Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarLotz, Inc.LOTZ · Entity 121687 | CCO and GC | March 17, 2022 | March 21, 2022 |
| IAA, Inc.IAA · Entity 115305 | Director · Secretary | June 14, 2019 | June 14, 2019 |
| Moatable, Inc.MTBL · Entity 79813 | Director | October 26, 2023 | October 26, 2023 |
| OPENLANE, Inc.KAR · Entity 4015 | CLO & Sec.; Pres. TradeRev | June 28, 2019 | July 03, 2019 |
| RideNow Group, Inc.RDNW · Entity 6256 | Director | June 04, 2026 | June 08, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarLotz, Inc.
Report date March 17, 2022 · Filed March 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.68 · Expires 2032-03-17 | Direct | 257,335 |
Reported balance
After 2022-03-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-03-17 · Grant · Acquired 257,335 · Balance 257,335 F3: The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 178,572 |
Reported balance
After 2022-03-17 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-03-17 · Grant · Acquired 178,572 · Balance 178,572 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F4: The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 95,382 |
Reported balance
Holding disclosure · report date 2022-03-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 95,382 F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis. F2: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on October 30, 2022, one-third of these restricted stock units vest on October 30, 2023 and one-third of these restricted stock units vest on October 30, 2024, assuming continued employment through the applicable vesting date. |
| Class A Common StockSEC Table I · non-derivative | Direct | 16,659 |
Reported balance
Holding disclosure · report date 2022-03-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 16,659 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units convert into Class A Common Stock on a one-for-one basis.
F2: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in Class A common stock as follows: one-third of these restricted stock units vest on October 30, 2022, one-third of these restricted stock units vest on October 30, 2023 and one-third of these restricted stock units vest on October 30, 2024, assuming continued employment through the applicable vesting date.
F3: The options will vest and become exercisable in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service with the Issuer through the relevant vesting dates.
F4: The restricted stock units will vest in three equal annual installments commencing on March 17, 2023, subject to the Reporting Person's continuous service through the relevant vesting date.
IAA, Inc.
Report date June 14, 2019 · Filed June 14, 2019
This filing explicitly reported no securities owned.
Moatable, Inc.
Report date October 26, 2023 · Filed October 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| American Depositary SharesSEC Table I · non-derivative | Direct | 47,847 |
Reported balance
After 2023-10-26 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-10-26 · Grant · Acquired 47,847 · Balance 47,847 F1: Each American depositary share ("ADS") represents 45 Class A ordinary shares, par value US $0.001 per share, of the Issuer. The number of ADSs reported herein includes 2,153,115 time-based restricted stock units (the "RSUs") granted to the Reporting Person on October 26, 2023, which will vest in equal monthly installments over 48 months with the first vesting date on November 26, 2023. Each RSU represents a contingent right to receive one Class A ordinary share. Subject to tax withholding, the Issuer will deliver one ADS to the Reporting Person for every 45 vested RSUs. |
Filing footnotes · ownership attribution and instrument terms
F1: Each American depositary share ("ADS") represents 45 Class A ordinary shares, par value US $0.001 per share, of the Issuer. The number of ADSs reported herein includes 2,153,115 time-based restricted stock units (the "RSUs") granted to the Reporting Person on October 26, 2023, which will vest in equal monthly installments over 48 months with the first vesting date on November 26, 2023. Each RSU represents a contingent right to receive one Class A ordinary share. Subject to tax withholding, the Issuer will deliver one ADS to the Reporting Person for every 45 vested RSUs.
OPENLANE, Inc.
Report date June 28, 2019 · Filed July 03, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 14,624.73 |
Reported balance
After 2019-06-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2019-06-28 · Grant · Acquired 14,624.73 · Balance 14,624.73 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,981.49 |
Reported balance
After 2019-06-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2019-06-28 · Grant · Acquired 12,981.49 · Balance 12,981.49 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4. F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,520 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,520 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F3: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,776 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 2,776 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 4,788 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 4,788 F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date. |
| Common StockSEC Table I · non-derivative | Direct | 57,368.2336 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 57,368.2336 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.89 · Expires 2024-02-27 | Direct | 34,996 |
Reported balance
Holding disclosure · report date 2019-06-28 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 34,996 F1: All of these options are currently exercisable. |
Filing footnotes · ownership attribution and instrument terms
F1: All of these options are currently exercisable.
F2: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.
F3: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 24, 2018, one-third of these restricted stock units vested on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date.
F4: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on March 2, 2019, one-third of these restricted stock units vest on March 2, 2020 and the remaining one-third of these restricted stock units vest on March 2, 2021, assuming continued employment through the applicable vesting date.
F5: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 22, 2020, one-third of these restricted stock units vest on February 22, 2021 and the remaining one-third of these restricted stock units vest on February 22, 2022, assuming continued employment through the applicable vesting date.
F6: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on February 24, 2020, assuming continued employment through the applicable vesting date.
F7: In connection with the Company's separation of IAA, Inc. into an independent publicly-traded company, certain previously-issued performance restricted stock units held by the reporting person, which were subject to performance-based vesting conditions (as described in further detail in the Company's annual proxy statement filed with the SEC on April 24, 2019) were converted at the target level of performance into restricted stock units subject only to the service-based vesting conditions described in this Form 4.
F8: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock on March 2, 2021, assuming continued employment through the applicable vesting date.
RideNow Group, Inc.
Report date June 04, 2026 · Filed June 08, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table I · non-derivative | Direct | 158,469 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 12,903 · Balance 158,469 F1: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an annual award of restricted stock units, which will vest and become exercisable on the earlier of (i) the day immediately preceding the date of the first annual meeting following the date of the grant and (ii) June 4, 2027. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class B common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2018 Filed Feb 27, 2018 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,520 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,068.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 24, 2018. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · derivative · entry 7 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F7 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vested on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 494 | $50.87 | $25,129.78 |
DisclosureSEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,548.2336 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 22, 2018 Filed Feb 27, 2018 01:55 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000044 · wf-form4_151969650456141.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,042.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 22, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000037 · wf-form4_151934071788617.xml · derivative · entry 5 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F6 · derivative.exercise_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. F6 · derivative.expiration_date: These restricted stock units were subject to a time-vesting requirement and vested and settled in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vested on February 20, 2018. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 426 | $50.49 | $21,508.74 |
DisclosureSEC source: 0001395942-18-000037 · wf-form4_151934071788617.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,935.2336 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:05 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000037 · wf-form4_151934071788617.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,361.2336 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2018. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 4,559 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000016 · wf-form4_151814155753279.xml · derivative · entry 7 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,559 Underlying: Common Stock · 4,559 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. F9 · derivative.exercise_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. F9 · derivative.expiration_date: The compensation committee certified on February 6, 2018 that the Company achieved the 2017 net income performance goal for the restricted stock unit awards granted in 2017 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vest on February 24, 2018, one-third of these restricted stock units vest on February 24, 2019 and the remaining one-third of these restricted stock units vest on February 24, 2020, assuming continued employment through the applicable vesting date. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 4,469 | $51.04 | $228,097.76 |
DisclosureSEC source: 0001395942-18-000016 · wf-form4_151814155753279.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,408.2336 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 06, 2018 Filed Feb 9, 2018 01:59 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 12,483.0857 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-18-000016 · wf-form4_151814155753279.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,877.2336 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2015 and ending on December 31, 2017. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on February 6, 2018. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:06 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 6,599 | $44.72 | $295,107.28 |
DisclosureSEC source: 0001395942-17-000053 · wf-form4_148908637272820.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,394.1479 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| March 07, 2017 Filed Mar 9, 2017 19:06 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 14,032.9446 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000053 · wf-form4_148908637272820.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,993.1479 F1 · shares: The number of performance-based restricted stock units that vested was determined as follows: (1) fifty percent was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from February 27, 2014 through February 27, 2017; and (2) fifty percent was determined based on the Company's cumulative adjusted net income per share exceeding certain levels over the three-year period beginning on January 1, 2014 and ending on December 31, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on March 7, 2017. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · derivative · entry 8 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Common Stock · 1,107 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. F8 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F8 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantRestricted Stock Units · Derivative | 3,321 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · derivative · entry 7 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,321 Underlying: Common Stock · 3,321 shares Expires not disclosed F5 · derivative.exercise_price: Converts into common stock on a 1-for-1 basis. F7 · derivative.exercise_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. F7 · derivative.expiration_date: The compensation committee certified on February 23, 2017 that the Company achieved the 2016 net income performance goal for the restricted stock unit awards granted in 2016 under the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan. These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 23, 2017, one-third of these restricted stock units vest on February 22, 2018 and the remaining one-third of these restricted stock units vest on February 22, 2019, assuming continued employment through the applicable vesting date. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 397 | $44.80 | $17,785.60 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 710 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 23, 2017 Filed Feb 28, 2017 02:43 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 1,107 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000043 · wf-form4_148824977294808.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 23, 2017. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:33 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionRestricted Stock Units · Derivative | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000020 · wf-form4_148781359220123.xml · derivative · entry 6 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Underlying: Common Stock · 953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on February 20, 2016, one-third of these restricted stock units vested on February 20, 2017 and the remaining one-third of these restricted stock units vest on February 20, 2018, assuming continued employment through the applicable vesting date. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:33 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 360 | $46.48 | $16,732.80 |
DisclosureSEC source: 0001395942-17-000020 · wf-form4_148781359220123.xml · nonDerivative · entry 3 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593 F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| February 20, 2017 Filed Feb 23, 2017 01:33 UTC | OPENLANE, Inc. KAR · Entity 4015 | Exercise / conversionCommon Stock | 953 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-17-000020 · wf-form4_148781359220123.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on February 20, 2017. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 00:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | Tax withholdingCommon Stock | 19,830 | $43.25 | $857,647.50 |
DisclosureSEC source: 0001395942-16-000373 · wf-form4_148219282729441.xml · nonDerivative · entry 2 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,657.2033 F3 · kind: Shares withheld by the Company to satisfy tax withholding requirements. Read SEC document |
| December 15, 2016 Filed Dec 20, 2016 00:14 UTC | OPENLANE, Inc. KAR · Entity 4015 | GrantCommon Stock | 46,894.2033 | $0.00 | $0.00 |
DisclosureSEC source: 0001395942-16-000373 · wf-form4_148219282729441.xml · nonDerivative · entry 1 POLAK REBECCA C. · CIK 0001478001 · EVP, Gen. Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,487.2033 F1 · shares: The number of performance-based restricted stock units that vested was determined based on the Company's total stockholder return relative to that of companies within the S&P 500 Index over a three-year period from December 13, 2013 through December 13, 2016. F2 · price: Each performance-based restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The performance-based restricted stock units vested into common stock on December 15, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.