Dwivedi Apoorv

SEC source: 0000905148-26-002834 · form4.xml · derivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 710,352

Underlying: Class A Common Stock · 710,352 shares

Expires 2036-06-03

F1 · derivative.exercise_date: This option vests in 25% annual installments on each of June 4, 2027, June 4, 2028, June 4, 2029, and June 4, 2030, subject to the reporting person's continued employment or service through each vesting date.

SEC source: 0001104659-24-071763 · tm2417156-4_4seq1.xml · derivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Class A Common Stock · 2,000,000 shares

Expires 2034-04-23

F1 · derivative.exercise_date: 50% of the shares subject to the option will vest on April 23, 2025 and 50% of the shares subject to the option will vest on April 23, 2026, subject to the reporting person's continued employment or service through each vesting date.

SEC source: 0001214659-24-007230 · marketforms-65579.xml · nonDerivative · entry 6

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,621,742

F5 · price: These Restricted Stock Units were vested upon the Reporting Person's separation from the Company.

SEC source: 0001214659-24-007230 · marketforms-65579.xml · nonDerivative · entry 5

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,591,742

F5 · price: These Restricted Stock Units were vested upon the Reporting Person's separation from the Company.

SEC source: 0001214659-24-007230 · marketforms-65579.xml · nonDerivative · entry 4

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,572,742

F5 · price: These Restricted Stock Units were vested upon the Reporting Person's separation from the Company.

SEC source: 0001214659-24-007230 · marketforms-65579.xml · nonDerivative · entry 3

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,155,075

F5 · price: These Restricted Stock Units were vested upon the Reporting Person's separation from the Company.

SEC source: 0001214659-24-007230 · marketforms-65579.xml · nonDerivative · entry 2

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 916,980

F1 · security: The transaction is being reported later due to an inadvertent administrative error.

F4 · shares: Represents shares of Class A common stock sold to cover tax withholding obligations and other applicable fees in connection with the vesting and settlement of Performance Stock Units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's applicable Performance Stock Unit grant agreement, and does not represent a discretionary sale by the Reporting Person.

F2 · price: The Reporting Person is eligible to receive a number of Performance Stock Units with a value of up to 6.25% of the Reporting Person's total annual compensation each quarter for four quarters, subject to the Reporting Person's continuous service and certain other performance conditions, beginning on the last day of the third quarter of 2023. The number of Performance Stock Units granted is calculated by dividing the dollar value of the award by the closing share price on the first trading day immediately preceding the 15th day of the month prior to each vesting date. On September 15, 2023, the Reporting Person was granted 66,667 Performance Stock Units, which vested on September 30, 2023. The Performance Stock Units may be settled solely by delivery of an equal number of shares of Class A common stock of the Issuer

SEC source: 0001214659-23-013645 · marketforms-63408.xml · nonDerivative · entry 2

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 719,567

F1 · shares: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing $8,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On October 15, 2023, the Reporting Person was granted 91,575 Restricted Stock Units, which vest on October 31, 2023.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

SEC source: 0001214659-23-013645 · marketforms-63408.xml · nonDerivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 627,992

SEC source: 0001214659-23-012506 · marketforms-62648.xml · nonDerivative · entry 2

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,963

F3 · shares: The Reporting Person is eligible to receive $75,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $75,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On September 15, 2023, the Reporting Person was granted 416,667 Restricted Stock Units, which vest on September 30, 2023.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

SEC source: 0001214659-23-012506 · marketforms-62648.xml · nonDerivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 453,296

F1 · shares: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing $8,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On September 15, 2023, the Reporting Person was granted 46,296 Restricted Stock Units, which vest on September 30, 2023.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

SEC source: 0001214659-24-007230 · marketforms-65579.xml · nonDerivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 936,630

F1 · security: The transaction is being reported later due to an inadvertent administrative error.

F2 · shares: The Reporting Person is eligible to receive a number of Performance Stock Units with a value of up to 6.25% of the Reporting Person's total annual compensation each quarter for four quarters, subject to the Reporting Person's continuous service and certain other performance conditions, beginning on the last day of the third quarter of 2023. The number of Performance Stock Units granted is calculated by dividing the dollar value of the award by the closing share price on the first trading day immediately preceding the 15th day of the month prior to each vesting date. On September 15, 2023, the Reporting Person was granted 66,667 Performance Stock Units, which vested on September 30, 2023. The Performance Stock Units may be settled solely by delivery of an equal number of shares of Class A common stock of the Issuer

F3 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer.

SEC source: 0001214659-23-012284 · marketforms-62586.xml · nonDerivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,000

SEC source: 0001214659-23-012098 · marketforms-62538.xml · derivative · entry 2

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 41,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F2 · derivative.exercise_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing $8,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On August 15, 2023, the Reporting Person was granted 41,667 Restricted Stock Units, which vested on August 31, 2023. The Reporting Person previously filed a Form 4 with the SEC on August 18, 2023 which incorrectly reported that the number of Restricted Stock Units granted was 14,368 due to administrative error.

F2 · derivative.expiration_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing $8,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On August 15, 2023, the Reporting Person was granted 41,667 Restricted Stock Units, which vested on August 31, 2023. The Reporting Person previously filed a Form 4 with the SEC on August 18, 2023 which incorrectly reported that the number of Restricted Stock Units granted was 14,368 due to administrative error.

SEC source: 0001214659-23-012098 · marketforms-62538.xml · nonDerivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 422,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 10

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,368

Underlying: Class A Common Stock · 14,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F6 · derivative.exercise_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On August 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which will vest on August 30, 2023.

F6 · derivative.expiration_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On August 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which will vest on August 30, 2023.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · nonDerivative · entry 3

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 380,630

F2 · price: The price in Column 4 is a weighted average price. The actual sales price for these transactions ranged from $0.20 to $0.30. The Reporting Person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 9

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,368 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F5 · derivative.exercise_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On July 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which vested on July 30, 2023.

F5 · derivative.expiration_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On July 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which vested on July 30, 2023.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · nonDerivative · entry 2

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 473,420

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 8

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,368

Underlying: Class A Common Stock · 14,368 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F5 · derivative.exercise_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On July 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which vested on July 30, 2023.

F5 · derivative.expiration_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On July 15, 2023, the Reporting Person was granted 14,368 Restricted Stock Units, which vested on July 30, 2023.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 7

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F4 · derivative.exercise_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On June 15, 2023, the Reporting Person was granted 12,627 Restricted Stock Units, which vested on June 30, 2023.

F4 · derivative.expiration_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On June 15, 2023, the Reporting Person was granted 12,627 Restricted Stock Units, which vested on June 30, 2023.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 6

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 113,636 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F3 · derivative.exercise_date: The Reporting Person is eligible to receive $75,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $75,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 113,636 Restricted Stock Units, which vested on June 30, 2023.

F3 · derivative.expiration_date: The Reporting Person is eligible to receive $75,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $75,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 113,636 Restricted Stock Units, which vested on June 30, 2023.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · nonDerivative · entry 1

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 459,052

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 5

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,627

Underlying: Class A Common Stock · 12,627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F4 · derivative.exercise_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On June 15, 2023, the Reporting Person was granted 12,627 Restricted Stock Units, which vested on June 30, 2023.

F4 · derivative.expiration_date: The Reporting Person is eligible to receive an aggregate of $300,000 of Restricted Stock Units, which vest monthly in equal installments over thirty-six months. The number of Restricted Stock Units granted each month will be calculated by dividing 83,333.33 by the closing share price on the first trading day immediately preceding the 15th day of each month for thirty-six months from June 30, 2023 to May 31, 2026, and will vest on the last business day of such month. On June 15, 2023, the Reporting Person was granted 12,627 Restricted Stock Units, which vested on June 30, 2023.

SEC source: 0001214659-23-011518 · marketforms-62248.xml · derivative · entry 4

Dwivedi Apoorv · CIK 0001940471 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,636

Underlying: Class A Common Stock · 113,636 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of Nxu, Inc.

F3 · derivative.exercise_date: The Reporting Person is eligible to receive $75,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $75,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 113,636 Restricted Stock Units, which vested on June 30, 2023.

F3 · derivative.expiration_date: The Reporting Person is eligible to receive $75,000 of Restricted Stock Units each quarter. The number of Restricted Stock Units granted each quarter will be calculated by dividing $75,000 by the closing share price on the first trading day immediately preceding the 15th day of the last month of each quarter, and will vest on the last business day of such quarter. On June 15, 2023, the Reporting Person was granted 113,636 Restricted Stock Units, which vested on June 30, 2023.