Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BECTON DICKINSON & COBDX · Entity 2498 | Director · Chairman of the Board | December 15, 2020 | December 31, 2020 |
| MOODYS CORP /DE/MCO · Entity 386 | Director | September 04, 2026 | September 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BECTON DICKINSON & CO
Report date December 15, 2020 · Filed December 31, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 194,048 |
Reported balance
After 2020-12-15 transaction · row 1
1 source rowRow 1 · 2020-12-15 · Gift · Disposed 268 · Balance 194,048 |
| Common StockSEC Table I · non-derivative | IndirectBy GRAT | 29,275 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 29,275 |
| Common StockSEC Table I · non-derivative | IndirectSIP Trust | 11,337 |
Reported balance
Holding disclosure · report date 2020-12-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,337 F1: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock held under the Becton, Dickinson and Company Savings Incentive Plan (the "SIP"). The information presented for the SIP is as of May 31, 2020.
MOODYS CORP /DE/
Report date September 04, 2026 · Filed September 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,778.564 |
Reported balance
After 2026-09-04 transaction · row 1
1 source rowRow 1 · 2026-09-04 · Grant · Acquired 15.187 · Balance 8,778.564 F1: RSU deferred dividend reinvestment accrual. |
| Phantom Stock Units (Deferred Compensation)SEC Table II · derivative / convertible security | Direct | 490.359 |
Reported balance
After 2026-09-04 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-04 · Grant · Acquired 1.379 · Balance 490.359 F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F3: The security converts to common stock on a one-for-one basis. F4: The units are to be settled in cash after the Reporting Person's retirement. |
Filing footnotes · ownership attribution and instrument terms
F1: RSU deferred dividend reinvestment accrual.
F2: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees.
F3: The security converts to common stock on a one-for-one basis.
F4: The units are to be settled in cash after the Reporting Person's retirement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2019 Filed Mar 18, 2019 14:27 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 11,878 | $76.64 | $910,329.92 |
DisclosureSEC source: 0001543407-19-000027 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,785 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 4,465 | $0.00 Strike: $76.64 | $0.00 |
DisclosureSEC source: 0001543407-19-000024 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,564 Underlying: Common Stock · 4,465 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 3,123 | $255.03 | $796,458.69 |
DisclosureSEC source: 0001543407-19-000024 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.14. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 1,342 | $255.03 | $342,250.26 |
DisclosureSEC source: 0001543407-19-000024 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,030 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $255 through $255.14. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 20:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 4,465 | $76.64 | $342,197.60 |
DisclosureSEC source: 0001543407-19-000024 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,372 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:09 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,500 | $174.26 | $261,387.15 |
DisclosureSEC source: 0001209191-19-015530 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,660.831 F1 · price: The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $174.06 to $174.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 19:58 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 16,343 | $0.00 Strike: $76.64 | $0.00 |
DisclosureSEC source: 0001543407-19-000023 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,029 Underlying: Common Stock · 16,343 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 19:58 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 11,340 | $250.40 | $2,839,536.00 |
DisclosureSEC source: 0001543407-19-000023 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $250.10 through $251.09. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 19:58 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 5,003 | $250.40 | $1,252,751.20 |
DisclosureSEC source: 0001543407-19-000023 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,247 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $250.10 through $251.09. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| February 25, 2019 Filed Feb 25, 2019 19:58 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 16,343 | $76.64 | $1,252,527.52 |
DisclosureSEC source: 0001543407-19-000023 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 26, 2019 21:16 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,037 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-013495 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,152 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:48 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.319 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-062523 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8.831 Underlying: Common Stock · 3.319 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| December 12, 2018 Filed Dec 13, 2018 23:48 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.353 | $148.43 | $200.83 |
DisclosureSEC source: 0001209191-18-062523 · doc4.xml · derivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465.641 Underlying: Common Stock · 1.353 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| December 11, 2018 Filed Dec 12, 2018 18:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 1,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000089 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,907 Read SEC document |
| December 04, 2018 Filed Dec 12, 2018 18:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 100 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000089 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,167 Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 92,502 | $0.00 Strike: $242.10 | $0.00 |
DisclosureSEC source: 0001543407-18-000085 · edgar.xml · derivative · entry 7 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,502 Underlying: Common Stock · 92,502 shares Expires 2028-11-26 F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2019. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 10,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000085 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,901 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 19,243 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000085 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,740 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2018 Filed Nov 28, 2018 21:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 28,203 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000085 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,983 F1 · shares: Represents shares vesting under performance units granted on November 26, 2015. Read SEC document |
| November 20, 2018 Filed Nov 28, 2018 21:34 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 104 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000085 · edgar.xml · nonDerivative · entry 4 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,797 Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 18:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000071 · edgar.xml · nonDerivative · entry 4 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,780 Read SEC document |
| November 15, 2018 Filed Dec 12, 2018 18:39 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-18-000089 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,267 Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 18:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 20,000 | $0.00 Strike: $76.64 | $0.00 |
DisclosureSEC source: 0001543407-18-000071 · edgar.xml · derivative · entry 7 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,372 Underlying: Common Stock · 20,000 shares Expires 2020-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 23, 2011. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 18:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 13,498 | $235.78 | $3,182,558.44 |
DisclosureSEC source: 0001543407-18-000071 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,310 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $234.14 through $237.10. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. F2 · balance_after: Includes 3,665 shares that were previously reported as indirectly owned by grantor retained annuity trust that reverted to direct holdings on August 7, 2018. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 18:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 6,502 | $235.78 | $1,533,041.56 |
DisclosureSEC source: 0001543407-18-000071 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,381 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $234.14 through $237.10. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 14, 2018 Filed Nov 16, 2018 18:35 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 20,000 | $76.64 | $1,532,800.00 |
DisclosureSEC source: 0001543407-18-000071 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,883 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionStock Appreciation Rights · Derivative | 24,742 | $0.00 Strike: $75.63 | $0.00 |
DisclosureSEC source: 0001543407-18-000069 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,742 shares Expires 2019-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 24, 2010. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | SaleCommon Stock | 16,866 | $237.61 | $4,007,530.26 |
DisclosureSEC source: 0001543407-18-000069 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,883 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $235.72 through $238.82. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Disposition to issuerCommon Stock | 7,876 | $237.61 | $1,871,416.36 |
DisclosureSEC source: 0001543407-18-000069 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,749 F1 · price: The reported sale price reflects the weighted average sale price for multiple transactions. The actual sales prices for the transactions ranged from $235.72 through $238.82. Full information regarding the number of shares purchased at each separate price will be provided to the Securities and Exchange Commission, the issuer or a security holder of the issuer upon request. Read SEC document |
| November 13, 2018 Filed Nov 14, 2018 21:12 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Exercise / conversionCommon Stock | 24,742 | $75.63 | $1,871,237.46 |
DisclosureSEC source: 0001543407-18-000069 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,625 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 154.813 | $169.56 | $26,250.09 |
DisclosureSEC source: 0001209191-18-053070 · doc4.xml · derivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462.786 Underlying: Common Stock · 154.813 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.765 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-050453 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5.512 Underlying: Common Stock · 2.765 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| September 10, 2018 Filed Sep 11, 2018 20:05 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 0.75 | $177.16 | $132.87 |
DisclosureSEC source: 0001209191-18-050453 · doc4.xml · derivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307.653 Underlying: Common Stock · 0.75 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:46 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 307.072 | $170.97 | $52,500.10 |
DisclosureSEC source: 0001209191-18-041270 · doc4.xml · derivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307.072 Underlying: Common Stock · 307.072 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| June 11, 2018 Filed Jun 13, 2018 20:04 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 2.747 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037438 · doc4.xml · derivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2.747 Underlying: Common Stock · 2.747 shares Expires not disclosed F1 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F1 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F1 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| April 24, 2018 Filed Apr 25, 2018 21:35 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantCommon Stock | 1,115 | $161.37 | $179,927.55 |
DisclosureSEC source: 0001209191-18-026125 · doc4.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 F1 · shares: Exempt grant of restricted stock units. Read SEC document |
| March 18, 2018 Filed Mar 19, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantDividend Equivalent · Derivative | 3.169 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020259 · doc4.xml · derivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3.169 Underlying: Common Stock · 3.169 shares Expires not disclosed F4 · derivative.exercise_price: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F4 · derivative.exercise_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award F4 · derivative.expiration_date: Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award Read SEC document |
| March 18, 2018 Filed Mar 19, 2019 20:03 UTC | MOODYS CORP /DE/ MCO · Entity 386 | GrantPhantom Stock Units (Deferred Compensation) · Derivative | 1.279 | $177.97 | $227.62 |
DisclosureSEC source: 0001209191-19-020259 · doc4.xml · derivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465.502 Underlying: Common Stock · 1.279 shares Expires not disclosed F1 · security: Phantom Stock Units arising out of the Reporting Person's election to defer receipt of retainer fees. F2 · derivative.exercise_price: The security converts to common stock on a one-for-one basis. F3 · derivative.exercise_date: These units are to be settled in cash after the Reporting Person's retirement. F3 · derivative.expiration_date: These units are to be settled in cash after the Reporting Person's retirement. Read SEC document |
| November 26, 2017 Filed Nov 28, 2017 15:09 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 95,957 | $0.00 Strike: $226.28 | $0.00 |
DisclosureSEC source: 0001543407-17-000051 · edgar.xml · derivative · entry 5 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,957 Underlying: Common Stock · 95,957 shares Expires 2027-11-26 F6 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2018. Read SEC document |
| November 26, 2017 Filed Nov 28, 2017 15:09 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 10,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000051 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,114 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. F4 · balance_after: Includes amounts distributed from GRAT on May 5, 2017. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 15:09 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 28,069 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000051 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,887 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 25, 2017 Filed Nov 28, 2017 15:09 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 33,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000051 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,956 F1 · shares: Represents shares vesting under performance units granted on November 25, 2014. Read SEC document |
| August 10, 2017 Filed Dec 28, 2017 18:38 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 1,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-17-000054 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,883 Read SEC document |
| December 19, 2016 Filed Dec 23, 2016 21:26 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 149 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000153 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,716 Read SEC document |
| December 08, 2016 Filed Dec 19, 2016 15:05 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000152 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,865 Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:28 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantStock Appreciation Rights · Derivative | 112,233 | $0.00 Strike: $170.69 | $0.00 |
DisclosureSEC source: 0001543407-16-000147 · edgar.xml · derivative · entry 6 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,233 Underlying: Common Stock · 112,233 shares Expires 2026-11-26 F5 · derivative.exercise_date: The stock appreciation rights vest in four annual installments beginning November 26, 2017. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:28 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 11,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000147 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,785 F3 · shares: Represents restricted stock units awarded under the Becton, Dickinson and Company 2004 Employee and Director Equity-Based Compensation Plan. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:28 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | Tax withholdingCommon Stock | 29,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000147 · edgar.xml · nonDerivative · entry 2 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,341 F2 · shares: Represents shares withheld for payment of withholding taxes in connection with vesting of the performance units referred to in footnote (1) and the vesting of restricted stock units as previously reported on Table I. Read SEC document |
| November 26, 2016 Filed Nov 29, 2016 17:28 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GrantCommon Stock | 38,666 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000147 · edgar.xml · nonDerivative · entry 1 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,901 F1 · shares: Represents shares vesting under performance units granted on November 26, 2013. Read SEC document |
| August 30, 2016 Filed Sep 7, 2016 14:16 UTC | BECTON DICKINSON & CO BDX · Entity 2498 | GiftCommon Stock | 1,409 | $0.00 | $0.00 |
DisclosureSEC source: 0001543407-16-000128 · edgar.xml · nonDerivative · entry 3 FORLENZA VINCENT A · CIK 0001221787 · Director · Chairman, CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,235 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.