Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Technology Officer | June 01, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 15,070 |
Reported balance
After 2026-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-01 · Sale · Disposed 21,221 · Balance 15,070 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 01, 2023 Filed Jan 5, 2023 01:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 168 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000010 · wf-form4_167288179125041.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,104 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 5, 2023 01:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 12,265 | $65.34 | $801,395.10 |
DisclosureSEC source: 0001758730-23-000010 · wf-form4_167288179125041.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,936 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 01, 2023 Filed Jan 10, 2023 01:17 UTC Amendment | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 12,056 | $65.34 | $787,739.04 |
DisclosureSEC source: 0001758730-23-000022 · wf-form4a_167331341641050.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,313 F1 · security: On January 4, 2023, the reporting person filed a Form 4 that reported the incorrect number of shares withheld by the issuer to satisfying the tax withholding obligation associated with the settlement ofrestricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares withheld and the correct number of shares held by the reporting person following the transactions that occurred on January 1, 2023. F2 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person. F3 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001758730-22-000040 · wf-form4_167217617758899.xml · derivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,550 Underlying: Class A common stock · 25,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2022. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 11,270 | $62.88 | $708,683.52 |
DisclosureSEC source: 0001758730-22-000040 · wf-form4_167217617758899.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,201 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2022. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.5200 to $63.5199, inclusive. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 13,730 | $62.06 | $852,148.33 |
DisclosureSEC source: 0001758730-22-000040 · wf-form4_167217617758899.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,471 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2022. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.5200 to $62.5199, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 21:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 25,000 | $20.59 | $514,750.00 |
DisclosureSEC source: 0001758730-22-000040 · wf-form4_167217617758899.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2022. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 23:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000530 · form4.xml · derivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,550 Underlying: Class A common stock · 20,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 23:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 20,000 | $70.27 | $1,405,334.00 |
DisclosureSEC source: 0000895345-22-000530 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,201 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.70, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 23:54 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 20,000 | $20.59 | $411,800.00 |
DisclosureSEC source: 0000895345-22-000530 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000479 · form4.xml · derivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,550 Underlying: Class A common stock · 10,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,118 | $69.13 | $77,287.79 |
DisclosureSEC source: 0000895345-22-000479 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,201 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.08 to $69.19, inclusive. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,882 | $68.68 | $610,048.62 |
DisclosureSEC source: 0000895345-22-000479 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,319 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.07 to $69.06, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 09, 2022 Filed Jun 10, 2022 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 10,000 | $20.59 | $205,900.00 |
DisclosureSEC source: 0000895345-22-000479 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F2 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 22, 2022 Filed Mar 23, 2022 20:29 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,929 | $88.96 | $171,596.51 |
DisclosureSEC source: 0000895345-22-000369 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,201 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.57 to $89.40, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4. F3 · balance_after: This amount includes (i) 4,288 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 17, 2023, (ii) 25,726 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 18, 2022 23:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,511 | $88.03 | $133,011.21 |
DisclosureSEC source: 0000895345-22-000347 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,488 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.8813 to $88.33, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 5 to this Form 4. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000362 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,130 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2022 Filed Mar 22, 2022 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 2,371 | $89.88 | $213,105.48 |
DisclosureSEC source: 0000895345-22-000362 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,117 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 5 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000347 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,999 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 23:50 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 1,865 | $87.43 | $163,056.95 |
DisclosureSEC source: 0000895345-22-000347 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,994 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 15, 2022 Filed Mar 18, 2022 01:49 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 9,613 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000337 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,859 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2022. F2 · balance_after: This amount includes (i) 4,287 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 6,742 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (v) 9,613 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 66,426 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-22-000238 · form4.xml · derivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,550 Underlying: Class A common stock · 66,426 shares Expires 2028-10-26 F3 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2021 which were deemed achieved on February 24, 2022. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. F5 · balance_after: This amount reflects the options reported on this Form 4 in addition to 32,124 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 24, 2022 Filed Feb 25, 2022 23:09 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 14,832 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000238 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,246 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2021, subject to the achievement of certain performance goals in respect of calendar year 2021. Those performance goals were deemed achieved at the maximum performance level on February 24, 2022. These RSUs remain unvested and are scheduled to vest on January 1, 2024, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, and (iv) 14,832 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 300 | $96.29 | $28,887.99 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 7 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,414 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.25 to $96.35, inclusive. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 100 | $95.05 | $9,505.00 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 6 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,714 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,555 | $94.08 | $522,596.62 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 5 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,814 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.94 to $94.30, inclusive. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,941 | $93.53 | $836,224.91 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,369 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.94 to $93.93, inclusive. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 04, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,521 | $92.46 | $233,079.06 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,310 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.94 to $92.88, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5, 6, 7 and 8 to this Form 4. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 256 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,831 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| January 03, 2022 Filed Jan 6, 2022 01:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 18,043 | $100.14 | $1,806,826.02 |
DisclosureSEC source: 0000895345-22-000047 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,575 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (ii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iii) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 60,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-001010 · form4.xml · derivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,124 Underlying: Class A common stock · 60,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 36,043 | $95.43 | $3,439,633.95 |
DisclosureSEC source: 0000895345-21-001010 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,618 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.14 to $95.98, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 23,957 | $94.68 | $2,268,138.56 |
DisclosureSEC source: 0000895345-21-001010 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,661 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.14 to $95.13, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 13, 2021 Filed Dec 14, 2021 01:47 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 60,000 | $20.59 | $1,235,400.00 |
DisclosureSEC source: 0000895345-21-001010 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2021. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,295 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001140361-21-036302 · form4.xml · derivative · entry 6 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,124 Underlying: Class A common stock · 9,295 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,295 | $89.59 | $832,758.57 |
DisclosureSEC source: 0001140361-21-036302 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,618 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.50 to $89.87, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 02, 2021 Filed Nov 3, 2021 01:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 9,295 | $20.59 | $191,384.05 |
DisclosureSEC source: 0001140361-21-036302 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,913 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 01:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,505 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0001140361-21-036302 · form4.xml · derivative · entry 5 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,419 Underlying: Class A common stock · 5,505 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 01:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,505 | $89.61 | $493,285.98 |
DisclosureSEC source: 0001140361-21-036302 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,618 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.50 to $89.66, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 01, 2021 Filed Nov 3, 2021 01:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 5,505 | $20.59 | $113,347.95 |
DisclosureSEC source: 0001140361-21-036302 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,123 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 23:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 5,200 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000764 · form4.xml · derivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,924 Underlying: Class A common stock · 5,200 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 23:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 5,200 | $89.57 | $465,774.40 |
DisclosureSEC source: 0000895345-21-000764 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,618 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.50 to $89.80, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| August 30, 2021 Filed Sep 1, 2021 23:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 5,200 | $20.59 | $107,068.00 |
DisclosureSEC source: 0000895345-21-000764 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000554 · form4.xml · derivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,124 Underlying: Class A common stock · 20,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 20,000 | $84.61 | $1,692,144.00 |
DisclosureSEC source: 0000895345-21-000554 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,618 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.50 to $84.97, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 21:34 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 20,000 | $20.59 | $411,800.00 |
DisclosureSEC source: 0000895345-21-000554 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,618 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 6, 2021. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 913 | $73.62 | $67,218.62 |
DisclosureSEC source: 0000895345-21-000385 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,618 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.42 to $73.78, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,100 | $72.89 | $80,178.01 |
DisclosureSEC source: 0000895345-21-000385 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,531 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.26 to $73.25, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 5 and 6 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 8 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000385 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,631 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 18, 2021 Filed Mar 23, 2021 01:26 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 2,283 | $72.75 | $166,088.25 |
DisclosureSEC source: 0000895345-21-000385 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,623 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.