Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Tradeweb Markets Inc.TW · Entity 3211 | Chief Technology Officer | June 01, 2026 | June 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Tradeweb Markets Inc.
Report date June 01, 2026 · Filed June 02, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A common stockSEC Table I · non-derivative | Direct | 15,070 |
Reported balance
After 2026-06-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-06-01 · Sale · Disposed 21,221 · Balance 15,070 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025. F2: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.
F2: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2021 Filed Mar 18, 2021 01:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 10,113 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000350 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,906 F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2021. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 8,575 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 17, 2022, and March 17, 2023, (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, and (iv) 10,113 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 to this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date. In addition, this amount includes 4,288 RSUs which are fully vested as of the date hereof and will be settled in shares of Class A Common Stock on March 18, 2021. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000247 · form4.xml · derivative · entry 5 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,124 Underlying: Class A common stock · 50,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F6 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 19,126 | $73.92 | $1,413,765.23 |
DisclosureSEC source: 0000895345-21-000247 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,793 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.47 to $74.33, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,768 | $73.06 | $275,308.54 |
DisclosureSEC source: 0000895345-21-000247 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,919 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.47 to $73.43, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 27,106 | $72.06 | $1,953,177.04 |
DisclosureSEC source: 0000895345-21-000247 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,687 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.47 to $72.46, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4 and 5 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| March 01, 2021 Filed Mar 4, 2021 01:12 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 50,000 | $20.59 | $1,029,500.00 |
DisclosureSEC source: 0000895345-21-000247 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F2 · balance_after: This amount includes (i) 35,204 unvested restricted stock units ("RSUs") in respect of the issuer's class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2022, (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:23 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantStock Option (Right to Buy) · Derivative | 66,424 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-21-000227 · form4.xml · derivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,124 Underlying: Class A common stock · 66,424 shares Expires 2028-10-26 F1 · shares: The reported transaction reflects the acquisition of options that were granted to the reporting person on October 26, 2018, subject to the achievement of certain performance goals in respect of calendar year 2020 which were deemed achieved on February 24, 2021. F2 · derivative.exercise_date: This option is fully vested and exercisable as of the date hereof. F3 · balance_after: This amount reflects the options reported on this Form 4 in addition to 115,700 options that were granted on October 26, 2018 and previously reported by the reporting person, all of which are currently vested and exercisable. Read SEC document |
| February 05, 2021 Filed Feb 10, 2021 01:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 25,726 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000131 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,793 F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 17, 2020, subject to the achievement of certain performance goals in respect of calendar year 2020. Those performance goals were deemed achieved at the maximum performance level on February 5, 2021. These RSUs remain unvested and are scheduled to vest on January 1, 2023, subject to the reporting person's continued employment through such date. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, and (iii) 25,726 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2023, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 3,716 | $64.49 | $239,651.53 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 7 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,067 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F9 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.42 to $64.50, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 8,637 | $64.01 | $552,880.28 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 6 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,783 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F8 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.41 to $64.33, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,200 | $62.92 | $264,271.98 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 5 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,420 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.41 to $63.40, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 4,248 | $61.84 | $262,683.15 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,620 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.38 to $62.29, inclusive. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 2,005 | $60.97 | $122,241.24 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,868 F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.38 to $61.35, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 5, 6, 7, 8 and 9 to this Form 4. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GrantClass A common stock | 685 | $0.00 | $0.00 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,873 F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| February 01, 2021 Filed Feb 3, 2021 00:16 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Tax withholdingClass A common stock | 20,097 | $60.79 | $1,221,696.63 |
DisclosureSEC source: 0000895345-21-000064 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,188 F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person. F2 · balance_after: This amount includes (i) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022 and (ii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:30 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-001145 · form4.xml · derivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,700 Underlying: Class A common stock · 25,000 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:30 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 25,000 | $64.75 | $1,618,725.00 |
DisclosureSEC source: 0000895345-20-001145 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,285 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.50 to $64.95, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 3 to this Form 4. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| December 09, 2020 Filed Dec 11, 2020 01:30 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 25,000 | $20.59 | $514,750.00 |
DisclosureSEC source: 0000895345-20-001145 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,285 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| November 25, 2020 Filed Nov 13, 2023 22:42 UTC | Tradeweb Markets Inc. TW · Entity 3211 | GiftClass A common stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001758730-23-000174 · wk-form4_1699915330.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,760 F1 · balance_after: This amount includes (i) 3,371 restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 9,200 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000968 · form4.xml · derivative · entry 6 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,700 Underlying: Class A common stock · 9,200 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,200 | $59.63 | $548,617.16 |
DisclosureSEC source: 0000895345-20-000968 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,285 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.84, inclusive. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 12, 2020 Filed Oct 13, 2020 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 9,200 | $20.59 | $189,428.00 |
DisclosureSEC source: 0000895345-20-000968 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,485 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 15,800 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000968 · form4.xml · derivative · entry 5 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,900 Underlying: Class A common stock · 15,800 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F5 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 15,800 | $59.65 | $942,436.82 |
DisclosureSEC source: 0000895345-20-000968 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,285 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.50 to $59.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| October 09, 2020 Filed Oct 13, 2020 23:45 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 15,800 | $20.59 | $325,322.00 |
DisclosureSEC source: 0000895345-20-000968 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,085 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 14, 2020. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 44,566 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · derivative · entry 9 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,700 Underlying: Class A common stock · 44,566 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F8 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 35,114 | $62.78 | $2,204,337.53 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 7 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,285 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F7 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.39 to $63.13, inclusive. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 9,452 | $62.13 | $587,217.79 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 6 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,399 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F6 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.38 to $62.36, inclusive. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 44,566 | $20.59 | $917,613.94 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 5 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,851 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionStock Option (Right to Buy) · Derivative | 55,434 | $0.00 Strike: $20.59 | $0.00 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · derivative · entry 8 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,266 Underlying: Class A common stock · 55,434 shares Expires 2028-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F8 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 1,900 | $63.06 | $119,820.08 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 4 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,285 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.24, inclusive. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 40,816 | $62.41 | $2,547,408.19 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 3 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,185 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.00 to $62.99, inclusive. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | SaleClass A common stock | 12,718 | $61.84 | $786,487.48 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 2 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,001 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F3 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.00 to $61.99, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3, 4, 5 6 and 7 to this Form 4. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
| June 22, 2020 Filed Jun 24, 2020 20:51 UTC | Tradeweb Markets Inc. TW · Entity 3211 | Exercise / conversionClass A common stock | 55,434 | $20.59 | $1,141,386.06 |
DisclosureSEC source: 0000895345-20-000723 · form4.xml · nonDerivative · entry 1 Peterson Justin · CIK 0001807231 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,719 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 28, 2020. F2 · balance_after: This amount includes (i) 42,218 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on January 1, 2021, (ii) 35,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2022, and (iii) 12,863 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2020, in each case subject to the reporting person's continued employment through the applicable vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.