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person · Reporting owner

LISSY DAVID H

Disclosed activity across 3 companies

Tapewire entity
40425
SEC CIK
0001193298

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BRIGHT HORIZONS FAMILY SOLUTIONS INC.BFAM · Entity 531DirectorJune 03, 2026June 05, 2026
UPWORK, INCUPWK · Entity 4876DirectorJune 04, 2026June 08, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BRIGHT HORIZONS FAMILY SOLUTIONS INC.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect24,911 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 2,096 · Balance 24,911

F1: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

Common StockSEC Table I · non-derivativeIndirectDavid H. Lissy 2013 Trust57,874 Reported balance Holding disclosure · report date 2026-06-03 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 57,874

Common StockSEC Table I · non-derivativeIndirectDavid Lissy 2024 BFAM GRAT Trust21,987 Reported balance Holding disclosure · report date 2026-06-03 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 21,987

Common StockSEC Table I · non-derivativeIndirectBy Irrevocable Trust40,983 Reported balance Holding disclosure · report date 2026-06-03 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 40,983

Common StockSEC Table I · non-derivativeIndirectBy Irrevocable Trust40,983 Reported balance Holding disclosure · report date 2026-06-03 · row 5 Holding and transaction disclosures are not merged.
1 source row

Row 5 · Balance 40,983

Common StockSEC Table I · non-derivativeIndirectBy Irrevocable Trust40,982 Reported balance Holding disclosure · report date 2026-06-03 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 40,982

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

UPWORK, INC

Report date June 04, 2026 · Filed June 08, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect66,026 Ending reported balance After 2026-06-04 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-06-04 · Grant · Acquired 45,146 · Balance 45,146

F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 1/3 of the total number of shares on each of June 4, 2027 and June 4, 2028, and then 1/3 of the total number of shares vest on the earlier of (a) the date immediately prior to the Issuer's 2029 annual meeting of stockholders and (b) December 31, 2029, in each case subject to continued service through each vesting date.

Row 2 · 2026-06-04 · Grant · Acquired 20,880 · Balance 66,026

F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of restricted stock units ("RSUs"). The RSUs vest as to 1/3 of the total number of shares on each of June 4, 2027 and June 4, 2028, and then 1/3 of the total number of shares vest on the earlier of (a) the date immediately prior to the Issuer's 2029 annual meeting of stockholders and (b) December 31, 2029, in each case subject to continued service through each vesting date.

F2: Represents an award of RSUs. 100% of the total number of RSUs shall vest in full on the earlier of (a) the date immediately prior to the Issuer's 2027 annual meeting of stockholders and (b) June 4, 2027, in each case subject to the continuing service of the Reporting Person through such date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Redfin Corp

Report date July 01, 2025 · Filed July 03, 2025

Section 16 reporting ended · disclosed 2025-07-03. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-07-01 transaction · row 1
1 source row

Row 1 · 2025-07-01 · Disposition to issuer · Disposed 113,573 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

Common StockSEC Table I · non-derivativeIndirectBy Trust-DHL0 Reported balance After 2025-07-01 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2025-07-01 · Disposition to issuer · Disposed 20,000 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust-SAL0 Reported balance After 2025-07-01 transaction · row 3 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 3 · 2025-07-01 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust-JRL0 Reported balance After 2025-07-01 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2025-07-01 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

Common StockSEC Table I · non-derivativeIndirectBy Trust-DAL0 Reported balance After 2025-07-01 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2025-07-01 · Disposition to issuer · Disposed 10,000 · Balance 0

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were disposed of pursuant to the Agreement and Plan of Merger, dated March 9, 2025 (the "Merger Agreement"), by and among Redfin Corporation (the "Company"), Rocket Companies, Inc. ("Parent"), and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, on July 1, 2025, Merger Sub merged with and into Company (the "Merger"), with Company surviving the Merger as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of Company's common stock, par value $0.001 per share ("Company Common Stock") was converted into the right to receive 0.7926 shares of Class A Common Stock of Parent (the "Parent Common Stock" and such ratio, the "Exchange Ratio") and cash payable in lieu of fractional shares, as described in the Merger Agreement.

F2: Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2021 Filed Feb 25, 2021 22:57 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Tax withholdingCommon Stock 6,256 $169.06 $1,057,639.36
Disclosure

SEC source: 0001562180-21-001598 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,727

F1 · shares: Shares withheld to satisfy tax withholding obligation arising upon the vesting of restricted stock

Read SEC document
February 16, 2021 Filed Feb 18, 2021 22:18 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 6,700 $180.02 $1,206,127.97
Disclosure

SEC source: 0001562180-21-001269 · primarydocument.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,983

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $179.50 to $180.49. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 16, 2021 Filed Feb 18, 2021 22:18 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 6,934 $180.86 $1,254,099.88
Disclosure

SEC source: 0001562180-21-001269 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,683

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $180.50 to $181.43. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 16, 2021 Filed Feb 18, 2021 22:18 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 11,256 $181.78 $2,046,125.81
Disclosure

SEC source: 0001562180-21-001269 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,617

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $181.50 to $182.08. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 31, 2020 Filed Jan 4, 2021 21:15 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 2,990 $173.01 $517,289.73
Disclosure

SEC source: 0001562180-21-000033 · primarydocument.xml · nonDerivative · entry 5

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,873

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F6 · price: This transaction was executed in multiple trades at prices ranging from $172.89 to $173.17. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 31, 2020 Filed Jan 4, 2021 21:15 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 1,232 $172.38 $212,374.01
Disclosure

SEC source: 0001562180-21-000033 · primarydocument.xml · nonDerivative · entry 4

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,863

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F5 · price: This transaction was executed in multiple trades at prices ranging from $171.89 to $172.85. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 21:15 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 600 $171.09 $102,654.12
Disclosure

SEC source: 0001562180-21-000033 · primarydocument.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,095

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F4 · price: This transaction was executed in multiple trades at prices ranging from $170.59 to $171.44. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 30, 2020 Filed Jan 4, 2021 21:15 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 304 $171.59 $52,163.63
Disclosure

SEC source: 0001562180-21-000033 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,695

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $171.52 to $171.63. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 30, 2020 Filed Jan 4, 2021 21:15 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 6,006 $170.94 $1,026,680.66
Disclosure

SEC source: 0001562180-21-000033 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,999

F1 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F2 · price: This transaction was executed in multiple trades at prices ranging from $170.51 to $171.50. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 29, 2020 Filed Dec 30, 2020 21:50 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 8,058 $170.60 $1,374,698.83
Disclosure

SEC source: 0001562180-20-007509 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,005

F2 · kind: These transactions were made pursuant to a Rule 10b5-1 trading plan previously adopted by this Reporting Person on November 30, 2020.

F3 · price: This transaction was executed in multiple trades at prices ranging from $170.50 to $170.68. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 11, 2020 Filed Dec 30, 2020 21:50 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GiftCommon Stock 7,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007509 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,063

F1 · shares: The reporting person made a donation to a charitable foundation.

Read SEC document
November 24, 2020 Filed Nov 25, 2020 21:33 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 5,810 $172.09 $999,845.22
Disclosure

SEC source: 0001562180-20-006910 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,863

F1 · price: This transaction was executed in multiple trades at prices ranging from $172.00 to $172.33. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 13, 2020 Filed Nov 16, 2020 21:42 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 25,000 $166.36 $4,159,122.50
Disclosure

SEC source: 0001562180-20-006713 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,673

F1 · price: This transaction was executed in multiple trades at prices ranging from $166.00 to $166.97. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 21:58 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionOption to Purchase Common Stock · Derivative 4,500 $0.00 Strike: $63.19 $0.00
Disclosure

SEC source: 0001562180-20-006070 · primarydocument.xml · derivative · entry 8

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is eligible to vest as to 60% of the underlying shares on January 15, 2019 and thereafter, as to the remaining 40% of underlying shares, in two equal annual installments beginning on January 15, 2020.

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September 17, 2020 Filed Sep 21, 2020 21:58 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Tax withholdingCommon Stock 3,152 $141.38 $445,629.76
Disclosure

SEC source: 0001562180-20-006070 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,673

F1 · shares: Shares withheld to pay the exercise price of the options and the payment of taxes.

Read SEC document
September 17, 2020 Filed Sep 21, 2020 21:58 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionCommon Stock 4,500 $63.19 $284,355.00
Disclosure

SEC source: 0001562180-20-006070 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 17, 2020 21:19 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GrantCommon Stock 1,202 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-004545 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,325

F1 · price: Each restricted stock unit is fully vested and represents the right to receive one share of common stock upon the earliest of the 5th anniversary of the grant, termination of service, and a change in control of the Company.

Read SEC document
June 10, 2020 Filed Jun 11, 2020 23:40 UTC Redfin Corp RDFN · Entity 77686 GrantRestricted Stock Unit · Derivative 3,767 $0.00 $0.00
Disclosure

SEC source: 0001382821-20-000156 · wf-form4_159191882221129.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

Underlying: Common Stock · 3,767 shares

Expires 2030-06-10

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest on June 13, 2021.

Read SEC document
June 06, 2020 Filed Jun 8, 2020 21:45 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionPhantom Stock · Derivative 5,476 $0.00 $0.00
Disclosure

SEC source: 0001382821-20-000144 · wf-form4_159165269718533.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Common Stock · 5,476 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.exercise_date: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F1 · derivative.expiration_date: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

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June 06, 2020 Filed Jun 8, 2020 21:45 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 5,476 $0.00 $0.00
Disclosure

SEC source: 0001382821-20-000144 · wf-form4_159165269718533.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,476 shares

Expires 2029-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The restricted stock units convert into common stock on a one-for-one basis upon vesting. However, the reporting person has deferred receipt of common stock until the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer. The reporting person holds phantom stock while receipt of common stock is being deferred.

F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of (i) the date of the issuer's 2020 annual meeting of stockholders and (ii) June 6, 2020.

Read SEC document
February 24, 2020 Filed Feb 26, 2020 23:28 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Tax withholdingCommon Stock 9,051 $169.87 $1,537,493.37
Disclosure

SEC source: 0001562180-20-001768 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Chair of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,123

F1 · shares: Shares withheld to satisfy tax withholding obligation arising upon the vesting of restricted stock

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December 30, 2019 Filed Dec 31, 2019 21:05 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GrantCommon Stock 11,600 $74.98 $869,710.00
Disclosure

SEC source: 0001562180-19-006292 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,174

F1 · price: The grant represents stock that vest 100% on December 30, 2022. The purchase price paid by the reporting person reflects 50% of the fair market value of the Company"s common stock on the date of grant.

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December 05, 2019 Filed Dec 6, 2019 21:14 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 10,000 $150.39 $1,503,900.00
Disclosure

SEC source: 0001562180-19-005936 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,574

F2 · price: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.66. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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December 04, 2019 Filed Dec 6, 2019 21:14 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GiftCommon Stock 3,200 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-005936 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,574

F1 · shares: The reporting person made a donation to a charitable foundation.

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November 06, 2019 Filed Nov 8, 2019 21:39 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionOption to Purchase Common Stock · Derivative 13,500 $0.00 Strike: $63.19 $0.00
Disclosure

SEC source: 0001562180-19-005408 · primarydocument.xml · derivative · entry 7

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 13,500 shares

Expires 2023-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option is eligible to vest as to 60% of the underlying shares on January 15, 2019 and thereafter, as to the remaining 40% of underlying shares, in two equal annual installments beginning on January 15, 2020.

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November 06, 2019 Filed Nov 8, 2019 21:39 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Tax withholdingCommon Stock 9,237 $146.39 $1,352,204.43
Disclosure

SEC source: 0001562180-19-005408 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,774

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November 06, 2019 Filed Nov 8, 2019 21:39 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionCommon Stock 13,500 $63.19 $853,065.00
Disclosure

SEC source: 0001562180-19-005408 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: On 6/6/19 David Lissy transferred 7,388 shares to David H Lissy 2019 Grantor Retained Annuity Trust.

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June 06, 2019 Filed Jun 6, 2019 20:54 UTC Redfin Corp RDFN · Entity 77686 GrantRestricted Stock Unit · Derivative 5,476 $0.00 $0.00
Disclosure

SEC source: 0001382821-19-000091 · wf-form4_155985445416596.xml · derivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,476

Underlying: Common Stock · 5,476 shares

Expires 2029-06-06

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock units will vest on the earlier of (i) the date of the issuer's 2020 annual meeting of stockholders and (ii) June 6, 2020. Vested shares will be delivered to the reporting person on the 60th day following the earlier of (i) the reporting person's termination of service with the issuer and (ii) a change in control of the issuer.

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June 06, 2019 Filed Jun 6, 2019 20:54 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 4,516 $0.00 $0.00
Disclosure

SEC source: 0001382821-19-000091 · wf-form4_155985445416596.xml · derivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,516 shares

Expires 2028-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units are fully vested.

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June 06, 2019 Filed Jun 6, 2019 20:54 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 4,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-19-000091 · wf-form4_155985445416596.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 15, 2019 Filed Mar 15, 2019 20:29 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GiftCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001923 · primarydocument.xml · nonDerivative · entry 5

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 4,032

F2 · shares: This transaction involved a gift of securities by the reporting person to his children's irrevocable trusts. The reporting person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

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March 15, 2019 Filed Mar 15, 2019 20:29 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GiftCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001923 · primarydocument.xml · nonDerivative · entry 4

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 4,032

F2 · shares: This transaction involved a gift of securities by the reporting person to his children's irrevocable trusts. The reporting person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

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March 15, 2019 Filed Mar 15, 2019 20:29 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GiftCommon Stock 4,032 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001923 · primarydocument.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · By Irrevocable Trust

Disclosed balance after: 4,032

F2 · shares: This transaction involved a gift of securities by the reporting person to his children's irrevocable trusts. The reporting person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

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March 15, 2019 Filed Mar 15, 2019 20:29 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GiftCommon Stock 12,096 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-001923 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,899

F2 · shares: This transaction involved a gift of securities by the reporting person to his children's irrevocable trusts. The reporting person disclaims any beneficial ownership of these shares except for any pecuniary interest therein.

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March 14, 2019 Filed Mar 15, 2019 20:29 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 37,673 $124.68 $4,697,069.64
Disclosure

SEC source: 0001562180-19-001923 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,995

F1 · price: This transaction was executed in multiple trades at prices ranging from $124.43 to $125.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 25, 2019 Filed Feb 27, 2019 21:11 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 GrantCommon Stock 10,000 $61.22 $612,200.00
Disclosure

SEC source: 0001562180-19-001462 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,668

F1 · shares: This grant represents restricted stock that vest 100% on February 25, 2022. The purchase price paid by the reporting person reflects 50% of the fair market value of the Company's common stock on the date of grant.

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January 15, 2019 Filed Jan 17, 2019 22:28 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Tax withholdingCommon Stock 7,917 $112.56 $891,137.52
Disclosure

SEC source: 0001562180-19-000342 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,668

F1 · shares: Shares withheld to satisfy tax withholding obligation arising upon the vesting of restricted stock.

Read SEC document
June 06, 2018 Filed Jun 8, 2018 20:04 UTC Redfin Corp RDFN · Entity 77686 GrantRestricted Stock Unit · Derivative 4,516 $0.00 $0.00
Disclosure

SEC source: 0001382821-18-000067 · wf-form4_152848826948675.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,516

Underlying: Common Stock · 4,516 shares

Expires 2028-06-06

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The restricted stock units will vest on the earlier of (i) the date of the issuer's 2019 annual meeting of stockholders and (ii) June 6, 2019.

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May 20, 2018 Filed May 21, 2018 20:27 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionRestricted Stock Unit · Derivative 1,552 $0.00 $0.00
Disclosure

SEC source: 0001382821-18-000040 · wf-form4_152693436418575.xml · derivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,552 shares

Expires 2028-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The restricted stock unit is fully vested.

Read SEC document
May 20, 2018 Filed May 21, 2018 20:27 UTC Redfin Corp RDFN · Entity 77686 Exercise / conversionCommon Stock 1,552 Not disclosed Not disclosed
Disclosure

SEC source: 0001382821-18-000040 · wf-form4_152693436418575.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,552

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:27 UTC Redfin Corp RDFN · Entity 77686 PurchaseCommon Stock 10,000 $21.88 $218,838.00
Disclosure

SEC source: 0001382821-18-000040 · wf-form4_152693436418575.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: The reporting person executed the transaction in multiple trades at prices ranging from $21.8795 to $21.965. The reported price reflects the weighted average price of all trades. The reporting person will provide to the SEC staff, the issuer, or any security holder of the issuer, upon request, full information regarding the number of shares traded at each separate price.

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May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionOption to Purchase Common Stock · Derivative 5,618 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · derivative · entry 7

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,618 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The time and performance criteria have been met with respect to this award and the option is fully vested.

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May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionOption to Purchase Common Stock · Derivative 43,290 $0.00 Strike: $14.54 $0.00
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · derivative · entry 6

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 43,290 shares

Expires 2022-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The time and performance criteria have been met with respect to this award and the option is fully vested.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionOption to Purchase Common Stock · Derivative 25,000 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · derivative · entry 5

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2020-01-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The time and performance criteria have been met with respect to this award and the option is fully vested.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Tax withholdingCommon Stock 40,016 $96.72 $3,870,347.52
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · nonDerivative · entry 4

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,585

F1 · kind: Shares withheld to pay the exercise price of the options and the payment of taxes.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionCommon Stock 5,618 $12.00 $67,416.00
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · nonDerivative · entry 3

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionCommon Stock 43,290 $14.54 $629,436.60
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · nonDerivative · entry 2

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2018 Filed May 4, 2018 21:22 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 Exercise / conversionCommon Stock 25,000 $22.00 $550,000.00
Disclosure

SEC source: 0001562180-18-002264 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,693

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2018 Filed Mar 29, 2018 20:15 UTC BRIGHT HORIZONS FAMILY SOLUTIONS INC. BFAM · Entity 531 SaleCommon Stock 100,000 $102.35 $10,235,000.00
Disclosure

SEC source: 0001562180-18-001734 · primarydocument.xml · nonDerivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director · Exec. Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,693

F1 · shares: Shares sold by the reporting person were part of an underwritten secondary offering of 4,606,062 shares of the Issuers common stock which closed on March 29, 2018.

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March 01, 2018 Filed Mar 5, 2018 21:35 UTC Redfin Corp RDFN · Entity 77686 GrantRestricted Stock Units (RSU) · Derivative 1,552 $0.00 $0.00
Disclosure

SEC source: 0000899243-18-006351 · doc4.xml · derivative · entry 1

LISSY DAVID H · CIK 0001193298 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552

Underlying: Common Stock · 1,552 shares

Expires 2018-02-28

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive 1 share of the issuer's Common Stock upon settlement.

F2 · derivative.exercise_date: The RSUs vest 100% on May 20, 2018, subject to continued service through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.