Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ROKU, INCROKU · Entity 2524 | CFO | August 19, 2022 | August 24, 2022 |
| SUNPOWER CORPSPWR · Entity 88423 | Director | February 12, 2024 | February 14, 2024 |
| Zumiez IncZUMZ · Entity 5948 | Director | June 03, 2026 | June 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ROKU, INC
Report date August 19, 2022 · Filed August 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.15 · Expires 2032-08-18 | Direct | 145,730 |
Reported balance
After 2022-08-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-08-19 · Grant · Acquired 145,730 · Balance 145,730 F1: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $74.15 · Expires 2032-08-18 | Direct | 19,790 |
Reported balance
After 2022-08-19 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-08-19 · Grant · Acquired 19,790 · Balance 19,790 F2: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022. |
Filing footnotes · ownership attribution and instrument terms
F1: This stock option vests in 36 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
F2: This stock option vests in 12 substantially equal monthly installments beginning on the vesting commencement date of 9/1/2022.
SUNPOWER CORP
Report date February 12, 2024 · Filed February 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 34,746 |
Reported balance
After 2024-02-12 transaction · row 1
1 source rowRow 1 · 2024-02-12 · Exercise / conversion · Acquired 12,020 · Balance 34,746 |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 12,020 |
Reported balance
After 2024-02-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-02-12 · Grant · Acquired 12,020 · Balance 12,020 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-02-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-02-12 · Exercise / conversion · Disposed 12,020 · Balance 0 F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F2: The RSUs were automatically granted and vested immediately on February 12, 2024 under the non-employee director compensation policy approved and adopted by Issuer's Board of Directors on October 21, 2020.
Zumiez Inc
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,335 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 4,110 · Balance 29,335 F1: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,000 | $6.12 Strike: $6.12 | $61,200.00 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 20 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,993 Underlying: Class B Common Stock · 10,000 shares Expires 2027-05-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 17,543 | $5.70 Strike: $5.70 | $99,995.10 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 19 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,543 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 17,543 | $5.70 Strike: $5.70 | $99,995.10 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 18 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,543 Underlying: Class A Common Stock · 17,543 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F15 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 17,543 | $5.70 Strike: $5.70 | $99,995.10 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · derivative · entry 17 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 17,543 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F14 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,838 | $316.91 | $2,167,030.58 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 16 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F13 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $316.53 to $317.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,769 | $316.01 | $2,771,047.85 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 15 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,838 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F12 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $315.51 to $316.50 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,155 | $314.66 | $992,736.53 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 14 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,607 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F11 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $314.18 to $315.13 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 10,435 | $313.34 | $3,269,676.81 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 13 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,762 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F10 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $312.89 to $313.79 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 6,406 | $312.21 | $2,000,033.28 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 12 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,197 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F9 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $311.73 to $312.70 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 7,693 | $311.20 | $2,394,057.75 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 11 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,603 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F8 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $310.71 to $311.69 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 3,500 | $310.00 | $1,084,982.50 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 10 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,296 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F7 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $309.50 to $310.49 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 7,782 | $308.84 | $2,403,353.97 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 9 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,796 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F6 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $308.34 to $309.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,800 | $307.79 | $2,708,530.00 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 8 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,578 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $307.33 to $308.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 565 | $306.27 | $173,042.55 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 7 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,378 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,930 | $303.46 | $889,123.15 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 6 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,943 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $303.17 to $303.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 2,100 | $302.53 | $635,310.90 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,873 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $302.06 to $303.00 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 8,569 | $301.44 | $2,582,996.52 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,973 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $301.00 to $301.87 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 49,999 | $5.64 | $281,994.36 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,542 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 10,000 | $6.12 | $61,200.00 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2020 Filed Dec 14, 2020 23:45 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 17,543 | $5.70 | $99,995.10 |
DisclosureSEC source: 0001716837-20-000227 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,543 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 23:18 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-20-000175 · edgar.xml · derivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 23:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-20-000175 · edgar.xml · derivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 23:18 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-20-000175 · edgar.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,848 Underlying: Class B Common Stock · 75,000 shares Expires 2026-05-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 23:18 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 75,000 | $162.51 | $12,188,490.00 |
DisclosureSEC source: 0001716837-20-000175 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. Read SEC document |
| September 09, 2020 Filed Sep 11, 2020 23:18 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 75,000 | $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-20-000175 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2020 Filed Aug 19, 2020 21:31 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 71,986 | $0.00 Strike: $145.71 | $0.00 |
DisclosureSEC source: 0001716837-20-000156 · edgar.xml · derivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,986 Underlying: Class A Common Stock · 71,986 shares Expires 2030-08-16 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 6/28/2023. Read SEC document |
| June 03, 2020 Filed Jun 4, 2020 18:44 UTC | Zumiez Inc ZUMZ · Entity 5948 | GrantCommon Stock | 3,069 | $27.69 | $84,980.61 |
DisclosureSEC source: 0001562180-20-004275 · primarydocument.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,069 F1 · shares: The vesting commencement date shall be the date of the next annual meeting of shareholders, which is generally scheduled to take place approximately 1 year from the Grant Date in the event the Grantee does not have a Separation from Service prior to this vesting date. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 95,789 | $5.64 Strike: $5.64 | $540,249.96 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · derivative · entry 8 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 95,789 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 95,789 | $5.64 Strike: $5.64 | $540,249.96 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · derivative · entry 7 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,789 Underlying: Class A Common Stock · 95,789 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 95,789 | $5.64 Strike: $5.64 | $540,249.96 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · derivative · entry 6 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 95,789 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This stock option is fully vested. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 35,411 | $157.34 | $5,571,389.69 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · nonDerivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F5 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.63 to $157.58 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 23,021 | $156.11 | $3,593,803.71 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · nonDerivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,411 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.63 to $156.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 15,037 | $154.98 | $2,330,408.70 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · nonDerivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,432 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $154.61 to $155.51 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 22,320 | $154.26 | $3,443,147.93 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,469 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.60 to $154.56 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 18, 2019 Filed Nov 19, 2019 01:54 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 95,789 | $5.64 | $540,249.96 |
DisclosureSEC source: 0001716837-19-000194 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 00:45 UTC | ROKU, INC ROKU · Entity 2524 | GrantEmployee Stock Option (right to buy) · Derivative | 64,073 | $0.00 Strike: $100.85 | $0.00 |
DisclosureSEC source: 0001716837-19-000135 · edgar.xml · derivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,073 Underlying: Class A Common Stock · 64,073 shares Expires 2029-07-31 F1 · derivative.exercise_date: This Option vests in 12 equal monthly installments beginning on the vesting commencement date of 6/28/2022 Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 02:21 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 100,000 | $5.64 Strike: $5.64 | $564,000.00 |
DisclosureSEC source: 0001716837-19-000045 · edgar.xml · derivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 100,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 02:21 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 100,000 | $5.64 Strike: $5.64 | $564,000.00 |
DisclosureSEC source: 0001716837-19-000045 · edgar.xml · derivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Class A Common Stock · 100,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 02:21 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 100,000 | $5.64 Strike: $5.64 | $564,000.00 |
DisclosureSEC source: 0001716837-19-000045 · edgar.xml · derivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,789 Underlying: Class B Common Stock · 100,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% on 6/26/2016, the one year anniversary of the vest commencement date, then monthly in equal monthly increments over the next three years. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 02:21 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 100,000 | $71.00 | $7,100,090.00 |
DisclosureSEC source: 0001716837-19-000045 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.00 to $71.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 02:21 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 100,000 | $5.64 | $564,000.00 |
DisclosureSEC source: 0001716837-19-000045 · edgar.xml · nonDerivative · entry 1 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · derivative · entry 10 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 75,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · derivative · entry 9 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Class A Common Stock · 75,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 75,000 | $5.64 Strike: $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · derivative · entry 8 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,789 Underlying: Class B Common Stock · 75,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% on 6/26/2016, the one year anniversary of the vest commencement date, then monthly in equal monthly increments over the next three years. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 75,000 | $67.00 | $5,025,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · nonDerivative · entry 4 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass A Common Stock | 75,000 | $5.64 | $423,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · nonDerivative · entry 3 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | ConversionClass B Common Stock · Derivative | 50,000 | $5.64 Strike: $5.64 | $282,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · derivative · entry 7 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 50,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionClass B Common Stock · Derivative | 50,000 | $5.64 Strike: $5.64 | $282,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · derivative · entry 6 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Class A Common Stock · 50,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $5.64 Strike: $5.64 | $282,000.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · derivative · entry 5 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,789 Underlying: Class B Common Stock · 50,000 shares Expires 2025-07-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Option vests 25% on 6/26/2016, the one year anniversary of the vest commencement date, then monthly in equal monthly increments over the next three years. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 23:30 UTC | ROKU, INC ROKU · Entity 2524 | SaleClass A Common Stock | 50,000 | $63.00 | $3,150,025.00 |
DisclosureSEC source: 0001716837-19-000030 · edgar.xml · nonDerivative · entry 2 Louden Steve · CIK 0001716792 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares sold pursuant to Mr. Louden's 10b5-1 plan. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.05 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities adn Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.