Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director · Chairman of the Board | December 15, 2020 | December 31, 2020 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date December 15, 2020 · Filed December 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,048 |
Reported balance
After 2020-12-15 transaction · row 1
1 source rowRow 1 · 2020-12-15 · Gift · Disposed 268 · Balance 194,048 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 29,275 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,275 |
| Common StockSEC Table I · non-derivative | IndirectSIP Trust | 11,337 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,337 F1: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2020.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,778.564 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Grant · Acquired 15.187 · Balance 8,778.564 F1: RSU deferred dividend reinvestment accrual. |
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 490.359 |
Reported balance
After 2026-09-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-04 · Grant · Acquired 1.379 · Balance 490.359 F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3: The security converts to common stock on a one-for-one basis. F4: The units are to be settled in cash after the Reporting Person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: The units are to be settled in cash after the Reporting Person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.409 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-049483 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.222 Underlying: Common Stock · 1.409 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.086 | $299.54 | $325.30 |
DisclosureSEC source: 0001209191-22-049483 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476.679 Underlying: Common Stock · 1.086 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 09, 2022 Filed Sep 12, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 8.305 | $298.53 | $2,479.29 |
DisclosureSEC source: 0001209191-22-049483 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,648.311 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.532 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-036262 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.813 Underlying: Common Stock · 1.532 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.189 | $273.23 | $324.87 |
DisclosureSEC source: 0001209191-22-036262 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476.109 Underlying: Common Stock · 1.189 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 10, 2022 Filed Jun 13, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 9.034 | $273.76 | $2,473.15 |
DisclosureSEC source: 0001209191-22-036262 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,640.006 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.281 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-020247 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.281 Underlying: Common Stock · 1.281 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.98 | $331.23 | $324.61 |
DisclosureSEC source: 0001209191-22-020247 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473.137 Underlying: Common Stock · 0.98 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 18, 2022 Filed Mar 21, 2022 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12.223 | $326.79 | $3,994.35 |
DisclosureSEC source: 0001209191-22-020247 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,630.972 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| February 17, 2022 Filed Feb 18, 2022 21:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 598 | $325.99 | $194,942.02 |
DisclosureSEC source: 0001209191-22-011208 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,618.749 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.03 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069932 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.672 Underlying: Common Stock · 1.03 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.73 | $391.94 | $286.12 |
DisclosureSEC source: 0001209191-21-069932 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470.5004 Underlying: Common Stock · 0.73 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 14, 2021 Filed Dec 16, 2021 21:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.517 | $393.40 | $1,776.99 |
DisclosureSEC source: 0001209191-21-069932 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,020.749 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.055 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-055658 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.642 Underlying: Common Stock · 1.055 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.75 | $382.53 | $286.90 |
DisclosureSEC source: 0001209191-21-055658 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470.0067 Underlying: Common Stock · 0.75 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2021 Filed Sep 13, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.628 | $383.42 | $1,774.47 |
DisclosureSEC source: 0001209191-21-055658 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,016.232 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.194 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-039803 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.587 Underlying: Common Stock · 1.194 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.84 | $339.96 | $285.57 |
DisclosureSEC source: 0001209191-21-039803 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470.196 Underlying: Common Stock · 0.84 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 10, 2021 Filed Jun 11, 2021 20:01 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 5.235 | $338.28 | $1,770.90 |
DisclosureSEC source: 0001209191-21-039803 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,011.604 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.393 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-022046 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1.393 Underlying: Common Stock · 1.393 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.99 | $287.61 | $284.73 |
DisclosureSEC source: 0001209191-21-022046 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470.75 Underlying: Common Stock · 0.99 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 18, 2021 Filed Mar 19, 2021 20:00 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 12.013 | $289.39 | $3,476.44 |
DisclosureSEC source: 0001209191-21-022046 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,006.369 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| February 22, 2021 Filed Feb 23, 2021 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 650 | $276.84 | $179,946.00 |
DisclosureSEC source: 0001209191-21-013171 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,994.356 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 15, 2020 Filed Dec 31, 2020 15:22 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 268 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000061 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,048 Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.305 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-063769 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.907 Underlying: Common Stock · 1.305 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.93 | $274.62 | $255.40 |
DisclosureSEC source: 0001209191-20-063769 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470.14 Underlying: Common Stock · 0.93 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 14, 2020 Filed Dec 16, 2020 21:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.434 | $277.55 | $1,230.66 |
DisclosureSEC source: 0001209191-20-063769 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,344.356 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 20:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 7,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000047 · edgar.xml · nonDerivative · entry 5 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,316 F3 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table 1. Read SEC document |
| November 26, 2020 Filed Nov 30, 2020 20:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 7,969 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000047 · edgar.xml · nonDerivative · entry 4 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,396 F2 · shares: Represents shares vesting under performance units granted on November 26, 2017. Read SEC document |
| November 18, 2020 Filed Nov 30, 2020 20:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 462 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000047 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,427 Read SEC document |
| November 12, 2020 Filed Nov 30, 2020 20:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000047 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,889 Read SEC document |
| November 10, 2020 Filed Nov 30, 2020 20:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 7,507 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000047 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,993 F1 · shares: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on November 10, 2020. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.262 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050133 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4.602 Underlying: Common Stock · 1.262 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.9 | $283.78 | $255.40 |
DisclosureSEC source: 0001209191-20-050133 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468.57 Underlying: Common Stock · 0.9 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2020 Filed Sep 11, 2020 20:07 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.289 | $286.39 | $1,228.33 |
DisclosureSEC source: 0001209191-20-050133 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,339.922 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| July 10, 2020 Filed Sep 29, 2020 17:37 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 11,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000042 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,486 Read SEC document |
| June 30, 2020 Filed Sep 29, 2020 17:37 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 21,192 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000042 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,146 Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 1.301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-035900 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.34 Underlying: Common Stock · 1.301 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.93 | $276.80 | $257.42 |
DisclosureSEC source: 0001209191-20-035900 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467.91 Underlying: Common Stock · 0.93 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 10, 2020 Filed Jun 11, 2020 20:12 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 4.422 | $277.27 | $1,226.09 |
DisclosureSEC source: 0001209191-20-035900 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,335.633 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| May 13, 2020 Filed Sep 29, 2020 17:37 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 10,474 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-20-000042 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,338 F1 · shares: These shares were previously reported as held in a grantor retained annuity trust and were distributed to the reporting person on May 13, 2020. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.039 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-020414 · doc4.xml · derivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.039 Underlying: Common Stock · 2.039 shares Expires not disclosed F5 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. F5 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.46 | $174.35 | $254.55 |
DisclosureSEC source: 0001209191-20-020414 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471.05 Underlying: Common Stock · 1.46 shares Expires not disclosed F2 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F4 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F4 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:02 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 14.285 | $176.29 | $2,518.30 |
DisclosureSEC source: 0001209191-20-020414 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,328.287 F1 · shares: RSU deferred dividend reinvestment accrual. Read SEC document |
| February 20, 2020 Filed Feb 21, 2020 21:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 642 | $280.42 | $180,029.64 |
DisclosureSEC source: 0001209191-20-011506 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,314.002 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 22:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 38,362 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000008 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 38,362 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 22:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 28,514 | $280.96 | $8,011,293.44 |
DisclosureSEC source: 0001543407-20-000008 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,864 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $283.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 22:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 9,848 | $280.96 | $2,766,894.08 |
DisclosureSEC source: 0001543407-20-000008 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,378 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $280.00 through $283.46. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. This transaction was made pursuant to a 10b5-1 plan entered into on December 16, 2019. Read SEC document |
| January 28, 2020 Filed Jan 28, 2020 22:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 38,362 | $72.12 | $2,766,667.44 |
DisclosureSEC source: 0001543407-20-000008 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2020 Filed Jan 27, 2020 21:42 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 34,406 | $0.00 Strike: $72.12 | $0.00 |
DisclosureSEC source: 0001543407-20-000007 · edgar.xml · derivative · entry 14 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,362 Underlying: Common Stock · 34,406 shares Expires 2021-11-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 22, 2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.