Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | CFO | August 19, 2022 | August 24, 2022 |
| SUNPOWER CORPSPWR · Entity 88423 | Director | February 12, 2024 | February 14, 2024 |
| Zumiez IncZUMZ · Entity 5948 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date August 19, 2022 · Filed August 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.15 · Expires 2032-08-18 | Direct | 145,730 |
Reported balance
After 2022-08-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-19 · Grant · Acquired 145,730 · Balance 145,730 F1: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.15 · Expires 2032-08-18 | Direct | 19,790 |
Reported balance
After 2022-08-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-19 · Grant · Acquired 19,790 · Balance 19,790 F2: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. |
Filing footnotes · ownership attribution and instrument terms
F1: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F2: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
SUNPOWER CORP
Report date February 12, 2024 · Filed February 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,746 |
Reported balance
After 2024-02-12 transaction · row 1
1 source rowRow 1 · 2024-02-12 · Exercise / conversion · Acquired 12,020 · Balance 34,746 |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 12,020 |
Reported balance
After 2024-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-12 · Grant · Acquired 12,020 · Balance 12,020 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-12 · Exercise / conversion · Disposed 12,020 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.
Zumiez Inc
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,335 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 4,110 · Balance 29,335 F1: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 50,000 | $5.64 | $282,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 25,000 | $5.64 Strike: $5.64 | $141,000.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · derivative · entry 10 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 25,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 25,000 | $5.64 Strike: $5.64 | $141,000.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · derivative · entry 9 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $5.64 Strike: $5.64 | $141,000.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · derivative · entry 8 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320,789 Underlying: Class B Common Stock · 25,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% on 6/26/2016, the one year anniversary of the vest commencement date, then monthly in equal monthly increments over the next three years. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 145,000 | $5.64 Strike: $5.64 | $817,800.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · derivative · entry 7 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 145,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 145,000 | $5.64 Strike: $5.64 | $817,800.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · derivative · entry 6 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Underlying: Class A Common Stock · 145,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 145,000 | $5.64 Strike: $5.64 | $817,800.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · derivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,789 Underlying: Class B Common Stock · 145,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% on 6/26/2016, the one year anniversary of the vest commencement date, then monthly in equal monthly increments over the next three years. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 25,000 | $55.00 | $1,375,000.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · nonDerivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 25,000 | $5.64 | $141,000.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · nonDerivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 145,000 | $52.93 | $7,675,169.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.29 to $53.15 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 19, 2019 Filed Feb 20, 2019 23:19 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 145,000 | $5.64 | $817,800.00 |
DisclosureSEC source: 0001716837-19-000025 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 19, 2018 Filed Aug 22, 2018 00:16 UTC | ROKU, INC ROKU · Entity 2524 | GrantStock Option (right to buy) · Derivative | 147,632 | $56.07 Strike: $56.07 | $8,277,726.24 |
DisclosureSEC source: 0001716837-18-000065 · edgar.xml · derivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,632 Underlying: Class A Common Stock · 147,632 shares Expires not disclosed F1 · derivative.exercise_date: Option vests monthly over two years from vest commencement date 6/27/2020. First vesting occurs on 7/27/2020. F2 · derivative.expiration_date: Option expires on 8/18/2028. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:43 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-18-000040 · edgar.xml · derivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · kind: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Option vests 25% on 6/26/16 the one year anniversary of vest commencement date then vests in equal monthly increments over the next 3 years. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:43 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-18-000040 · edgar.xml · derivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Option vests 25% on 6/26/16 the one year anniversary of vest commencement date then vests in equal monthly increments over the next 3 years. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:43 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-18-000040 · edgar.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 490,789 Underlying: Class B Common Stock · 75,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. The Class B Common Stock will convert automatically into Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (continued on footnote 2) F2 · shares: (footnote 1 continued), (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. F3 · derivative.exercise_date: Option vests 25% on 6/26/16 the one year anniversary of vest commencement date then vests in equal monthly increments over the next 3 years. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:43 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 75,000 | $37.18 | $2,788,402.50 |
DisclosureSEC source: 0001716837-18-000040 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.17 to $37.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 22:43 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 75,000 | $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-18-000040 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.