LISSY DAVID H

SEC source: 0001193298-26-000005 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 66,026

F2 · shares: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

SEC source: 0001193298-26-000005 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,146

F1 · shares: Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 1/3 of the total number of shares on each of June 4, 2027 and June 4, 2028, and then 1/3 of the total number of shares vest on the earlier of (a) the date immediately prior to the Issuer's 2029 annual meeting of stockholders and (b) December 31, 2029, in each case subject to continued service through each vesting date.

SEC source: 0001193298-26-000001 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,911

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

SEC source: 0001628280-25-034301 · wk-form4_1751576602.xml · nonDerivative · entry 5

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust-DAL

Disclosed balance after: 0

F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2 · ownership.nature: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001628280-25-034301 · wk-form4_1751576602.xml · nonDerivative · entry 4

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust-JRL

Disclosed balance after: 0

F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2 · ownership.nature: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001628280-25-034301 · wk-form4_1751576602.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust-SAL

Disclosed balance after: 0

F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2 · ownership.nature: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001628280-25-034301 · wk-form4_1751576602.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust-DHL

Disclosed balance after: 0

F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2 · ownership.nature: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001628280-25-034301 · wk-form4_1751576602.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F1 · price: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

SEC source: 0001628280-25-033595 · wk-form4_1751333219.xml · derivative · entry 8

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 74,070 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement.

F2 · derivative.exercise_date: Represents 74,070 shares of Redfin Corporation's ("the Company") common stock in respect of RSUs that previously vested, for which settlement was deferred pursuant to the Company's director deferral program until the earlier of (i) the reporting person's termination of service with the Company and (ii) a change in control of the Company. In connection with the pending merger contemplated by the Merger Agreement (as defined below), these previously deferred RSUs were settled on June 26, 2025.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001628280-25-033595 · wk-form4_1751333219.xml · derivative · entry 7

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement.

F4 · derivative.exercise_date: These RSUs vested on June 26, 2025 pursuant to the terms of the Company's Equity Incentive Plan in connection with the pending acquisition of the Company by Rocket Companies, Inc. ("Parent") pursuant to the Agreement and Plan of Merger, dated March 9, 2025, by and among the Company, Parent and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent.

F5 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

SEC source: 0001628280-25-033595 · wk-form4_1751333219.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,573

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents 74,070 shares of Redfin Corporation's ("the Company") common stock in respect of RSUs that previously vested, for which settlement was deferred pursuant to the Company's director deferral program until the earlier of (i) the reporting person's termination of service with the Company and (ii) a change in control of the Company. In connection with the pending merger contemplated by the Merger Agreement (as defined below), these previously deferred RSUs were settled on June 26, 2025.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement.

SEC source: 0001628280-25-033595 · wk-form4_1751333219.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,503

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement.

SEC source: 0001628280-25-032903 · wk-form4_1750802637.xml · derivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,668

Underlying: Common Stock · 19,668 shares

Expires 2035-06-17

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F4 · derivative.exercise_date: The restricted stock units will vest on June 06, 2026.

SEC source: 0001628280-25-032903 · wk-form4_1750802637.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,070

Underlying: Common Stock · 29,275 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.exercise_date: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.expiration_date: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

SEC source: 0001628280-25-032903 · wk-form4_1750802637.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,275 shares

Expires 2034-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F2 · derivative.exercise_date: The restricted stock units will vest on June 09, 2024. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.

SEC source: 0001562180-25-004513 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,288

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

SEC source: 0001562180-25-004278 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,312

F1 · price: This transaction was executed in multiple trades at prices ranging from $130.00 to $130.31. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001382821-24-000129 · wk-form4_1718915283.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,795

Underlying: Common Stock · 19,367 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

SEC source: 0001382821-24-000129 · wk-form4_1718915283.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,367 shares

Expires 2033-06-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F2 · derivative.exercise_date: The restricted stock units vested on June 16, 2024. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.

SEC source: 0001382821-24-000112 · wk-form4_1718050834.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,275

Underlying: Common Stock · 29,275 shares

Expires 2034-06-06

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest on June 09, 2025. The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred settlement until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

SEC source: 0001562180-24-004751 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,594

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

SEC source: 0001562180-23-005463 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,240

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

SEC source: 0001382821-23-000134 · wf-form4_168746326470665.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,428

Underlying: Common Stock · 17,029 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.exercise_date: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.expiration_date: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

SEC source: 0001382821-23-000134 · wf-form4_168746326470665.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,029 shares

Expires 2032-06-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F2 · derivative.exercise_date: The restricted stock units will vest on June 17, 2023. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.

SEC source: 0001382821-23-000118 · wf-form4_168686048454774.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,367

Underlying: Common Stock · 19,367 shares

Expires 2033-06-13

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis upon settlement.

F2 · derivative.exercise_date: The restricted stock units will vest on June 16, 2024. The restricted stock units convert into common stock on a one-for-one basis upon settlement. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

SEC source: 0001562180-22-005332 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,610

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

SEC source: 0001382821-22-000165 · wf-form4_165523962812485.xml · derivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,029

Underlying: Common Stock · 17,029 shares

Expires 2032-06-14

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The restricted stock units will vest on June 17, 2023. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.

SEC source: 0001382821-22-000165 · wf-form4_165523962812485.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,399

Underlying: Common Stock · 2,923 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred

F1 · derivative.exercise_date: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred

F1 · derivative.expiration_date: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred

SEC source: 0001382821-22-000165 · wf-form4_165523962812485.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,923 shares

Expires 2031-06-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis. The reporting person holds phantom stock while receipt of common stock is being deferred

F2 · derivative.exercise_date: The restricted stock units vested on June 12, 2022. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.

SEC source: 0001382821-22-000118 · wf-form4_165239207536857.xml · nonDerivative · entry 4

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust-DAL

Disclosed balance after: 10,000

F5 · price: The reporting person executed the transaction in multiple trades at prices ranging from $9.855 to $9.89. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

F2 · ownership.nature: The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001382821-22-000118 · wf-form4_165239207536857.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust- JRL

Disclosed balance after: 10,000

F4 · price: The reporting person executed the transaction in multiple trades at prices ranging from $9.869 to $9.88. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

F2 · ownership.nature: The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001382821-22-000118 · wf-form4_165239207536857.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust- SAL

Disclosed balance after: 10,000

F3 · price: The reporting person executed the transaction in multiple trades at prices ranging from $9.899 to $9.91. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

F2 · ownership.nature: The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001382821-22-000118 · wf-form4_165239207536857.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust- DHL

Disclosed balance after: 20,000

F1 · price: The reporting person executed the transaction in multiple trades at prices ranging from $9.855 to $9.88. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

F2 · ownership.nature: The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

SEC source: 0001562180-22-002052 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,662

F1 · shares: Shares withheld to satisfy tax withholding obligation arising upon the vesting of restricted stock.

SEC source: 0001562180-22-001349 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,413

F1 · shares: The reporting person made a donation to a charitable foundation.

SEC source: 0001562180-21-007831 · primarydocument.xml · derivative · entry 14

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,500 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option to purchase shares is fully vested.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 10

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,013

F2 · shares: Shares withheld to pay the exercise price of the options and the payment of taxes.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 9

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 8

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 40,982

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 7

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 40,983

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 6

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 40,983

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 5

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,881

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 4

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 19,806

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 19,806

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 19,806

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-007831 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,411

F1 · shares: These transactions involved a gift of securities to the reporting person's children's irrevocable trusts. The report person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

SEC source: 0001562180-21-004524 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,733

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

SEC source: 0001382821-21-000197 · wf-form4_162371061342792.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,767 shares

Expires 2030-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units vested on June 13, 2021.

SEC source: 0001382821-21-000197 · wf-form4_162371061342792.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001382821-21-000175 · wf-form4_162335702567693.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923

Underlying: Common Stock · 2,923 shares

Expires 2031-06-09

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest on June 12, 2022. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.