Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RBB BancorpRBB · Entity 5572 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RBB Bancorp
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 43,422 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Sale · Disposed 1,946 · Balance 43,422 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,225 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 2,225 F1: Restricted stock units convert into common stock on a one-for-one basis. F2: These remaining restricted stock units vest on 02/21/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 3,164 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 3,164 F1: Restricted stock units convert into common stock on a one-for-one basis. F3: These remaining restricted stock units vest on 03/20/2027. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 700 |
Reported balance
Holding disclosure · report date 2026-06-04 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 700 F1: Restricted stock units convert into common stock on a one-for-one basis. F4: The remaining restricted stock units vest on 05/21/2027. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: These remaining restricted stock units vest on 02/21/2027.
F3: These remaining restricted stock units vest on 03/20/2027.
F4: The remaining restricted stock units vest on 05/21/2027.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 30, 2021 Filed May 4, 2021 00:36 UTC | RBB Bancorp RBB · Entity 5572 | SaleCommon Stock, No Par Value | 9,687 | $20.86 | $202,070.82 |
DisclosureSEC source: 0001437749-21-010671 · rdgdoc.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,776 F1 · shares: Exercise of reporting person's stock options that would otherwise expire 01/01/2022, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. F2 · price: Price reflected is the weighted-average sale price for shares, which were sold in multiple transactions. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. Read SEC document |
| April 30, 2021 Filed May 4, 2021 00:36 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 9,687 | $9.29 | $90,006.76 |
DisclosureSEC source: 0001437749-21-010671 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,463 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 24, 2020 Filed Apr 25, 2020 01:05 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 500 | $11.64 | $5,817.50 |
DisclosureSEC source: 0001209191-20-025737 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,776 Read SEC document |
| April 24, 2020 Filed Feb 12, 2021 21:11 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 500 | $11.64 | $5,817.50 |
DisclosureSEC source: 0001437749-21-002798 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,776 Read SEC document |
| March 10, 2020 Filed Mar 10, 2020 21:55 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 500 | $14.06 | $7,028.50 |
DisclosureSEC source: 0001209191-20-017820 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,276 Read SEC document |
| March 10, 2020 Filed Feb 12, 2021 21:06 UTC Amendment | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 500 | $14.06 | $7,028.50 |
DisclosureSEC source: 0001437749-21-002796 · rdgdoc.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,276 Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 23:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 20,588 | $9.29 Strike: $9.29 | $191,293.40 |
DisclosureSEC source: 0001209191-19-049233 · doc4.xml · derivative · entry 4 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,588 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 23:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 20,588 | $9.29 | $191,293.40 |
DisclosureSEC source: 0001209191-19-049233 · doc4.xml · nonDerivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 23:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 20,588 | $19.99 | $411,554.12 |
DisclosureSEC source: 0001209191-19-049233 · doc4.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 11, 2019 Filed Sep 11, 2019 23:33 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 20,588 | $9.29 | $191,293.40 |
DisclosureSEC source: 0001209191-19-049233 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 17:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 200 | $9.29 Strike: $9.29 | $1,858.30 |
DisclosureSEC source: 0001209191-19-037352 · doc4.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,588 Underlying: Common Stock · 20,788 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 17:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 200 | $9.29 | $1,858.30 |
DisclosureSEC source: 0001209191-19-037352 · doc4.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 14, 2019 Filed Jun 17, 2019 17:47 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 200 | $9.29 | $1,858.30 |
DisclosureSEC source: 0001209191-19-037352 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 19:25 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 4,000 | $9.29 Strike: $9.29 | $37,166.00 |
DisclosureSEC source: 0001209191-19-013993 · doc4.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,788 Underlying: Common Stock · 24,788 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 19:25 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 4,000 | $9.29 | $37,166.00 |
DisclosureSEC source: 0001209191-19-013993 · doc4.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 19:25 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 4,000 | $9.29 | $37,166.00 |
DisclosureSEC source: 0001209191-19-013993 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 15:54 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 4,500 | $9.29 Strike: $9.29 | $41,811.75 |
DisclosureSEC source: 0001209191-17-058735 · doc4.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,788 Underlying: Common Stock · 29,288 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 15:54 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 4,500 | $9.29 | $41,811.75 |
DisclosureSEC source: 0001209191-17-058735 · doc4.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2017 Filed Nov 2, 2017 15:54 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 4,500 | $9.29 | $41,811.75 |
DisclosureSEC source: 0001209191-17-058735 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Sep 5, 2017 19:08 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionOption (right to buy) · Derivative | 3,000 | $9.29 Strike: $9.29 | $27,874.50 |
DisclosureSEC source: 0001209191-17-051230 · doc4.xml · derivative · entry 3 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,288 Underlying: Common Stock · 32,288 shares Expires 2020-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These options vest in three equal annual installments beginning one year after the 02/01/2010 date of grant. Read SEC document |
| August 29, 2017 Filed Sep 5, 2017 19:08 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionStock Options | 3,000 | $9.29 | $27,874.50 |
DisclosureSEC source: 0001209191-17-051230 · doc4.xml · nonDerivative · entry 2 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 29, 2017 Filed Sep 5, 2017 19:08 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 3,000 | $9.29 | $27,874.50 |
DisclosureSEC source: 0001209191-17-051230 · doc4.xml · nonDerivative · entry 1 Morris David Richard · CIK 0001711919 · EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,076 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.