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person · Reporting owner

Brudnick Richard

Disclosed activity across 6 companies

Tapewire entity
40496
SEC CIK
0001692359

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Codiak BioSciences, Inc.CDAK · Entity 114958See RemarksFebruary 16, 2022February 18, 2022
InflaRx N.V.IFRX · Entity 5840DirectorMarch 18, 2026March 18, 2026
Prime Medicine, Inc.PRME · Entity 5281Chief Business OfficerMay 20, 2025May 22, 2025
Scholar Rock Holding CorpSRRK · Entity 3721DirectorJune 04, 2026June 08, 2026
VOLITIONRX LTDVNRX · Entity 8241DirectorJanuary 12, 2023January 13, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Codiak BioSciences, Inc.

Report date February 16, 2022 · Filed February 18, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.21 · Expires 2032-02-15Direct10,850 Reported balance After 2022-02-16 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-02-16 · Grant · Acquired 10,850 · Balance 10,850

F1: 25% of this option shall vest and become exercisable on February 16, 2023, with the remainder vesting in 12 equal quarterly installments thereafter.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect16,275 Reported balance After 2022-02-16 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-16 · Grant · Acquired 16,275 · Balance 16,275

F2: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3: On February 16, 2022, the reporting person was granted 16,275 restricted stock units, vesting in four equal installments every six months beginning on the six month anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of this option shall vest and become exercisable on February 16, 2023, with the remainder vesting in 12 equal quarterly installments thereafter.

F2: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3: On February 16, 2022, the reporting person was granted 16,275 restricted stock units, vesting in four equal installments every six months beginning on the six month anniversary of the grant date.

InflaRx N.V.

Report date March 18, 2026 · Filed March 18, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect50,000 Reported balance Holding disclosure · report date 2026-03-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 50,000

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.86 · Expires 2029-02-04DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: This option was granted on February 4, 2019 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.86 · Expires 2031-01-04DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: This option was granted on January 4, 2021 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.86 · Expires 2031-07-01DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F3: This option was granted on July 2, 2021 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.86 · Expires 2032-01-11DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance Not disclosed

F4: This option was granted on January 12, 2022 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.37 · Expires 2033-01-24DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance Not disclosed

F5: This option was granted on January 24, 2023 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2034-01-05DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance Not disclosed

F6: This option was granted on January 5, 2024 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.41 · Expires 2035-01-03DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance Not disclosed

F7: This option was granted on January 3, 2025 and is fully vested and exercisable as of the date hereof.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.17 · Expires 2036-01-06DirectNot disclosed Reported balance Holding disclosure · report date 2026-03-18 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance Not disclosed

F8: This option was granted on January 6, 2026 and will vest and become exercisable in four equal installments of 7,500 shares on each quarterly anniversary of such grant date, subject to continued service through such dates.

Filing footnotes · ownership attribution and instrument terms

F1: This option was granted on February 4, 2019 and is fully vested and exercisable as of the date hereof.

F2: This option was granted on January 4, 2021 and is fully vested and exercisable as of the date hereof.

F3: This option was granted on July 2, 2021 and is fully vested and exercisable as of the date hereof.

F4: This option was granted on January 12, 2022 and is fully vested and exercisable as of the date hereof.

F5: This option was granted on January 24, 2023 and is fully vested and exercisable as of the date hereof.

F6: This option was granted on January 5, 2024 and is fully vested and exercisable as of the date hereof.

F7: This option was granted on January 3, 2025 and is fully vested and exercisable as of the date hereof.

F8: This option was granted on January 6, 2026 and will vest and become exercisable in four equal installments of 7,500 shares on each quarterly anniversary of such grant date, subject to continued service through such dates.

Prime Medicine, Inc.

Report date May 20, 2025 · Filed May 22, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,000 Reported balance After 2025-05-20 transaction · row 1
1 source row

Row 1 · 2025-05-20 · Purchase · Acquired 20,000 · Balance 20,000

Scholar Rock Holding Corp

Report date June 04, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect21,896 Reported balance After 2026-06-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 6,839 · Balance 21,896

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU vest on the earlier of June 15, 2027 or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

F2: Consists of 15,057 shares of common stock and 6,839 RSUs.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $45.33 · Expires 2036-06-04Direct4,310 Reported balance After 2026-06-04 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-06-04 · Grant · Acquired 4,310 · Balance 4,310

F3: Options to vest and become fully exercisable on the earlier of the first anniversary following the date of grant or on the date of the Issuer's next Annual Meeting, subject to continued service to the Issuer through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU vest on the earlier of June 15, 2027 or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

F2: Consists of 15,057 shares of common stock and 6,839 RSUs.

F3: Options to vest and become fully exercisable on the earlier of the first anniversary following the date of grant or on the date of the Issuer's next Annual Meeting, subject to continued service to the Issuer through such date.

VOLITIONRX LTD

Report date January 12, 2023 · Filed January 13, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,936 Reported balance After 2023-01-12 transaction · row 1
1 source row

Row 1 · 2023-01-12 · Grant · Acquired 5,625 · Balance 27,936

F1: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting.

Filing footnotes · ownership attribution and instrument terms

F1: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Bioverativ Inc.

Report date March 08, 2018 · Filed March 08, 2018

Section 16 reporting ended · disclosed 2018-03-08. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2018-03-08 transaction · row 1
1 source row

Row 1 · 2018-03-08 · Disposition to issuer · Disposed 22,952 · Balance 0

F1: Includes 4,911 shares subject to restricted stock units. See also note 4.

F2: Pursuant to the Agreement and Plan of Merger, dated as of January 21, 2018 (the "Merger Agreement"), between the Company, Sanofi, a French soci?t? anonyme (the "Parent"), and Blink Acquisition Corp. ("Merger Sub"), on March 8, 2018, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company (each, a "Share") was converted into the right to receive $105.00 in cash.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-03-08 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-03-08 · Disposition to issuer · Disposed 7,489 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2018-03-08 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-03-08 · Disposition to issuer · Disposed 31,818 · Balance 0

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $44.51Direct0 Reported balance After 2018-03-08 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-03-08 · Disposition to issuer · Disposed 14,899 · Balance 0

F5: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $44.51Direct0 Reported balance After 2018-03-08 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2018-03-08 · Disposition to issuer · Disposed 29,797 · Balance 0

F5: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

Non-Qualified Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $44.51Direct0 Reported balance After 2018-03-08 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2018-03-08 · Disposition to issuer · Disposed 59,595 · Balance 0

F5: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 4,911 shares subject to restricted stock units. See also note 4.

F2: Pursuant to the Agreement and Plan of Merger, dated as of January 21, 2018 (the "Merger Agreement"), between the Company, Sanofi, a French soci?t? anonyme (the "Parent"), and Blink Acquisition Corp. ("Merger Sub"), on March 8, 2018, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company (each, a "Share") was converted into the right to receive $105.00 in cash.

F3: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F5: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2026 Filed Jun 8, 2026 20:54 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantStock Option (Right to Buy) · Derivative 4,310 $0.00 Strike: $45.33 $0.00
Disclosure

SEC source: 0001104659-26-071429 · tm2617049-5_4seq1.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,310

Underlying: Common Stock · 4,310 shares

Expires 2036-06-04

F3 · derivative.exercise_date: Options to vest and become fully exercisable on the earlier of the first anniversary following the date of grant or on the date of the Issuer's next Annual Meeting, subject to continued service to the Issuer through such date.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 20:54 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantCommon Stock 6,839 $0.00 $0.00
Disclosure

SEC source: 0001104659-26-071429 · tm2617049-5_4seq1.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,896

F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU vest on the earlier of June 15, 2027 or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

F2 · balance_after: Consists of 15,057 shares of common stock and 6,839 RSUs.

Read SEC document
May 29, 2025 Filed May 30, 2025 20:31 UTC Scholar Rock Holding Corp SRRK · Entity 3721 SaleCommon Stock 1,400 $30.00 $42,004.34
Disclosure

SEC source: 0001415889-25-015003 · form4-05302025_040508.xml · nonDerivative · entry 2

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 15,057

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on February 27, 2025 to cover tax withholding obligations upon the vesting and settlement of RSUs.

F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $29.91 to $30.10, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F5 · balance_after: Consists of 7,425 shares of common stock and 7,632 RSUs.

Read SEC document
May 29, 2025 Filed May 30, 2025 20:31 UTC Scholar Rock Holding Corp SRRK · Entity 3721 SaleCommon Stock 4,675 $29.63 $138,526.33
Disclosure

SEC source: 0001415889-25-015003 · form4-05302025_040508.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,457

F1 · shares: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted on February 27, 2025 to cover tax withholding obligations upon the vesting and settlement of RSUs.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.90 to $29.89, inclusive. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request.

F3 · balance_after: Consists of 8,825 shares of common stock and 7,632 RSUs.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:47 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantStock Option (Right to Buy) · Derivative 9,206 $0.00 Strike: $30.46 $0.00
Disclosure

SEC source: 0001104659-25-052483 · tm2516084-7_4seq1.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,206

Underlying: Common Stock · 9,206 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Options to vest and become fully exercisable on the earlier of the first anniversary following the date of grant or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

Read SEC document
May 22, 2025 Filed May 23, 2025 20:47 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantCommon Stock 7,632 $0.00 $0.00
Disclosure

SEC source: 0001104659-25-052483 · tm2516084-7_4seq1.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,132

F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU vest on the earlier of June 15, 2026 or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

F2 · balance_after: Consists of 13,500 shares of Common Stock and 7,632 RSUs.

Read SEC document
May 20, 2025 Filed May 22, 2025 20:22 UTC Prime Medicine, Inc. PRME · Entity 5281 PurchaseCommon Stock 20,000 $1.19 $23,790.00
Disclosure

SEC source: 0001894562-25-000030 · wk-form4_1747945354.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
February 27, 2025 Filed Mar 4, 2025 01:12 UTC Prime Medicine, Inc. PRME · Entity 5281 GrantStock Option (right to buy) · Derivative 225,000 $0.00 Strike: $2.42 $0.00
Disclosure

SEC source: 0001894562-25-000004 · wk-form4_1741050750.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2035-02-27

F1 · derivative.exercise_date: 1/48th of the shares underlying this option vest and become exercisable in substantially equal monthly installments on each monthly anniversary of February 27, 2025, subject to the Reporting Person's continued service on each such vesting date.

Read SEC document
December 05, 2024 Filed Dec 9, 2024 23:22 UTC Prime Medicine, Inc. PRME · Entity 5281 GrantStock Option (right to buy) · Derivative 19,300 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001894562-24-000048 · wk-form4_1733786573.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,900

Underlying: Common Stock · 19,300 shares

Expires 2032-08-04

F1 · derivative.exercise_date: Represents an option initially granted to the Reporting Person on August 4, 2022, a portion of which shares underlying this option shall vest upon the achievement of certain performance milestones. On December 5, 2024, the board of directors of the Issuer determined that one of the performance milestone conditions was achieved, resulting in the vesting of 19,300 shares.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 21:15 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $8.36 $0.00
Disclosure

SEC source: 0001415889-24-018631 · form4-07012024_090731.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2034-06-27

F3 · derivative.exercise_date: Options to vest and become fully exercisable on the earlier of the first anniversary following the date of grant or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

Read SEC document
June 27, 2024 Filed Jul 1, 2024 21:15 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantCommon Stock 13,500 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-018631 · form4-07012024_090731.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,500

F1 · shares: Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The shares subject to this RSU vest on the earlier of June 15, 2025 or on the date of the Issuer's next Annual Meeting subject to continued service to the Issuer through such date.

F2 · balance_after: Consists of 13,500 RSUs.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:11 UTC Prime Medicine, Inc. PRME · Entity 5281 GrantStock Option (right to buy) · Derivative 19,300 $0.00 Strike: $7.96 $0.00
Disclosure

SEC source: 0001894562-24-000023 · wk-form4_1716322256.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,600

Underlying: Common Stock · 19,300 shares

Expires 2032-08-04

F1 · derivative.exercise_date: Represents an option initially granted to the Reporting Person on August 4, 2022, a portion of which shares underlying this option shall vest upon the achievement of certain performance milestones. On May 17, 2024, the board of directors of the Issuer determined that one of the performance milestone conditions was achieved, resulting in the vesting of 19,300 shares.

Read SEC document
February 21, 2024 Filed Feb 23, 2024 22:04 UTC Prime Medicine, Inc. PRME · Entity 5281 GrantStock Option (right to buy) · Derivative 135,747 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0001894562-24-000014 · wk-form4_1708725818.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,747

Underlying: Common Stock · 135,747 shares

Expires 2034-02-21

F1 · derivative.exercise_date: 1/48th of the shares underlying this option vest and become exercisable in substantially equal monthly installments on each monthly anniversary of February 21, 2024, subject to the Reporting Person's continued service on each such vesting date.

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April 06, 2023 Filed Apr 10, 2023 20:31 UTC Scholar Rock Holding Corp SRRK · Entity 3721 GrantStock Option (Right to Buy) · Derivative 56,000 $0.00 Strike: $7.85 $0.00
Disclosure

SEC source: 0001415889-23-006405 · form4-04102023_080426.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,000

Underlying: Common Stock · 56,000 shares

Expires 2033-04-06

F1 · derivative.exercise_date: Such options shall vest in equal monthly installments during the three year period following the Transaction Date; so long as such individual continues to serve as a member of the Corporation's Board of Directors on such date.

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March 31, 2023 Filed Apr 5, 2023 00:22 UTC Prime Medicine, Inc. PRME · Entity 5281 GrantStock Option (right to buy) · Derivative 135,747 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001894562-23-000004 · wf-form4_168065416536123.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,747

Underlying: Common Stock · 135,747 shares

Expires 2033-03-31

F1 · derivative.exercise_date: 1/48th of the shares underlying this option vest and become exercisable in substantially equal monthly installments on each monthly anniversary of March 31, 2023, subject to the Reporting Person's continued service on each such vesting date.

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January 12, 2023 Filed Jan 13, 2023 21:03 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantCommon Stock 5,625 $0.00 $0.00
Disclosure

SEC source: 0001477932-23-000275 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,936

F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 1,875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in October 2022, the rights with respect to 2,625 restricted stock units subject to the award previously vested and remain subject to time-based vesting.

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October 13, 2022 Filed Oct 14, 2022 20:06 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantCommon Stock 2,625 $0.00 $0.00
Disclosure

SEC source: 0001477932-22-007699 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,311

F1 · shares: On October 4, 2022, the reporting person was awarded 15,000 restricted stock units under the Issuer's 2015 Stock Incentive Plan, subject to vesting upon the achievement of certain corporate performance goals on or prior to December 31, 2022 and June 30, 2023 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 2,625 restricted stock units vesting. The restricted stock units are further subject to a 3-year time-based vesting schedule, vesting in three equal installments of 875 units on each of October 4, 2023, October 4, 2024 and October 4, 2025, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

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June 23, 2022 Filed Jun 24, 2022 20:05 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantStock Option (Right to Buy) · Derivative 5,613 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001477932-22-004666 · form4.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,635

Underlying: Common Stock · 5,613 shares

Expires 2031-08-03

F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,613 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 2,807 shares and 2,806 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 3,022 shares subject to the award previously vested and remain subject to time-based vesting.

F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 5,613 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two installments of 2,807 shares and 2,806 shares on each of August 3, 2022 and August 3, 2023, respectively. As reported in April 2022, the rights with respect to the remaining 3,022 shares subject to the award previously vested and remain subject to time-based vesting.

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June 23, 2022 Filed Jun 24, 2022 20:05 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantCommon Stock 3,046 $0.00 $0.00
Disclosure

SEC source: 0001477932-22-004666 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,686

F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,046 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 1,523 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. As reported in April 2022, the rights with respect to the remaining 1,640 restricted stock units subject to the award previously vested and remain subject to time-based vesting.

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April 07, 2022 Filed Apr 8, 2022 20:02 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantStock Option (Right to Buy) · Derivative 3,022 $0.00 Strike: $3.40 $0.00
Disclosure

SEC source: 0001477932-22-002178 · form4.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,022

Underlying: Common Stock · 3,022 shares

Expires 2031-08-03

F2 · derivative.exercise_date: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively.

F2 · balance_after: On August 3, 2021, the reporting person was granted an option to purchase 8,635 shares of common stock, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 3,022 shares vesting. The vested shares are further subject to a 2-year time based vesting schedule, vesting in two equal installments of 1,511 shares on each of August 3, 2022 and August 3, 2023, respectively.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 20:02 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantCommon Stock 1,640 $0.00 $0.00
Disclosure

SEC source: 0001477932-22-002178 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,640

F1 · shares: On August 3, 2021, the reporting person was awarded 4,686 restricted stock units, subject to vesting upon achievement of certain corporate performance goals on or prior to July 1, 2022 and also subject to time-based vesting. Certain of the performance goals were met, resulting in the rights with respect to 1,640 restricted stock units vesting. The restricted stock units are further subject to a 2-year time-based vesting schedule, vesting in two equal installments of 820 units on each of August 3, 2022 and August 3, 2023, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

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February 16, 2022 Filed Feb 18, 2022 21:05 UTC Codiak BioSciences, Inc. CDAK · Entity 114958 GrantRestricted Stock Units · Derivative 16,275 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-007015 · doc4.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,275

Underlying: Common Stock · 16,275 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On February 16, 2022, the reporting person was granted 16,275 restricted stock units, vesting in four equal installments every six months beginning on the six month anniversary of the grant date.

F3 · derivative.expiration_date: On February 16, 2022, the reporting person was granted 16,275 restricted stock units, vesting in four equal installments every six months beginning on the six month anniversary of the grant date.

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February 16, 2022 Filed Feb 18, 2022 21:05 UTC Codiak BioSciences, Inc. CDAK · Entity 114958 GrantStock Option (Right to Buy) · Derivative 10,850 $0.00 Strike: $5.21 $0.00
Disclosure

SEC source: 0000899243-22-007015 · doc4.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,850

Underlying: Common Stock · 10,850 shares

Expires 2032-02-15

F1 · derivative.exercise_date: 25% of this option shall vest and become exercisable on February 16, 2023, with the remainder vesting in 12 equal quarterly installments thereafter.

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January 19, 2022 Filed Jan 21, 2022 21:06 UTC Codiak BioSciences, Inc. CDAK · Entity 114958 GrantRestricted Stock Units · Derivative 8,400 $0.00 $0.00
Disclosure

SEC source: 0000899243-22-002870 · doc4.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,400

Underlying: Common Stock · 8,400 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock.

F3 · derivative.exercise_date: On January 19, 2022, the reporting person was granted 8,400 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F3 · derivative.expiration_date: On January 19, 2022, the reporting person was granted 8,400 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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January 19, 2022 Filed Jan 21, 2022 21:06 UTC Codiak BioSciences, Inc. CDAK · Entity 114958 GrantStock Option (Right to Buy) · Derivative 41,000 $0.00 Strike: $7.21 $0.00
Disclosure

SEC source: 0000899243-22-002870 · doc4.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,000

Underlying: Common Stock · 41,000 shares

Expires 2032-01-18

F1 · derivative.exercise_date: 25% of this option shall vest and become exercisable on January 19, 2023, with the remainder vesting in 12 equal quarterly installments thereafter.

Read SEC document
March 25, 2021 Filed Mar 29, 2021 20:39 UTC VOLITIONRX LTD VNRX · Entity 8241 GrantCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001078782-21-000282 · primary_doc.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Mr. Brudnick received restricted stock units subject to a 2-year vesting schedule, vesting as to 7,500 units on each of 03/25/22 and 03/25/23, respectively. Upon vesting and settlement, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested.

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January 22, 2021 Filed Jan 26, 2021 21:51 UTC Codiak BioSciences, Inc. CDAK · Entity 114958 GrantStock Option (Right to Buy) · Derivative 31,000 $0.00 Strike: $26.60 $0.00
Disclosure

SEC source: 0000899243-21-003316 · doc4.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,000

Underlying: Common Stock · 31,000 shares

Expires 2031-01-21

F1 · derivative.exercise_date: 25% of this option shall vest and become exercisable on January 22, 2022, with the remainder vesting in 12 equal quarterly installments thereafter.

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March 08, 2018 Filed Mar 8, 2018 16:25 UTC Bioverativ Inc. BIVV · Entity 168487 Disposition to issuerNon-Qualified Stock Option · Derivative 59,595 Not disclosed Strike: $44.51 Not disclosed
Disclosure

SEC source: 0001127602-18-010636 · form4.xml · derivative · entry 6

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,595 shares

Expires not disclosed

F5 · shares: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

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March 08, 2018 Filed Mar 8, 2018 16:25 UTC Bioverativ Inc. BIVV · Entity 168487 Disposition to issuerNon-Qualified Stock Option · Derivative 29,797 Not disclosed Strike: $44.51 Not disclosed
Disclosure

SEC source: 0001127602-18-010636 · form4.xml · derivative · entry 5

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,797 shares

Expires not disclosed

F5 · shares: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

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March 08, 2018 Filed Mar 8, 2018 16:25 UTC Bioverativ Inc. BIVV · Entity 168487 Disposition to issuerNon-Qualified Stock Option · Derivative 14,899 Not disclosed Strike: $44.51 Not disclosed
Disclosure

SEC source: 0001127602-18-010636 · form4.xml · derivative · entry 4

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,899 shares

Expires not disclosed

F5 · shares: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · price: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · derivative.exercise_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

F5 · derivative.expiration_date: Pursuant to the Merger Agreement, each option outstanding immediately prior to the consummation of the Offer, whether vested or unvested, automatically became fully vested and was cancelled as of immediately prior to, and contingent upon, the consummation of the Offer in exchange for the right to receive a lump-sum cash payment in the amount of the Option Consideration, if any, less any required withholding taxes, with respect to such Option. "Option Consideration" means, with respect to any Option, an amount equal to the product of (i) the number of Shares issuable under such Option multiplied by (ii) the excess of (x) $105.00 over (y) the exercise price payable in respect of each Share issuable under such Option.

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March 08, 2018 Filed Mar 8, 2018 16:25 UTC Bioverativ Inc. BIVV · Entity 168487 Disposition to issuerRestricted Stock Units · Derivative 31,818 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010636 · form4.xml · derivative · entry 3

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · shares: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F4 · price: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

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March 08, 2018 Filed Mar 8, 2018 16:25 UTC Bioverativ Inc. BIVV · Entity 168487 Disposition to issuerRestricted Stock Units · Derivative 7,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010636 · form4.xml · derivative · entry 2

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,489 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the issuer's common stock.

F4 · shares: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F4 · price: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F4 · derivative.exercise_date: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

F4 · derivative.expiration_date: Pursuant to the Merger Agreement, each RSU outstanding immediately prior to the consummation of the tender offer by Parent and Merger Sub to acquire all the outstanding Shares for $105.00 in cash (the "Offer") automatically and without any required action on the part of its holder became fully vested and was converted immediately prior to, and contingent upon, the consummation of the Offer into a vested right to receive a lump-sum payment in an amount equal to $105.00 for each Share underlying the RSU, less any required withholding taxes.

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March 08, 2018 Filed Mar 8, 2018 16:25 UTC Bioverativ Inc. BIVV · Entity 168487 Disposition to issuerCommon Stock 22,952 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-010636 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: Includes 4,911 shares subject to restricted stock units. See also note 4.

F2 · price: Pursuant to the Agreement and Plan of Merger, dated as of January 21, 2018 (the "Merger Agreement"), between the Company, Sanofi, a French soci?t? anonyme (the "Parent"), and Blink Acquisition Corp. ("Merger Sub"), on March 8, 2018, Merger Sub was merged with and into the Company, with the Company continuing as the surviving corporation and a wholly owned subsidiary of Parent (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger, each share of common stock, par value $0.001 per share, of the Company (each, a "Share") was converted into the right to receive $105.00 in cash.

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February 23, 2018 Filed Feb 26, 2018 22:04 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 924 $104.74 $96,779.76
Disclosure

SEC source: 0001127602-18-008433 · form4.xml · nonDerivative · entry 2

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,952

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 22, 2018 Filed Feb 26, 2018 22:04 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 1,419 $104.30 $148,001.70
Disclosure

SEC source: 0001127602-18-008433 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,876

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 14, 2018 Filed Feb 15, 2018 22:06 UTC Bioverativ Inc. BIVV · Entity 168487 Exercise / conversionRestricted Stock Units · Derivative 3,744 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006421 · form4.xml · derivative · entry 3

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,489

Underlying: Common Stock · 3,744 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on February 14, 2018.

F3 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on February 14, 2018.

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February 14, 2018 Filed Feb 15, 2018 22:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 1,137 $103.52 $117,702.24
Disclosure

SEC source: 0001127602-18-006421 · form4.xml · nonDerivative · entry 2

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,295

F1 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 14, 2018 Filed Feb 15, 2018 22:06 UTC Bioverativ Inc. BIVV · Entity 168487 Exercise / conversionCommon Stock 3,744 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006421 · form4.xml · nonDerivative · entry 1

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2018 Filed Feb 2, 2018 22:09 UTC Bioverativ Inc. BIVV · Entity 168487 GrantRestricted Stock Units · Derivative 31,818 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-003804 · form4.xml · derivative · entry 1

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,818

Underlying: Common Stock · 31,818 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 31, 2019.

F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 31, 2019.

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February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 1,100 $43.42 $47,762.00
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 13

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,688

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 66 $43.42 $2,865.72
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 12

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,788

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 681 $47.76 $32,524.56
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 11

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,854

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 339 $49.56 $16,800.84
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 10

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,535

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

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February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 429 $43.42 $18,627.18
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 9

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,874

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 25 $43.42 $1,085.50
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 8

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,303

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 837 $47.76 $39,975.12
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 7

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,328

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 411 $49.56 $20,369.16
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 6

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,165

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 939 $43.42 $40,771.38
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 5

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,576

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 45 $47.76 $2,149.20
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 4

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,515

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 21:06 UTC Bioverativ Inc. BIVV · Entity 168487 Tax withholdingCommon Stock 22 $49.56 $1,090.32
Disclosure

SEC source: 0001127602-17-009668 · form4.xml · nonDerivative · entry 3

Brudnick Richard · CIK 0001692359 · EVP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,560

F3 · shares: Represents the number of shares forfeited by the reporting person to cover the payment of taxes incurred as a result of vesting of restricted stock units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.