Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BROWN FORMAN CORPBFA, BFB · Entity 3449 | Director | June 10, 2019 | June 11, 2019 |
| Churchill Downs IncCHDN · Entity 3785 | Director | April 21, 2026 | April 23, 2026 |
| Macy's, Inc.M · Entity 3820 | Director | June 05, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BROWN FORMAN CORP
Report date June 10, 2019 · Filed June 11, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B CommonSEC Table I · non-derivative | Direct | 188,870 |
Ending reported balance
After 2019-06-10 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-06-10 · Exercise / conversion · Acquired 235,630 · Balance 349,930 Row 2 · 2019-06-10 · Tax withholding · Disposed 161,060 · Balance 188,870 F1: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $23.05 · Expires 2022-04-30 | Direct | 0 |
Reported balance
After 2019-06-10 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-10 · Exercise / conversion · Disposed 235,630 · Balance 0 |
| Class B CommonSEC Table I · non-derivative | IndirectFamily Trust | 50,000 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 50,000 |
| Class B CommonSEC Table I · non-derivative | IndirectGRAT | 197,846 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 197,846 |
| Class B CommonSEC Table I · non-derivative | IndirectPCV Investments LLC | 82,688 |
Reported balance
Holding disclosure · report date 2019-06-10 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 82,688 |
Filing footnotes · ownership attribution and instrument terms
F1: The closing price of BF-B on June 7, 2019 was used to calculate the withholding obligation.
Churchill Downs Inc
Report date April 21, 2026 · Filed April 23, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,556.5 |
Reported balance
After 2026-04-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-04-21 · Grant · Acquired 2,257 · Balance 35,556.5 F1: Restricted stock units granted in connection with 2026 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The closing price of CHDN common stock on April 21, 2026, was used to determine the amount of restricted stock units granted. F2: Restricted stock units do not have a conversion price or expiration date. F3: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted in connection with 2026 director service which will vest one year from the anniversary of the grant date. Each restricted stock unit is the economic equivalent of one share of common stock. The closing price of CHDN common stock on April 21, 2026, was used to determine the amount of restricted stock units granted.
F2: Restricted stock units do not have a conversion price or expiration date.
F3: Includes restricted stock units granted for service as a director and dividends awarded for such units. The equivalent shares of common stock related to the vested restricted stock units will be transferred upon the reporting person's completion of service as a director.
Macy's, Inc.
Report date June 05, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 8,348 |
Reported balance
After 2026-06-05 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-05 · Grant · Acquired 8,348 · Balance 8,348 F1: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.
F2: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 14, 2017 Filed Dec 14, 2017 23:29 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Exercise / conversionClass B Common | 191,522 | $23.20 | $4,443,310.40 |
DisclosureSEC source: 0000014693-17-000201 · wf-form4_151329413839303.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,522 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 27, 2017 Filed Jul 31, 2017 22:45 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantStock Appreciation Right · Derivative | 181,433 | $0.00 Strike: $50.63 | $0.00 |
DisclosureSEC source: 0000014693-17-000150 · wf-form4_150154113804512.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,433 Underlying: Class B Common · 181,433 shares Expires 2027-04-30 F1 · security: No money was paid to or received by the reporting person for these SSARs. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 21:41 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | GrantClass A Common | 15,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000014693-17-000106 · wf-form4_149669887322232.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,283 F1 · shares: These shares were issued on June 1, 2017, in connection with a July 24, 2014 award of Class A common performance-based restricted stock. The award, initially determined as a cash value, was subject to a three-year performance period, which ended April 30, 2017. The number of shares issued was determined by multiplying the cash value of the award by a three-year performance adjustment factor, dividing the amount by $45.125, which is the closing price of the issuer's Class A common stock on the date of the grant, and then adjusting upwards to account for dividends paid during the performance period. Read SEC document |
| May 19, 2017 Filed May 23, 2017 19:42 UTC | Macy's, Inc. M · Entity 3820 | GrantRestricted Stock Units · Derivative | 6,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000794367-17-000071 · primary_doc.xml · derivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,084 Underlying: Common Stock · 6,084 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the grant date or the date of the Issuer's next annual meeting of shareholders. The vested shares will be automatically deferred and delivered to the reporting person six months after the reporting person's service on the Issuer's Board of Directors ends. Read SEC document |
| April 30, 2017 Filed May 3, 2017 00:15 UTC | BROWN FORMAN CORP BFA, BFB · Entity 3449 | Tax withholdingClass A Common | 13,429 | $48.06 | $645,397.74 |
DisclosureSEC source: 0000014693-17-000079 · wf-form4_149377053739101.xml · nonDerivative · entry 1 VARGA PAUL C · CIK 0001257384 · Director · Chairman & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,363 F1 · shares: To satisfy withholding obligations associated with the July 25, 2013 award of Class A common stock that vested on April 30, 2017, the reporting person surrendered 13,429 shares of Class A common stock. F2 · price: The closing price of BF-A ($48.06) on April 28, 2017 was used to calculate the withholding obligation. F3 · balance_after: In August 2016, the Class A and Class B common stock of Brown-Forman Corporation split 2-1, resulting in the reporting person's acquisition of 92,396 additional shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.