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CASELLA JOHN W

Disclosed activity across 1 company

Tapewire entity
42588
SEC CIK
0001055352

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CASELLA WASTE SYSTEMS INCCWST · Entity 1841DirectorJune 01, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CASELLA WASTE SYSTEMS INC

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Common StockSEC Table I · non-derivativeDirect129,800 Reported balance After 2026-06-01 transaction · row 2
1 source row

Row 2 · 2026-06-01 · Gift · Disposed 36,200 · Balance 129,800

F1: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

Class B Common StockSEC Table I · non-derivativeIndirectBy SLAT170,200 Reported balance After 2026-06-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2026-06-01 · Gift · Acquired 36,200 · Balance 170,200

F1: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

F2: Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Class B Common StockSEC Table I · non-derivativeIndirectBy Spouse26,300 Reported balance After 2026-06-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-06-01 · Gift · Disposed 30,800 · Balance 26,300

F3: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Class B Common StockSEC Table I · non-derivativeIndirectby SLAT 2167,800 Reported balance After 2026-06-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-06-01 · Gift · Acquired 30,800 · Balance 167,800

F3: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F5: Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

Class A Common StockSEC Table I · non-derivativeDirect30,795 Reported balance Holding disclosure · report date 2026-06-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 30,795

Class A Common StockSEC Table I · non-derivativeIndirectBy Spouse694 Reported balance Holding disclosure · report date 2026-06-01 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 694

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT") for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT.

F2: Held by the SLAT for the benefit of Mr. Casella's spouse. Mr. Casella's spouse is the trustee of the SLAT. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F3: Represents a gift of shares to the Spousal Lifetime Access Trust ("SLAT 2") for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

F4: Held by Mr. Casella's spouse. Mr. Casella disclaims beneficial ownership of the securities indicated to the extent to which he does not have an actual pecuniary interest in such securities.

F5: Held by the SLAT 2 for the benefit of Mr. Casella. Mr. Casella is the trustee of the SLAT 2.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2022 Filed Feb 25, 2022 01:07 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 30,113 $70.30 $2,116,943.90
Disclosure

SEC source: 0001179110-22-001644 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,540

F2 · kind: Represents shares of Class A Common Stock automatically sold by the reporting person to satisfy tax withholding obligations in connection with the vesting of PSUs granted to the reporting person on April 1, 2019. The automatic sale of the reporting person's shares of Class A Common Stock is provided for in a performance-based stock unit agreement constituting a "binding contract" consistent with the affirmative defense to liability under Rule 10b5-1 and the sale does not represent a discretionary trade by the reporting person.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $70.00 to $70.99, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 22, 2022 Filed Feb 25, 2022 01:07 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 61,980 $0.00 $0.00
Disclosure

SEC source: 0001179110-22-001644 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,653

F1 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on April 1, 2019, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2021 through December 31, 2021, and a multiplier based on relative total shareholder return for the period running from January 1, 2019 to December 31, 2021.

Read SEC document
August 06, 2021 Filed Aug 6, 2021 21:02 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 23,510 $68.67 $1,614,431.70
Disclosure

SEC source: 0001179110-21-008000 · edgar.xml · nonDerivative · entry 6

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,673

F6 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.14 to $68.97. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 21:02 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 20,629 $68.36 $1,410,198.44
Disclosure

SEC source: 0001179110-21-008000 · edgar.xml · nonDerivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,183

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.08 to $68.79. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 05, 2021 Filed Aug 6, 2021 21:02 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 28,232 $68.31 $1,928,527.92
Disclosure

SEC source: 0001179110-21-008000 · edgar.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,812

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.20 to $69.00. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 21:02 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,901 $69.46 $132,043.46
Disclosure

SEC source: 0001179110-21-008000 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,044

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $69.25 to $69.73. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 21:02 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 24,516 $68.82 $1,687,191.12
Disclosure

SEC source: 0001179110-21-008000 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,945

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $68.22 to $69.18. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 21:02 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 13,446 $69.30 $931,807.80
Disclosure

SEC source: 0001179110-21-008000 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,461

F1 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $69.00 to $69.77. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 16, 2021 Filed Mar 16, 2021 20:40 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 5,164 $64.49 $333,026.36
Disclosure

SEC source: 0001179110-21-003469 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,907

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 29, 2020, in connection with the vesting of RSUs on March 12, 2021.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $64.25 to $65.06. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 20:40 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 6,182 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-003469 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,071

F1 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2022.

Read SEC document
February 26, 2021 Filed Feb 26, 2021 22:11 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 15,293 $59.07 $903,357.51
Disclosure

SEC source: 0001179110-21-002356 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,889

F3 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019, in connection with the vesting of PSUs on February 24, 2021.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $58.17 to $60.15, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 25, 2021 Filed Feb 26, 2021 22:11 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 16,409 $60.44 $991,759.96
Disclosure

SEC source: 0001179110-21-002356 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,182

F3 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 7, 2019, in connection with the vesting of PSUs on February 24, 2021.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $60.40 to $60.80, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 22:11 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 68,355 $0.00 $0.00
Disclosure

SEC source: 0001179110-21-002356 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,591

F2 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on March 12, 2018, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the period running from January 1, 2020 through December 31, 2020, and a multiplier based on relative total shareholder return for the period running from January 1, 2018 to December 31, 2020.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 18:05 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 100,000 $54.75 $5,475,000.00
Disclosure

SEC source: 0001179110-20-008820 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,236

Read SEC document
May 18, 2020 Filed May 18, 2020 21:09 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 47,159 $49.00 $2,310,809.86
Disclosure

SEC source: 0001179110-20-006249 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,236

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $49.00 to $49.07. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 12, 2020 Filed May 14, 2020 19:49 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 27,847 $49.05 $1,365,767.25
Disclosure

SEC source: 0001179110-20-005979 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,395

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $49.00 to $49.245. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:31 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 3,654 $42.77 $156,289.62
Disclosure

SEC source: 0001179110-20-003708 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,242

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2019, in connection with the vesting of RSUs on March 12, 2020.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $42.25 to $43.31. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 12, 2020 Filed Mar 16, 2020 20:31 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 9,210 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-003708 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,896

F2 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2021.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 22:22 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 71,855 $51.02 $3,666,113.96
Disclosure

SEC source: 0001179110-20-003170 · edgar.xml · nonDerivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,686

F7 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $50.70 to $51.41, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:22 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 4,262 $49.14 $209,434.68
Disclosure

SEC source: 0001179110-20-003170 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,541

F5 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 18, 2017, in connection with the vesting of restricted stock units on February 28, 2020.

F6 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.50, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:22 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 554 $48.83 $27,049.60
Disclosure

SEC source: 0001179110-20-003170 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,803

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $48.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 03, 2020 Filed Mar 5, 2020 22:22 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 16,066 $49.63 $797,387.71
Disclosure

SEC source: 0001179110-20-003170 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,357

F2 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of performance-based stock units on February 27, 2020.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.05 to $49.90, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 02, 2020 Filed Mar 2, 2020 22:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 31,947 $48.99 $1,565,211.32
Disclosure

SEC source: 0001179110-20-002731 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,423

F3 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of PSUs on February 27, 2020.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $48.75 to $49.25, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2020 Filed Mar 2, 2020 22:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 22,577 $49.19 $1,110,472.32
Disclosure

SEC source: 0001179110-20-002731 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,370

F3 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2017, in connection with the vesting of PSUs on February 27, 2020.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $49.00 to $49.47, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 22:58 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 138,699 $0.00 $0.00
Disclosure

SEC source: 0001179110-20-002731 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,947

F2 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units (PSUs) granted to the reporting person on February 28, 2017, as a result of the level of achievement by Casella Waste Systems, Inc. of certain performance objectives during the third year of the three-year performance period running from January 1, 2017 to December 31, 2019, multiplied by a relative total shareholder return multiplier for the period running from January 1, 2017 to December 31, 2019.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:37 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GiftClass A Common Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-009311 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,248

F3 · kind: Represents a gift of shares to Mr. Casella's Philanthropy Fund.

Read SEC document
August 06, 2019 Filed Aug 8, 2019 20:37 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 98,844 $44.70 $4,418,386.11
Disclosure

SEC source: 0001179110-19-009311 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,248

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $44.50 to $45.16. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,012 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · derivative · entry 7

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 8,012 shares

Expires 2026-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested on February 20, 2019.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 16,230 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · derivative · entry 6

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 16,230 shares

Expires 2023-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in one third increments; one third on December 13, 2014, one third on December 13, 2015 and one third on December 13, 2016.

Read SEC document
May 03, 2019 Filed May 7, 2019 21:01 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 45,124 $37.31 $1,683,666.69
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,092

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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May 03, 2019 Filed May 7, 2019 21:01 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 8,012 $12.48 $99,989.76
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,216

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 03, 2019 Filed May 7, 2019 21:01 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 16,230 $5.54 $89,914.20
Disclosure

SEC source: 0001179110-19-005679 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed Mar 7, 2022 18:23 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 45,124 $37.31 $1,683,666.69
Disclosure

SEC source: 0001415889-22-002631 · form4a-03072022_100352.xml · nonDerivative · entry 3

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,640

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $36.95 to $37.89. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F1 · balance_after: On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

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May 03, 2019 Filed Mar 7, 2022 18:23 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 8,012 $12.48 $99,989.76
Disclosure

SEC source: 0001415889-22-002631 · form4a-03072022_100352.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

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May 03, 2019 Filed Mar 7, 2022 18:23 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 16,230 $5.54 $89,914.20
Disclosure

SEC source: 0001415889-22-002631 · form4a-03072022_100352.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On May 7, 2019, the reporting person filed a Form 4 that inadvertently understated the number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares. This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. All of the Form 4s filed by the reporting person between May 7, 2019 and February 24, 2022 similarly understated the total number of shares of Class A Common Stock directly beneficially owned by the reporting person in Table I, column 5 by 6,548 shares and should be deemed amended by the filing of this amendment. As of the filing of this amendment, the reporting person directly beneficially owns 45,494 shares of Class A Common Stock.

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March 13, 2019 Filed Mar 14, 2019 20:24 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 2,150 $34.18 $73,493.45
Disclosure

SEC source: 0001179110-19-003853 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,522

F3 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 12, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $33.95 to $34.27. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 12, 2019 Filed Mar 14, 2019 20:24 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 8,698 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-003853 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,672

F2 · kind: Represents the award of Restricted Stock Units (RSUs) under the Casella Waste Systems, Inc. 2016 Incentive Plan. Each RSU represents a contingent right to receive one share of Casella's Class A Common Stock. RSUs vest in three equal installments beginning on March 12, 2020.

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March 04, 2019 Filed Mar 4, 2019 21:30 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 8,174 $34.99 $285,980.47
Disclosure

SEC source: 0001179110-19-003053 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F4 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 04, 2019 Filed Mar 14, 2019 20:22 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 8,174 $34.99 $285,980.47
Disclosure

SEC source: 0001179110-19-003849 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,974

F4 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on March 1, 2019.

F5 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $34.40 to $35.55. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F6 · balance_after: This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The Form 4 filed by the Reporting Person on March 1, 2019 (the "Original Form 4") incorrectly stated the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by the Reporting Person following the transaction previously reported in the Original Form 4.

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March 01, 2019 Filed Mar 4, 2019 21:30 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 4,325 $35.29 $152,622.33
Disclosure

SEC source: 0001179110-19-003053 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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March 01, 2019 Filed Mar 14, 2019 20:22 UTC Amendment CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 4,325 $35.29 $152,622.33
Disclosure

SEC source: 0001179110-19-003849 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 414,148

F2 · kind: Represents the automatic sale of shares of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 15, 2016, in connection with the vesting of RSUs on February 28, 2019.

F3 · price: Represents the weighted average sales price for shares sold in multiple transactions, ranging from $35.25 to $35.36. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

F6 · balance_after: This amendment is being filed solely to correct the number of shares of Class A Common Stock directly beneficially owned. The Form 4 filed by the Reporting Person on March 1, 2019 (the "Original Form 4") incorrectly stated the number of shares of Class A Common Stock directly beneficially owned in Table I, column 5. The number of shares of Class A Common Stock directly beneficially owned as shown in Table I, column 5 of this amendment represents the correct number of shares of Class A common stock directly beneficially owned by the Reporting Person following the transaction previously reported in the Original Form 4.

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February 27, 2019 Filed Feb 27, 2019 21:38 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 27,557 $35.18 $969,455.26
Disclosure

SEC source: 0001179110-19-002700 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,473

Read SEC document
February 26, 2019 Filed Feb 27, 2019 21:38 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 41,345 $34.99 $1,446,661.55
Disclosure

SEC source: 0001179110-19-002700 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 446,030

Read SEC document
February 21, 2019 Filed Feb 22, 2019 21:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 60,733 $34.60 $2,101,349.65
Disclosure

SEC source: 0001179110-19-002319 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,375

F3 · kind: Represents the automatic sale of stock for tax withholding purposes pursuant to a Rule 10b5-1 trading plan adapted by the person on March 15, 2016, in connection with the vesting of PSU's on February 20, 2019.

F4 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $34.40 to $34.75, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantEmployee Stock Option (Right to Buy) · Derivative 35,952 $0.00 Strike: $12.48 $0.00
Disclosure

SEC source: 0001179110-19-002319 · edgar.xml · derivative · entry 5

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,952

Underlying: Class A Common Stock · 35,952 shares

Expires 2026-11-16

F5 · balance_after: On November 17, 2016, the reporting person was granted a performance-based stock option, which vested as to 35,952 shares of Class A Common Stock, as a result of the level of achievement by the Company of certain performance objectives during the Measurement Period of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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February 20, 2019 Filed Feb 22, 2019 21:17 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 GrantClass A Common Stock 129,635 $0.00 $0.00
Disclosure

SEC source: 0001179110-19-002319 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 548,108

F2 · shares: Represents shares of Class A Common Stock acquired by the reporting person upon the vesting of performance-based stock units ("PSU's") granted to the reporting person on November 17, 2016, as a result of the level of achievement by Casella Waste Systems, Inc. (the "Company") of certain performance objectives during the third year ("Measurement Period") of the three-year performance period running from January 1, 2016 to December 31, 2018, multiplied by a Relative TSR multiplier for the period running from January 1, 2016 to December 31, 2018.

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May 30, 2018 Filed May 31, 2018 20:07 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 24,367 $24.02 $585,387.93
Disclosure

SEC source: 0001179110-18-007719 · edgar.xml · nonDerivative · entry 2

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,473

F2 · price: Represents the weighted average sales price for shares sold in multiple transactions, at prices ranging from $23.73 to $24.165, inclusive. Upon request of the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price.

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May 29, 2018 Filed May 31, 2018 20:07 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 SaleClass A Common Stock 1,118 $23.77 $26,574.41
Disclosure

SEC source: 0001179110-18-007719 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 442,840

Read SEC document
March 15, 2018 Filed Mar 16, 2018 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 37,920 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001179110-18-004467 · edgar.xml · derivative · entry 4

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 37,920 shares

Expires 2023-12-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in three equal installments on December 13, 2014, 2015, 2016.

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March 15, 2018 Filed Mar 16, 2018 20:41 UTC CASELLA WASTE SYSTEMS INC CWST · Entity 1841 Exercise / conversionClass A Common Stock 37,920 $5.54 $210,076.80
Disclosure

SEC source: 0001179110-18-004467 · edgar.xml · nonDerivative · entry 1

CASELLA JOHN W · CIK 0001055352 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 443,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.