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Peterson Justin

Disclosed activity across 1 company

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42426
SEC CIK
0001807231

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Tradeweb Markets Inc.TW · Entity 3211Chief Technology OfficerJune 01, 2026June 02, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Tradeweb Markets Inc.

Report date June 01, 2026 · Filed June 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A common stockSEC Table I · non-derivativeDirect15,070 Reported balance After 2026-06-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-01 · Sale · Disposed 21,221 · Balance 15,070

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2026 Filed Jun 2, 2026 20:09 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 21,221 $102.00 $2,164,542.00
Disclosure

SEC source: 0001758730-26-000128 · wk-form4_1780430957.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,070

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2 · balance_after: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
April 15, 2026 Filed Apr 17, 2026 20:09 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 21,221 $120.66 $2,560,496.15
Disclosure

SEC source: 0001758730-26-000090 · wk-form4_1776456566.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,291

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.57 to $122.42, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 20, 2026 Filed Mar 24, 2026 20:08 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 1,005 $125.13 $125,760.57
Disclosure

SEC source: 0001758730-26-000075 · wk-form4_1774382882.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,512

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.26 to $125.74, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: This amount includes (i) 2,548 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 18, 2026 Filed Mar 19, 2026 20:09 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 3,212 $124.76 $400,715.63
Disclosure

SEC source: 0001758730-26-000066 · wk-form4_1773950945.xml · nonDerivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,517

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.32 to $125.86, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: This amount includes (i) 2,548 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:09 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 3 $0.00 $0.00
Disclosure

SEC source: 0001758730-26-000066 · wk-form4_1773950945.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,729

F3 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 2,548 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 17, 2026 Filed Mar 19, 2026 20:09 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 1,241 $126.17 $156,576.97
Disclosure

SEC source: 0001758730-26-000066 · wk-form4_1773950945.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 61,726

F1 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.

F2 · balance_after: This amount includes (i) 2,548 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 4,485 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:14 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 29 $0.00 $0.00
Disclosure

SEC source: 0001758730-26-000048 · wk-form4_1773778443.xml · nonDerivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,967

F4 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 2,548 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:14 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 3,940 $124.42 $490,214.80
Disclosure

SEC source: 0001758730-26-000048 · wk-form4_1773778443.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,938

F3 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of the Class A Common Stock held by the reporting person.

F2 · balance_after: This amount includes (i) 2,548 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 15, 2026 Filed Mar 17, 2026 20:14 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 8,037 $0.00 $0.00
Disclosure

SEC source: 0001758730-26-000048 · wk-form4_1773778443.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,878

F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2026.

F2 · balance_after: This amount includes (i) 2,548 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028 and (iii) 8,037 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
February 10, 2026 Filed Feb 12, 2026 21:11 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 11,254 $115.47 $1,299,483.62
Disclosure

SEC source: 0001758730-26-000022 · wk-form4_1770930713.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 58,841

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 3, 2025.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.525 to $116.86, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:58 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 129 $0.00 $0.00
Disclosure

SEC source: 0001807231-26-000001 · wk-form4_1767661115.xml · nonDerivative · entry 5

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,095

F6 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain DERs. The DERs were granted in connection with previously awarded PRSUs, and settled in shares of Class A Common Stock in connection with the settlement of the PRSUs to which they relate.

F2 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A Common Stock that are scheduled to vest on March 15, 2026, (ii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. This amount also includes the vested PSUs described in footnote #1 above, which will settle in shares of Class A Common Stock within 15 days of the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:58 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 13,765 $106.20 $1,461,843.00
Disclosure

SEC source: 0001807231-26-000001 · wk-form4_1767661115.xml · nonDerivative · entry 4

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,966

F5 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of performance-based restricted stock units ("PRSUs") in respect of the issuer's Class A Common Stock held by the reporting person.

F2 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A Common Stock that are scheduled to vest on March 15, 2026, (ii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. This amount also includes the vested PSUs described in footnote #1 above, which will settle in shares of Class A Common Stock within 15 days of the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:58 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 474 $0.00 $0.00
Disclosure

SEC source: 0001807231-26-000001 · wk-form4_1767661115.xml · nonDerivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,731

F4 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded PSUs, and settled in shares of Class A Common Stock in connection with the settlement of the PSUs to which they relate.

F2 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A Common Stock that are scheduled to vest on March 15, 2026, (ii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. This amount also includes the vested PSUs described in footnote #1 above, which will settle in shares of Class A Common Stock within 15 days of the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:58 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 48,964 $106.20 $5,199,976.80
Disclosure

SEC source: 0001807231-26-000001 · wk-form4_1767661115.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,257

F3 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of the PSUs in respect of the Class A Common Stock held by the reporting person.

F2 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A Common Stock that are scheduled to vest on March 15, 2026, (ii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. This amount also includes the vested PSUs described in footnote #1 above, which will settle in shares of Class A Common Stock within 15 days of the vesting date.

Read SEC document
January 01, 2026 Filed Jan 6, 2026 00:58 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 90,932 $0.00 $0.00
Disclosure

SEC source: 0001807231-26-000001 · wk-form4_1767661115.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,221

F1 · kind: The reported transaction reflects the acquisition of performance stock units ("PSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2023, subject to the achievement of certain performance goals in respect of calendar years 2023 through 2025. The level of achievement of those performance goals was determined on January 1, 2026.

F2 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A Common Stock that are scheduled to vest on March 15, 2026, (ii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iii) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date. This amount also includes the vested PSUs described in footnote #1 above, which will settle in shares of Class A Common Stock within 15 days of the vesting date.

Read SEC document
March 19, 2025 Filed Mar 21, 2025 20:05 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 4,635 $141.50 $655,859.45
Disclosure

SEC source: 0001758730-25-000081 · wk-form4_1742587518.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 41,289

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.74 to $142.37, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: This amount includes (i) 4,576 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") that are scheduled to vest on March 15, 2026, (ii) 24,890 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2026, (iii) 5,095 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 6,728 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 17, 2025 Filed Mar 18, 2025 23:58 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 6,728 $0.00 $0.00
Disclosure

SEC source: 0001758730-25-000061 · wk-form4_1742342282.xml · nonDerivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,924

F4 · kind: The reported transaction is an award of RSUs in respect of Class A Common Stock. Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 17, 2025.

F2 · balance_after: This amount includes (i) 4,576 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2026, (ii) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, (iii) 5,095 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 6,728 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:58 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 20 $0.00 $0.00
Disclosure

SEC source: 0001758730-25-000061 · wk-form4_1742342282.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,196

F3 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 4,576 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2026, (ii) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, (iii) 5,095 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 6,728 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 15, 2025 Filed Mar 18, 2025 23:58 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 5,714 $141.57 $808,930.98
Disclosure

SEC source: 0001758730-25-000061 · wk-form4_1742342282.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,176

F1 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.

F2 · balance_after: This amount includes (i) 4,576 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2026, (ii) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, (iii) 5,095 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2026 and March 15, 2027, and (iv) 6,728 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 17, 2026, March 17, 2027 and March 17, 2028, in each case, subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
January 06, 2025 Filed Jan 8, 2025 21:08 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 6,669 $132.38 $882,810.21
Disclosure

SEC source: 0001758730-25-000021 · wk-form4_1736370481.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 44,890

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 7, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.37 to $133.10, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: This amount includes (i) 3,204 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2025, (ii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iii) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (iv) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

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January 01, 2025 Filed Jan 3, 2025 23:06 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 45 $0.00 $0.00
Disclosure

SEC source: 0001758730-25-000009 · wk-form4_1735945591.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,559

F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 3,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iii) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (iv) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

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January 01, 2025 Filed Jan 3, 2025 23:06 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 5,795 $131.33 $761,057.35
Disclosure

SEC source: 0001758730-25-000009 · wk-form4_1735945591.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,514

F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.

F2 · balance_after: This amount includes (i) 3,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iii) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (iv) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 25, 2024 Filed Mar 27, 2024 20:13 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 5,013 $104.83 $525,496.75
Disclosure

SEC source: 0001758730-24-000077 · wk-form4_1711570385.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 57,349

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.36 to $105.56, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · balance_after: This amount includes (i)3,204 unvested restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2025, (ii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (v) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 18, 2024 Filed Mar 19, 2024 22:52 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 70 $0.00 $0.00
Disclosure

SEC source: 0001758730-24-000065 · wk-form4_1710888745.xml · nonDerivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,362

F4 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i)3,204 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (v) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 18, 2024 Filed Mar 19, 2024 22:52 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 6,169 $103.82 $640,465.58
Disclosure

SEC source: 0001758730-24-000065 · wk-form4_1710888745.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,292

F3 · kind: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of RSUs in respect of of Class A Common Stock held by the reporting person.

F2 · balance_after: This amount includes (i)3,204 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (v) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 18, 2024 Filed May 8, 2024 22:52 UTC Amendment Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 30 $0.00 $0.00
Disclosure

SEC source: 0001758730-24-000104 · wk-form4a_1715208715.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,309

F1 · security: On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024 and all subsequent transactions as reported on Form 4 for the reporting person through the date of filing of this Form 4/A.

F2 · kind: Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F3 · balance_after: This amount includes (i)3,204 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (v) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 15, 2024 Filed Mar 19, 2024 22:52 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 7,643 $0.00 $0.00
Disclosure

SEC source: 0001758730-24-000065 · wk-form4_1710888745.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 68,461

F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2024.

F2 · balance_after: This amount includes (i)3,204 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2025, (ii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iii) 9,153 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (iv) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, and (v) 7,643 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
March 11, 2024 Filed Mar 13, 2024 20:02 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 8,287 $103.09 $854,320.92
Disclosure

SEC source: 0001758730-24-000054 · wk-form4_1710360133.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 60,818

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.19 to $103.41, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F3 · balance_after: This amount includes (i) 3,371 restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, (iv) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, and (v) 24,890 unvested RSUs in respect of Class A Common Stock, which are scheduled to vest on January 1, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:03 UTC Tradeweb Markets Inc. TW · Entity 3211 Exercise / conversionStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001758730-24-000045 · wk-form4_1709586159.xml · derivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A common stock · 10,000 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.

F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:03 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 10,000 $105.48 $1,054,766.00
Disclosure

SEC source: 0001758730-24-000045 · wk-form4_1709586159.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 69,105

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.49 to $106.19, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F2 · balance_after: This amount includes (i) 3,371 restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:03 UTC Tradeweb Markets Inc. TW · Entity 3211 Exercise / conversionClass A common stock 10,000 $20.59 $205,900.00
Disclosure

SEC source: 0001758730-24-000045 · wk-form4_1709586159.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,105

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.

F2 · balance_after: This amount includes (i) 3,371 restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
February 09, 2024 Filed Feb 12, 2024 21:24 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 24,890 $0.00 $0.00
Disclosure

SEC source: 0001758730-24-000033 · wk-form4_1707773019.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,105

F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2023, subject to the achievement of certain performance goals in respect of calendar year 2023. The level of achievement of those performance goals was determined on February 9, 2024. These RSUs remain unvested and are scheduled to vest on January 1, 2026, subject to the reporting person's continued employment through such date.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 74 $0.00 $0.00
Disclosure

SEC source: 0001758730-24-000011 · wk-form4_1704319022.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,215

F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
January 01, 2024 Filed Jan 3, 2024 21:57 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 6,619 $89.27 $590,878.13
Disclosure

SEC source: 0001758730-24-000011 · wk-form4_1704319022.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,141

F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iii) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (iv) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:40 UTC Tradeweb Markets Inc. TW · Entity 3211 Exercise / conversionStock Option (Right to Buy) · Derivative 13,550 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001758730-23-000163 · wk-form4_1697661600.xml · derivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A common stock · 13,550 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:40 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 13,550 $83.88 $1,136,545.55
Disclosure

SEC source: 0001758730-23-000163 · wk-form4_1697661600.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.38 to $84.63, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: This amount includes (i) 3,371 restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
October 16, 2023 Filed Oct 18, 2023 20:40 UTC Tradeweb Markets Inc. TW · Entity 3211 Exercise / conversionClass A common stock 13,550 $20.59 $278,994.50
Disclosure

SEC source: 0001758730-23-000163 · wk-form4_1697661600.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 66,310

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F2 · balance_after: This amount includes (i) 3,371 restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:31 UTC Tradeweb Markets Inc. TW · Entity 3211 Exercise / conversionStock Option (Right to Buy) · Derivative 20,000 $0.00 Strike: $20.59 $0.00
Disclosure

SEC source: 0001758730-23-000160 · wk-form4_1694809873.xml · derivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,550

Underlying: Class A common stock · 20,000 shares

Expires 2028-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F4 · derivative.exercise_date: The option is fully vested and exercisable as of the date hereof.

Read SEC document
September 14, 2023 Filed Sep 15, 2023 20:31 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 20,000 $84.35 $1,686,954.00
Disclosure

SEC source: 0001758730-23-000160 · wk-form4_1694809873.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 52,760

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.01 to $84.61, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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September 14, 2023 Filed Sep 15, 2023 20:31 UTC Tradeweb Markets Inc. TW · Entity 3211 Exercise / conversionClass A common stock 20,000 $20.59 $411,800.00
Disclosure

SEC source: 0001758730-23-000160 · wk-form4_1694809873.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 72,760

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2023.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 22, 2023 Filed Mar 22, 2023 20:59 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 1,940 $75.02 $145,538.80
Disclosure

SEC source: 0001758730-23-000101 · wf-form4_167951876859824.xml · nonDerivative · entry 4

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,760

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

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March 20, 2023 Filed Mar 22, 2023 20:59 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 2,956 $75.21 $222,308.05
Disclosure

SEC source: 0001758730-23-000101 · wf-form4_167951876859824.xml · nonDerivative · entry 3

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,700

F4 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F5 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.67 to $75.71, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote to this Form 4.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 20, 2023 Filed Mar 22, 2023 20:59 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 24 $0.00 $0.00
Disclosure

SEC source: 0001758730-23-000101 · wf-form4_167951876859824.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,656

F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 20, 2023 Filed Mar 22, 2023 20:59 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 2,372 $75.04 $177,994.88
Disclosure

SEC source: 0001758730-23-000101 · wf-form4_167951876859824.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,632

F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.

F2 · balance_after: This amount includes (i) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (ii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iii) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (iv) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (v) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 16, 2023 Filed Mar 20, 2023 23:06 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 18 $0.00 $0.00
Disclosure

SEC source: 0001758730-23-000091 · wf-form4_167935356182993.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,004

F3 · shares: Represents shares of Class A Common Stock acquired in connection with the settlement of certain dividend equivalent rights (the "DERs"). The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.

F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 16, 2023 Filed Mar 20, 2023 23:06 UTC Tradeweb Markets Inc. TW · Entity 3211 Tax withholdingClass A common stock 3,637 $74.19 $269,829.03
Disclosure

SEC source: 0001758730-23-000091 · wf-form4_167935356182993.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,986

F1 · shares: Represents shares withheld by the issuer to satisfy the tax withholding obligation associated with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") held by the reporting person.

F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024, March 15, 2025 and March 15, 2026, in each case subject to the reporting person's continued employment through the applicable vesting date.

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March 15, 2023 Filed Mar 17, 2023 20:05 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 13,729 $0.00 $0.00
Disclosure

SEC source: 0001758730-23-000073 · wf-form4_167908352825424.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,623

F1 · kind: The reported transaction is an award of restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through the applicable vesting date, these RSUs are scheduled to vest in equal installments on each of the first, second and third anniversaries of March 15, 2023.

F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 3,371 RSUs in respect of Class A Common Stock which are scheduled to vest on March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 6,409 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2024 and March 15, 2025, (v) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, and (vi) 13,729 unvested RSUs in respect of Class A Common Stock which are scheduled to vest as described in footnote 1 of this Form 4, in each case subject to the reporting person's continued employment through the applicable vesting date.

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February 24, 2023 Filed Feb 28, 2023 21:13 UTC Tradeweb Markets Inc. TW · Entity 3211 GrantClass A common stock 12,419 $0.00 $0.00
Disclosure

SEC source: 0001758730-23-000061 · wf-form4_167761875291412.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,894

F1 · shares: The reported transaction reflects the acquisition of performance-based restricted stock units ("RSUs") in respect of the issuer's Class A common stock ("Class A Common Stock") that were granted to the reporting person on March 15, 2022, subject to the achievement of certain performance goals in respect of calendar year 2022. The level of achievement of those performance goals was determined on February 24, 2023. These RSUs remain unvested and are scheduled to vest on January 1, 2025, subject to the reporting person's continued employment through such date.

F2 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, and (v) 12,419 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on January 1, 2025, in each case subject to the reporting person's continued employment through the applicable vesting date.

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January 05, 2023 Filed Jan 10, 2023 01:21 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 6,887 $63.94 $440,327.23
Disclosure

SEC source: 0001758730-23-000031 · wf-form4_167331365987516.xml · nonDerivative · entry 2

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,475

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F4 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.56 to $64.19, inclusive.

F3 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.

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January 05, 2023 Filed Jan 10, 2023 01:21 UTC Tradeweb Markets Inc. TW · Entity 3211 SaleClass A common stock 6,951 $63.28 $439,826.61
Disclosure

SEC source: 0001758730-23-000031 · wf-form4_167331365987516.xml · nonDerivative · entry 1

Peterson Justin · CIK 0001807231 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,362

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 5, 2022.

F2 · price: The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.56 to $63.55, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 4 to this Form 4.

F3 · balance_after: This amount includes (i) 4,288 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on March 17, 2023, (ii) 6,742 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on each of March 15, 2023 and March 15, 2024, (iii) 14,832 RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2024, and (iv) 9,613 RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on the first, second and third anniversaries of March 15, 2022, in each case subject to the reporting person's continued employment through the applicable vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.