152607589390228.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,098 Underlying: Common Stock · 9,098 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F6 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2019 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 10, 2021. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 22:08 UTC | ENBRIDGE INC ENB · Entity 2898 | GrantDeferred Stock Units · Derivative | 2,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-020511 · a4.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,474 Underlying: Common Shares · 2,072 shares Expires not disclosed F1 · derivative.exercise_price: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.exercise_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F1 · derivative.expiration_date: All non-employee directors receive a portion of their compensation in the form of Deferred Stock Units ("DSUs"), which represent notional shares with the same value as Enbridge Common Shares. Such DSUs are fully vested at grant and are settled in cash upon retirement of the director based on the price of Enbridge Common Shares. The DSUs have no expiration date. F2 · balance_after: Includes 86 DSUs acquired by the Reporting Person between January 2, 2018 and March 23, 2018 under the Enbridge Dividend Reinvestment and Share Purchase Plan in transactions that were exempt under Rule 16a-11. Read SEC document |
| May 18, 2017 Filed May 22, 2017 14:22 UTC | MOSAIC CO MOS · Entity 3647 | GrantRestricted Stock Units · Derivative | 6,346 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000121 · wf-form4_149546291258112.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,346 Underlying: Common Stock · 6,346 shares Expires not disclosed F1 · derivative.exercise_price: One-for-One F5 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2018 Annual Meeting of Stockholders. Vested shares will be delivered to the reporting person on May 18, 2020. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:46 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 3,144 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000098 · wf-form4_149503955929753.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,144 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units will vest on the date of the issuer's 2015 Annual Meeting of Stockholders. Vested shares were delivered to the reporting person on May 15, 2017. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| May 15, 2017 Filed May 17, 2017 16:46 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 3,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-17-000098 · wf-form4_149503955929753.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,584 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2017 Filed May 8, 2017 17:24 UTC | MOSAIC CO MOS · Entity 3647 | PurchaseCommon Stock | 21,000 | $23.49 | $493,340.40 |
DisclosureSEC source: 0001243786-17-000077 · wf-form4_149426427938409.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,440 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.47 to $23.55, inclusive. The reporting person undertakes to provide to The Mosaic Company, any security holder of The Mosaic Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote 1 to this Form 4. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPhantom Shares Esp · Derivative | 1,541 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 10 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trustee Executive Savings Plan Disclosed balance after: 0 Underlying: Common Stock · 1,541 shares Expires not disclosed F7 · derivative.exercise_price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F7 · price: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F7 · derivative.exercise_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. F7 · derivative.expiration_date: At the effective time of the Merger, each right to receive common stock of the Issuer or benefits measured by the value of common stock of the Issuer was automatically adjusted to represent a right to receive benefits measured by the value of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 62,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 9 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,550 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2017 · Derivative | 62,550 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 8 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,550 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerLTIP Phantom Stock Grant Feb 2015 · Derivative | 59,350 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 7 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,350 shares Expires not disclosed F6 · derivative.exercise_price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · price: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.exercise_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. F6 · derivative.expiration_date: At the effective time of the Merger, each outstanding phantom unit denominated in the common stock of the Issuer was automatically adjusted to represent a phantom unit, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, denominated in a number of Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2016 · Derivative | 99,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 6 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,800 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · derivative.exercise_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. F5 · derivative.expiration_date: Pursuant to the Merger Agreement, at the effective time of the Merger, each outstanding Post-2015 performance based unit of the Issuer were assumed by Enbridge and automatically converted into a corresponding equity incentive award with respect to Enbridge common shares in accordance with the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerPerformance Shares Feb 2015 · Derivative | 94,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 94,000 shares Expires not disclosed F4 · derivative.exercise_price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · price: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · derivative.exercise_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. F4 · derivative.expiration_date: At the effective time, each performance stock unit granted in 2014 or 2015 vested (with performance deemed satisfied (1) at 100% in the case of awards granted in 2014, and (2) based on actual performance through the effective time, in the case of awards granted in 2015) and was cancelled and converted into the right to receive the Merger Consideration in respect of each share of common stock of the Issuer underlying such award. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerOption to Purchase Common Stock · Derivative | 412,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · derivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 412,000 shares Expires not disclosed F3 · derivative.exercise_price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · price: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · derivative.exercise_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. F3 · derivative.expiration_date: At the effective time of the Merger, each outstanding option of the Issuer, whether vested or unvested, was automatically be converted into an option to purchase, on the same terms and conditions as were applicable immediately prior to the effective time of the Merger, a number of Enbridge common shares on the terms specified in the Merger Agreement. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 3,819 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · nonDerivative · entry 3 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Retirement Savings Plan Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 1,572 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 18:13 UTC | Spectra Energy Corp. SE · Entity 178342 | Disposition to issuerCommon Stock | 463,573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-005750 · doc4.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes shares acquired pursuant to dividend reinvestment. F2 · price: At the effective time of the Merger, each issued and outstanding share of the common stock of the Issuer was converted into the right to receive 0.984 of an Enbridge common share, with cash paid in lieu of fractional shares, in accordance with the Merger Agreement (the "Merger Consideration"). Read SEC document |
| February 18, 2017 Filed Feb 23, 2017 01:09 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionLTIP Phantom Stock Grant Feb 2014 · Derivative | 57,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-007853 · form4.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,100 shares Expires 2017-02-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. F2 · derivative.expiration_date: Grant cliff vests 3 years from date of Grant. Read SEC document |
| February 14, 2017 Filed Feb 15, 2017 17:29 UTC | Spectra Energy Corp. SE · Entity 178342 | GrantLTIP Phantom Stock Grant Feb 2017 · Derivative | 125,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-006198 · form4.xml · derivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,100 Underlying: Common Stock · 125,100 shares Expires 2020-02-14 F1 · derivative.exercise_price: Each phantom unit represents the economic equivalent of one share of common stock. Upon settlement, the phantom units will be settled (i) 50% in cash and (ii) 50% in shares of the Company's common stock. F2 · derivative.exercise_date: Grant cliff vests 3 years from date of grant. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 18:16 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2014 · Derivative | 12,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001837 · form4.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,064 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 18:16 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 5,206 | $42.20 | $219,693.20 |
DisclosureSEC source: 0001127602-17-001837 · form4.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,403.5 Read SEC document |
| January 16, 2017 Filed Jan 18, 2017 18:16 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 12,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-001837 · form4.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,609.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 19:05 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2015 · Derivative | 79,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070527 · form4.xml · derivative · entry 8 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,100 Underlying: Common Stock · 79,900 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F4 · shares: Vested with respect to 85% of the performance share award on December 16, 2016. The actual number of shares underlying such award that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp common stock. F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 19:05 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionPerformance Shares Feb 2014 · Derivative | 81,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070527 · form4.xml · derivative · entry 7 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,050 Underlying: Common Stock · 81,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. F2 · shares: Vested with respect to 90% of the performance share award on December 16, 2016. The actual number of shares underlying such award that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp common stock F3 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 19:05 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 67,037 | $41.79 | $2,801,476.23 |
DisclosureSEC source: 0001127602-16-070527 · form4.xml · nonDerivative · entry 4 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 454,545.5 Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 19:05 UTC | Spectra Energy Corp. SE · Entity 178342 | Tax withholdingCommon Stock | 48,975 | $41.79 | $2,046,665.25 |
DisclosureSEC source: 0001127602-16-070527 · form4.xml · nonDerivative · entry 3 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,782.5 Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 19:05 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 159,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070527 · form4.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 521,582.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2016 Filed Dec 20, 2016 19:05 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 116,745 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-070527 · form4.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 410,757.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:49 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 76,700 | $0.00 Strike: $25.64 | $0.00 |
DisclosureSEC source: 0001127602-16-067730 · form4.xml · derivative · entry 5 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 76,700 shares Expires 2017-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Vests in three annual installments beginning February, 2008. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:49 UTC | Spectra Energy Corp. SE · Entity 178342 | SaleCommon Stock | 66,587 | $40.78 | $2,715,637.60 |
DisclosureSEC source: 0001127602-16-067730 · form4.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,012.5 F1 · price: The price reported is a weighted average. The shares were sold in multiple transaction at prices ranging from $40.64 to $40.85, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:49 UTC | Spectra Energy Corp. SE · Entity 178342 | Exercise / conversionCommon Stock | 76,700 | $25.64 | $1,966,588.00 |
DisclosureSEC source: 0001127602-16-067730 · form4.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,599.5 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2016 Filed Nov 18, 2016 19:46 UTC | Spectra Energy Partners, LP SEP · Entity 161617 | PurchaseCommon Units | 8,000 | $41.58 | $332,676.00 |
DisclosureSEC source: 0001127602-16-067728 · form4.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,295 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.45 to $41.78 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 07, 2016 Filed Nov 7, 2016 19:33 UTC | Spectra Energy Partners, LP SEP · Entity 161617 | PurchaseCommon Units | 1,400 | $41.97 | $58,759.82 |
DisclosureSEC source: 0001127602-16-066228 · form4.xml · nonDerivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,295 F2 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.90 to $42.00 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| November 04, 2016 Filed Nov 7, 2016 19:33 UTC | Spectra Energy Partners, LP SEP · Entity 161617 | PurchaseCommon Units | 7,129 | $41.62 | $296,684.03 |
DisclosureSEC source: 0001127602-16-066228 · form4.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,895 F1 · price: The price reported is the weighted average price. The shares were purchased in multiple transactions at prices ranging from $41.46 to $41.89 per unit, inclusive. The reporting person will provide to the Commission, the issuer and any stockholder, upon request, full information regarding the number of shares purchased or sold at each separate price. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:26 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionRestricted Stock Units · Derivative | 1,997 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001243786-16-000371 · wf-form4_147569918440213.xml · derivative · entry 2 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,997 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: One-for-One F2 · derivative.exercise_date: The restricted stock units vested on May 15, 2014. Vested shares will be delivered to the reporting person on October 3, 2016. F3 · derivative.expiration_date: Not Applicable Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:26 UTC | MOSAIC CO MOS · Entity 3647 | Exercise / conversionCommon Stock | 1,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001243786-16-000371 · wf-form4_147569918440213.xml · nonDerivative · entry 1 EBEL GREGORY L · CIK 0001186942 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.