Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AES CORPAES · Entity 3505 | Director | April 29, 2026 | May 01, 2026 |
| Core Natural Resources, Inc.CNR · Entity 3899 | Director | February 17, 2026 | February 24, 2026 |
| Flutter Entertainment plcFLUT · Entity 1330 | Director | June 02, 2026 | June 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AES CORP
Report date April 29, 2026 · Filed May 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| UnitsSEC Table II · derivative / convertible security | Direct | 195,412 |
Reported balance
After 2026-04-29 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-04-29 · Grant · Acquired 12,111 · Balance 195,412 F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2025 Equity and Incentive Compensation Plan.
Core Natural Resources, Inc.
Report date February 17, 2026 · Filed February 24, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 14,970 |
Reported balance
Holding disclosure · report date 2026-02-17 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 14,970 F1: On February 19, 2026, due to immaterial clerical rounding errors, the reporting person filed a Form 4 which inadvertently reported an incorrect total amount of securities directly beneficially owned by the reporting person. The corrected amount of securities beneficially owned by the reporting person is 14,970. |
Filing footnotes · ownership attribution and instrument terms
F1: On February 19, 2026, due to immaterial clerical rounding errors, the reporting person filed a Form 4 which inadvertently reported an incorrect total amount of securities directly beneficially owned by the reporting person. The corrected amount of securities beneficially owned by the reporting person is 14,970.
Flutter Entertainment plc
Report date June 02, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 5,330 |
Reported balance
After 2026-06-02 transaction · row 1
1 source rowRow 1 · 2026-06-02 · Grant · Acquired 2,071 · Balance 5,330 F1: Represents a grant of restricted stock units, which will vest on the earlier of (i) June 2, 2027 and (ii) the day prior to the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date but no earlier than 50 weeks from the date of grant, in each case, subject to the director's continued service through and including such vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant of restricted stock units, which will vest on the earlier of (i) June 2, 2027 and (ii) the day prior to the first regularly scheduled annual meeting of the stockholders of the Issuer following the grant date but no earlier than 50 weeks from the date of grant, in each case, subject to the director's continued service through and including such vesting date.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ARCH RESOURCES, INC.
Report date January 14, 2025 · Filed January 14, 2025
Section 16 reporting ended · disclosed 2025-01-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-14 transaction · row 1
1 source rowRow 1 · 2025-01-14 · Disposition to issuer · Disposed 2,050 · Balance 0 F1: Pursuant to that certain Agreement and Plan of Merger dated August 20, 2024 (the "Merger Agreement") by and among the Issuer, CONSOL Energy Inc. ("CONSOL"), and Mountain Range Merger Sub Inc., a wholly owned subsidiary of CONSOL ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of CONSOL. At the effective time of the Merger (the "Effective Time"), each share of common stock the Issuer (the "Arch Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) was converted into the right to receive 1.326 shares of common stock of CONSOL ("CONSOL Common Stock") (such number of shares, the "Per-Share Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-01-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-14 · Disposition to issuer · Disposed 12,140 · Balance 0 F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to that certain Agreement and Plan of Merger dated August 20, 2024 (the "Merger Agreement") by and among the Issuer, CONSOL Energy Inc. ("CONSOL"), and Mountain Range Merger Sub Inc., a wholly owned subsidiary of CONSOL ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a direct, wholly owned subsidiary of CONSOL. At the effective time of the Merger (the "Effective Time"), each share of common stock the Issuer (the "Arch Common Stock") issued and outstanding immediately prior to the Effective Time (other than certain excluded shares) was converted into the right to receive 1.326 shares of common stock of CONSOL ("CONSOL Common Stock") (such number of shares, the "Per-Share Merger Consideration").
F2: Pursuant to the Merger Agreement, at the Effective Time, each restricted stock unit ("RSU") was canceled in exchange for a number of shares of CONSOL Common Stock based on the number of shares of Arch Common Stock underlying the applicable RSU award and the Per-Share Merger Consideration, rounded to the nearest whole number of shares.
REYNOLDS AMERICAN INC
Report date July 25, 2017 · Filed July 26, 2017
Section 16 reporting ended · disclosed 2017-07-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 1
1 source rowRow 1 · 2017-07-25 · Disposition to issuer · Disposed 16,000 · Balance 0 F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT. F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT). |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-25 · Disposition to issuer · Disposed 21,188.24 · Balance 0 F3: One Phantom Stock Unit represents one share of RAI Common Stock. F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price"). F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 22,786.24 |
Reported balance
After 2017-07-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-25 · Disposition to issuer · Disposed 93,337.53 · Balance 22,786.24 F3: One Phantom Stock Unit represents one share of RAI Common Stock. F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election. |
| Phantom Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-07-25 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-07-25 · Disposition to issuer · Disposed 22,786.24 · Balance 0 F3: One Phantom Stock Unit represents one share of RAI Common Stock. F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT.
F2: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT).
F3: One Phantom Stock Unit represents one share of RAI Common Stock.
F4: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.
F5: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price").
F6: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election.
F7: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.
F8: These Phantom Stock Units were awarded on a quarterly basis under the EIAP, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI.
F9: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 25, 2017 Filed Jul 26, 2017 20:07 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerPhantom Stock Units · Derivative | 93,337.53 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-019008 · doc4.xml · derivative · entry 3 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,786.24 Underlying: Common Stock · 93,337.53 shares Expires not disclosed F3 · derivative.exercise_price: One Phantom Stock Unit represents one share of RAI Common Stock. F7 · price: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive, as chosen by the Insider, a cash payment equal to the sum of (a) $29.44 and (b) 0.5260 multiplied by the BAT ADS July 24 Closing Price. F6 · derivative.exercise_date: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election. F6 · derivative.expiration_date: These Phantom Stock Units were acquired as initial, annual or pro rata annual awards under the Equity Incentive Plan for Directors of RAI (the "EIAP"), accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash or RAI Common Stock in accordance with the Insider's written election. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:07 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerPhantom Stock Units · Derivative | 21,188.24 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000899243-17-019008 · doc4.xml · derivative · entry 2 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 21,188.24 shares Expires not disclosed F3 · derivative.exercise_price: One Phantom Stock Unit represents one share of RAI Common Stock. F5 · price: Each of these Phantom Stock Units was disposed of pursuant to the transactions described in the Merger Agreement in exchange for the right to receive a number of deferred stock units, each tracking the value of one BAT ADS, equal to the sum of (a) 0.5260 and (b) the quotient of (i) $29.44 divided by (ii) the closing price ($69.25) of one BAT ADS on July 24, 2017 as reported on the New York Stock Exchange (the "BAT ADS July 24 Closing Price"). F4 · derivative.exercise_date: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. F4 · derivative.expiration_date: Under the Deferred Compensation Plan for Directors of RAI, these Phantom Stock Units were acquired upon the deferral by the reporting person (the "Insider") of portions of the Insider's cash compensation, accrued quarterly dividend equivalents in the form of additional Phantom Stock Units, and were generally payable in cash upon termination of the Insider's service with RAI. Read SEC document |
| July 25, 2017 Filed Jul 26, 2017 20:07 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | Disposition to issuerCommon Stock | 16,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-17-019008 · doc4.xml · nonDerivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On January 16, 2017, Reynolds American Inc. ("RAI"), British American Tobacco p.l.c. ("BAT"), BATUS Holdings Inc., an indirect, wholly owned subsidiary of BAT, and Flight Acquisition Corporation, an indirect, wholly owned subsidiary of BAT ("Merger Sub"), entered into an Agreement and Plan of Merger (the "Merger Agreement"), as it and the plan of merger contained therein were amended as of June 8, 2017, pursuant to which, on July 25, 2017, Merger Sub merged with and into RAI, with RAI surviving as an indirect, wholly owned subsidiary of BAT. F2 · price: (Continued from footnote 1) On July 25, 2017, each share of common stock, par value $0.0001 per share, of RAI ("RAI Common Stock") (other than shares owned by BAT and its subsidiaries and shares held by stockholders who have properly asserted (and not lost or effectively withdrawn) a demand for appraisal rights) was automatically converted into the right to receive the merger consideration, consisting of (a) $29.44 in cash and (b) 0.5260 of one American depositary share of BAT (a "BAT ADS") (representing one ordinary share, par value 25 pence per share, of BAT). Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:19 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 368.7 | $66.11 Strike: $0.00 | $24,374.76 |
DisclosureSEC source: 0001275283-17-000087 · edgar.xml · derivative · entry 2 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,071.82 Underlying: Common Stock · 368.7 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F5 · kind: Director has deferred her cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F6 · balance_after: Includes 161.67 additional Units paid as dividends on July 3, 2017. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 19:19 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 151.26 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275283-17-000087 · edgar.xml · derivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,082.07 Underlying: Common Stock · 151.26 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F4 · balance_after: Includes 905.29 additional Units paid as dividends on July 3, 2017. Read SEC document |
| May 05, 2017 Filed May 5, 2017 17:14 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001275283-17-000067 · edgar.xml · nonDerivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · price: On May 5, 2017 each "Outside" Director of Reynolds American Inc. (Company) was granted an Annual Equity Incentive Award in the form of 8,000 Deferred Stock Units (phantom stock). Under the terms of the Company's Equity Incentive Award Plan (Plan) for Directors, each Director is given the option to receive shares of Reynolds American Inc. Common Stock (NYSE trading symbol "RAI") in lieu of receiving Deferred Stock Units. Pursuant to the terms of the Plan, Director elected to receive this Annual grant in the form of 8,000 shares of Issuer's Common Stock. Read SEC document |
| April 20, 2017 Filed Apr 25, 2017 00:44 UTC | AES CORP AES · Entity 3505 | GrantUnits · Derivative | 24,789 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-015387 · form4.xml · derivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,347 Underlying: Common Stock · 24,789 shares Expires not disclosed F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan, as amended on April 23, 2015. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:42 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 589.47 | $61.71 Strike: $0.00 | $36,375.01 |
DisclosureSEC source: 0001275283-17-000055 · edgar.xml · derivative · entry 2 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,541.45 Underlying: Common Stock · 589.47 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F5 · kind: Director has deferred her cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F6 · balance_after: Includes 160.45 additional Units paid as dividends on April 3, 2017. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 17:42 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 162.05 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275283-17-000055 · edgar.xml · derivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,025.52 Underlying: Common Stock · 162.05 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F4 · balance_after: Includes 923.68 additional Units paid as dividends on April 3, 2017. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:22 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 837.54 | $55.52 Strike: $0.00 | $46,500.22 |
DisclosureSEC source: 0001275283-17-000003 · edgar.xml · derivative · entry 2 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,791.53 Underlying: Common Stock · 837.54 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F5 · kind: Director has deferred her cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F6 · balance_after: Includes 153.96 additional Units paid as dividends on January 3, 2017. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 21:22 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 180.12 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275283-17-000003 · edgar.xml · derivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,939.79 Underlying: Common Stock · 180.12 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F4 · balance_after: Includes 924.06 additional Units paid as dividends on January 3, 2017. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:54 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 620.64 | $48.34 Strike: $0.00 | $29,999.88 |
DisclosureSEC source: 0001275283-16-000207 · edgar.xml · derivative · entry 2 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,800.03 Underlying: Common Stock · 620.64 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F5 · kind: Director has deferred her cash compensation into Units under the Deferred Compensation Plan for Directors. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F6 · balance_after: Includes 176.46 additional Units paid as dividends on October 3, 2016. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 16:54 UTC | REYNOLDS AMERICAN INC RAI · Entity 174221 | GrantPhantom Stock Units · Derivative | 206.88 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001275283-16-000207 · edgar.xml · derivative · entry 1 KOEPPEL HOLLY K · CIK 0001210399 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,835.61 Underlying: Common Stock · 206.88 shares Expires not disclosed F1 · derivative.exercise_price: One Unit represents one share of Common Stock. F2 · kind: Under the Equity Incentive Award Plan for Directors, eligible directors of the Issuer are awarded Units on a quarterly basis. Units bear quarterly dividends at the same rate as Issuer's Common Stock, but the dividends are paid in the form of additional Units. F3 · derivative.exercise_date: Units generally are payable upon termination of the director's service with the Issuer. F3 · derivative.expiration_date: Units generally are payable upon termination of the director's service with the Issuer. F4 · balance_after: Includes 1093.25 additional Units paid as dividends on October 3, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.