Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director · Chairman of the Board | December 15, 2020 | December 31, 2020 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date December 15, 2020 · Filed December 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,048 |
Reported balance
After 2020-12-15 transaction · row 1
1 source rowRow 1 · 2020-12-15 · Gift · Disposed 268 · Balance 194,048 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 29,275 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,275 |
| Common StockSEC Table I · non-derivative | IndirectSIP Trust | 11,337 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,337 F1: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2020.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,778.564 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Grant · Acquired 15.187 · Balance 8,778.564 F1: RSU deferred dividend reinvestment accrual. |
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 490.359 |
Reported balance
After 2026-09-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-04 · Grant · Acquired 1.379 · Balance 490.359 F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3: The security converts to common stock on a one-for-one basis. F4: The units are to be settled in cash after the Reporting Person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: The units are to be settled in cash after the Reporting Person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 25,546 | $280.09 | $7,155,179.14 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 9 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F3 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.36. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 27, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 8,860 | $280.09 | $2,481,597.40 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 8 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,410 F3 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.36. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 27, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 34,406 | $72.12 | $2,481,360.72 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 7 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 9,666 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · derivative · entry 13 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,768 Underlying: Common Stock · 9,666 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 7,177 | $280.13 | $2,010,493.01 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.55. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 2,489 | $280.13 | $697,243.57 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 5 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,041 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.55. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 24, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 9,666 | $72.12 | $697,111.92 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 4 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,530 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 8,464 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · derivative · entry 12 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,434 Underlying: Common Stock · 8,464 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 6,284 | $280.06 | $1,759,897.04 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.20. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 2,180 | $280.06 | $610,530.80 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,148 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $280.20. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 23, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 8,464 | $72.12 | $610,423.68 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,328 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 26,665 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · derivative · entry 10 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,898 Underlying: Common Stock · 26,665 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| January 10, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 19,675 | $275.15 | $5,413,576.25 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · nonDerivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $275.00 through $275.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 10, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 6,990 | $275.15 | $1,923,298.50 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · nonDerivative · entry 5 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,539 F2 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $275.00 through $275.61. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 10, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 26,665 | $72.12 | $1,923,079.80 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · nonDerivative · entry 4 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 18,783 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · derivative · entry 9 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,563 Underlying: Common Stock · 18,783 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 13,860 | $275.19 | $3,814,133.40 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $275.00 through $275.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 4,923 | $275.19 | $1,354,760.37 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,724 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $275.00 through $275.56. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 08, 2020 Filed Jan 10, 2020 19:01 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 18,783 | $72.12 | $1,354,629.96 |
DisclosureSEC source: 0001543407-20-000006 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 45,448 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000001 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,346 Underlying: Common Stock · 45,448 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 33,365 | $271.28 | $9,051,257.20 |
DisclosureSEC source: 0001543407-20-000001 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $270.03 through $272.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 12,083 | $271.28 | $3,277,876.24 |
DisclosureSEC source: 0001543407-20-000001 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,229 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $270.03 through $272.22. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 14:08 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 45,448 | $72.12 | $3,277,709.76 |
DisclosureSEC source: 0001543407-20-000001 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2019 Filed Dec 20, 2019 20:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 186 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000077 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:55 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.222 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-060495 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7.363 Underlying: Common Stock · 2.222 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:55 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.0978 | $234.33 | $22.92 |
DisclosureSEC source: 0001209191-19-060495 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466.596 Underlying: Common Stock · 0.978 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 22:55 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.415 | $234.52 | $566.37 |
DisclosureSEC source: 0001209191-19-060495 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,672.002 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 14:15 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 16,343 | $0.00 Strike: $76.64 | $0.00 |
DisclosureSEC source: 0001543407-19-000072 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,343 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 14:15 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 11,626 | $265.57 | $3,087,516.82 |
DisclosureSEC source: 0001543407-19-000072 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,050 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $265.00 through $266.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 14:15 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 4,717 | $265.57 | $1,252,693.69 |
DisclosureSEC source: 0001543407-19-000072 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,676 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $265.00 through $266.54. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018. Read SEC document |
| December 12, 2019 Filed Dec 16, 2019 14:15 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 16,343 | $76.64 | $1,252,527.52 |
DisclosureSEC source: 0001543407-19-000072 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 13,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000055 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,050 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table 1. Read SEC document |
| November 26, 2019 Filed Nov 27, 2019 18:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 16,742 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000055 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,240 F1 · shares: Represents shares vesting under performance units granted on November 26, 2016. Read SEC document |
| October 21, 2019 Filed Nov 27, 2019 18:04 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 15,590 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000055 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,498 Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.439 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-049295 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.141 Underlying: Common Stock · 2.439 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.078 | $211.46 | $227.95 |
DisclosureSEC source: 0001209191-19-049295 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466.357 Underlying: Common Stock · 1.078 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2019 Filed Sep 12, 2019 20:08 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.65 | $213.16 | $564.87 |
DisclosureSEC source: 0001209191-19-049295 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,669.587 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 16,343 | $0.00 Strike: $76.64 | $0.00 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · derivative · entry 9 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,343 Underlying: Common Stock · 16,343 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 11,532 | $260.38 | $3,002,702.16 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,088 F3 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 4,811 | $260.38 | $1,252,688.18 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 5 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,620 F3 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $260.00 through $260.68. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 14, 2018. Read SEC document |
| September 06, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 16,343 | $76.64 | $1,252,527.52 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 4 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,431 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 23, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 6,443 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,088 F2 · shares: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on August 23, 2019. Read SEC document |
| June 24, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 4,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,645 Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.702 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036469 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.702 Underlying: Common Stock · 2.702 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.192 | $191.95 | $228.80 |
DisclosureSEC source: 0001209191-19-036469 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466.059 Underlying: Common Stock · 1.192 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 21:25 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 2.937 | $191.88 | $563.55 |
DisclosureSEC source: 0001209191-19-036469 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,666.937 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| April 16, 2019 Filed Sep 10, 2019 14:50 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 7,764 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-19-000050 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,671 F1 · shares: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on April 16, 2019. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 14:27 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 11,878 | $0.00 Strike: $76.64 | $0.00 |
DisclosureSEC source: 0001543407-19-000027 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,686 Underlying: Common Stock · 11,878 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 14:27 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 8,309 | $255.13 | $2,119,875.17 |
DisclosureSEC source: 0001543407-19-000027 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $256.01. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 14:27 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 3,469 | $255.13 | $885,045.97 |
DisclosureSEC source: 0001543407-19-000027 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,216 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $256.01. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.